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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+13.7%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$13M
Cap. Flow
-$2.29M
Cap. Flow %
-1.53%
Top 10 Hldgs %
27.03%
Holding
650
New
54
Increased
135
Reduced
62
Closed
358

Top Buys

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$628K
2
OGN icon
Organon & Co
OGN
+$584K
3
ALTG icon
Alta Equipment Group
ALTG
+$514K
4
SO icon
Southern Company
SO
+$508K
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$501K

Top Sells

Rank Stock Value
1
KNF icon
Knife River
KNF
+$806K
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$507K
3
OBE
Obsidian Energy
OBE
+$453K
4
PXD
Pioneer Natural Resource Co.
PXD
+$433K
5
STRL icon
Sterling Infrastructure
STRL
+$318K

Sector Composition

Rank Sector Weight
1 Industrials 16.97%
2 Technology 12.93%
3 Financials 11.19%
4 Healthcare 7.54%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPNG icon
376
Coupang
CPNG
$29.5B
– –
-2,800
Closed -$47.6K
CRM icon
377
Salesforce
CRM
$152B
– –
-91
Closed -$18.5K
CRWD icon
378
CrowdStrike
CRWD
$206B
– –
-200
Closed -$8.37K
CSX icon
379
CSX Corp
CSX
$92.3B
– –
-533
Closed -$16.4K
CTRA
380
DELISTED
Coterra Energy
CTRA
– –
-3,850
Closed -$104K
CTVA icon
381
Corteva
CTVA
$50.7B
– –
-1,780
Closed -$91.1K
CWB icon
382
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
– –
-4
Closed -$271
D icon
383
Dominion Energy
D
$60.5B
– –
-5,211
Closed -$233K
DBI icon
384
Designer Brands
DBI
$331M
– –
-1,500
Closed -$19K
DELL icon
385
Dell
DELL
$277B
– –
-401
Closed -$27.6K
DEO icon
386
Diageo
DEO
$49.2B
– –
-5
Closed -$746
DES icon
387
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
– –
-274
Closed -$7.72K
DFS
388
DELISTED
Discover Financial Services
DFS
– –
-4
Closed -$349
DGII icon
389
Digi International
DGII
$2.65B
– –
-3,000
Closed -$81K
DHR icon
390
Danaher
DHR
$139B
– –
-5
Closed -$992
DIA icon
391
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
– –
-79
Closed -$26.4K
DIAX
392
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-1,380
Closed -$18.9K
DLTR icon
393
Dollar Tree
DLTR
$24.9B
– –
-200
Closed -$21.3K
DOCU
394
DocuSign
DOCU
$10.5B
– –
-1,020
Closed -$42.8K
DOMO icon
395
Domo
DOMO
$184M
– –
-50
Closed -$491
DON icon
396
WisdomTree US MidCap Dividend Fund
DON
$4.06B
– –
-271
Closed -$11.1K
DOV icon
397
Dover
DOV
$27.7B
– –
-465
Closed -$64.9K
DVOL icon
398
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.7M
– –
-100
Closed -$2.5K
EBS icon
399
Emergent Biosolutions
EBS
$382M
– –
-200
Closed -$680
ECL icon
400
Ecolab
ECL
$78.6B
– –
-10
Closed -$1.76K
14 15
16
17 18

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AFA
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ISFAN
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Register Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Register Financial Advisors held 650 positions worth $150M, up 9.5% from $137M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Register Financial Advisors's Q4 2023 filing shows 54 new, 135 increased, 62 reduced and 358 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K. The largest sale was Knife River, an estimated $806K.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q4 2023 buy was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K.
  • Register Financial Advisors added most to Chart Industries in Q4 2023, an estimated $628K increase.
  • Register Financial Advisors's biggest Q4 2023 reduction was Knife River, cutting an estimated $806K.
  • Register Financial Advisors fully exited Pioneer Natural Resource Co. in Q4 2023, selling an estimated $433K.
  • Register Financial Advisors's ten largest holdings make up 27% of its $150M portfolio in Q4 2023.
  • Register Financial Advisors opened 54 new positions and closed 358 in Q4 2023.
  • Register Financial Advisors's portfolio value rose 9.5% quarter-over-quarter to $150M.

Based on Register Financial Advisors's 13F filing for Q4 2023, filed 12 Jan 2024.