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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXZ icon
376
First Trust Materials AlphaDEX Fund
FXZ
$382M
$14.3K 0.01%
227
– –
P
377
Everpure Inc
P
$28.8B
$14.2K 0.01%
400
– –
FXD icon
378
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$275M
$14.1K 0.01%
277
– –
XLF icon
379
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$13.8K 0.01%
415
+2
+0.5% +$69
KNG icon
380
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.43B
$13.6K 0.01%
+276
New +$14.5K
FITB
381
Fifth Third Bancorp
FITB
$52.9B
$13.5K 0.01%
533
+204
+62% +$5.5K
GO icon
382
Grocery Outlet
GO
$986M
$13.3K 0.01%
462
– –
BE icon
383
Bloom Energy
BE
$68.3B
$13.3K 0.01%
1,000
– –
GNRC icon
384
Generac Holdings
GNRC
$12.8B
$13.1K 0.01%
+120
New +$14.8K
OXY icon
385
Occidental Petroleum
OXY
$54.9B
$13K 0.01%
200
– –
APD icon
386
Air Products & Chemicals
APD
$66.1B
$12.8K 0.01%
45
– –
M icon
387
Macy's
M
$6.97B
$12.8K 0.01%
1,100
– –
FTXG icon
388
First Trust Nasdaq Food & Beverage ETF
FTXG
$23.8M
$12.4K 0.01%
523
– –
PFF icon
389
iShares Preferred and Income Securities ETF
PFF
$13.3B
$12.4K 0.01%
411
+6
+1% +$183
TLH icon
390
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$12.3K 0.01%
+125
New +$13.1K
HR icon
391
Healthcare Realty
HR
$7.03B
$12.1K 0.01%
793
+14
+2% +$248
BATRA icon
392
Atlanta Braves Holdings Series A
BATRA
$3.51B
$11.7K 0.01%
300
– –
VTRS icon
393
Viatris
VTRS
$20.5B
$11.3K 0.01%
1,146
-107
-9% -$1.11K
AA icon
394
Alcoa
AA
$12.3B
$11.3K 0.01%
388
-37
-9% -$1.16K
CODI icon
395
Compass Diversified
CODI
$831M
$11.3K 0.01%
600
– –
CMI icon
396
Cummins
CMI
$86.5B
$11.2K 0.01%
49
– –
NOW icon
397
ServiceNow
NOW
$119B
$11.2K 0.01%
100
– –
MTUM icon
398
iShares MSCI USA Momentum Factor ETF
MTUM
$26.6B
$11.2K 0.01%
80
– –
DON icon
399
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$11.1K 0.01%
271
– –
SRC
400
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$10.9K 0.01%
325
– –
14 15
16
17 18

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AFA
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BCM
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ISFAN
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JHWEPV
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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.