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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIAX
351
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$18.9K 0.01%
1,380
-4,766
-78% -$67.4K
TSN icon
352
Tyson Foods
TSN
$21B
$18.8K 0.01%
372
+3
+0.8% +$160
CRM icon
353
Salesforce
CRM
$156B
$18.5K 0.01%
91
-53
-37% -$11.5K
LTHM
354
DELISTED
Livent Corporation
LTHM
$18.4K 0.01%
1,000
– –
USHY icon
355
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$17.9K 0.01%
516
+378
+274% +$13.3K
BNDX icon
356
Vanguard Total International Bond ETF
BNDX
$82.3B
$17.9K 0.01%
+374
New +$18.1K
BOND icon
357
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
$17.7K 0.01%
+201
New +$18.1K
ALLE icon
358
Allegion
ALLE
$13.7B
$17.3K 0.01%
166
– –
RXI icon
359
iShares Global Consumer Discretionary ETF
RXI
$275M
$17.2K 0.01%
118
– –
MATV icon
360
Mativ Holdings
MATV
$500M
$17.1K 0.01%
1,200
– –
AOR icon
361
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$17.1K 0.01%
+346
New +$17.6K
QAI icon
362
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$17K 0.01%
567
-91
-14% -$2.74K
GOVT icon
363
iShares US Treasury Bond ETF
GOVT
$43.6B
$16.9K 0.01%
768
+712
+1,271% +$16K
APA icon
364
APA Corp
APA
$12.7B
$16.4K 0.01%
400
– –
MCHP icon
365
Microchip Technology
MCHP
$43.8B
$16.4K 0.01%
210
– –
CSX icon
366
CSX Corp
CSX
$92.3B
$16.4K 0.01%
533
-100
-16% -$3.17K
PINE
367
Alpine Income Property Trust
PINE
$335M
$16.4K 0.01%
1,000
– –
AON icon
368
Aon
AON
$75.9B
$16.2K 0.01%
50
– –
UBER icon
369
Uber
UBER
$147B
$16.1K 0.01%
350
– –
RF icon
370
Regions Financial
RF
$26.9B
$15.5K 0.01%
900
– –
ETG
371
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.82B
$15.4K 0.01%
1,000
– –
EEM icon
372
iShares MSCI Emerging Markets ETF
EEM
$29.7B
$15.1K 0.01%
399
– –
FTXL icon
373
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
$15K 0.01%
222
– –
FXR icon
374
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$14.6K 0.01%
254
– –
REAX icon
375
Real Brokerage
REAX
$355M
$14.5K 0.01%
10,000
– –
13 14
15
16 17

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CCG
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AFA
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BCM
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ISFAN
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JHWEPV
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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.