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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
301
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$29.6K 0.02%
568
+44
+8% +$2.41K
TCPC icon
302
BlackRock TCP Capital
TCPC
$283M
$29.4K 0.02%
2,500
– –
VMW
303
DELISTED
VMware, Inc
VMW
$29.3K 0.02%
176
– –
TSLA icon
304
Tesla
TSLA
$1.27T
$29.3K 0.02%
117
– –
MGM icon
305
MGM Resorts International
MGM
$11.4B
$29K 0.02%
789
– –
GDX icon
306
VanEck Gold Miners ETF
GDX
$23.2B
$28.8K 0.02%
1,071
– –
CARR icon
307
Carrier Global
CARR
$52.1B
$28.6K 0.02%
519
-1,100
-68% -$60.5K
CL icon
308
Colgate-Palmolive
CL
$71.6B
$28.4K 0.02%
400
– –
IR icon
309
Ingersoll Rand
IR
$34.1B
$28.1K 0.02%
441
– –
DELL icon
310
Dell
DELL
$277B
$27.6K 0.02%
401
– –
GUT
311
Gabelli Utility Trust
GUT
$574M
$27.1K 0.02%
5,245
+37
+0.7% +$245
ELV icon
312
Elevance Health
ELV
$83B
$26.6K 0.02%
61
– –
IWS icon
313
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$26.5K 0.02%
254
– –
DIA icon
314
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
$26.4K 0.02%
79
-44
-36% -$15.3K
AZN icon
315
AstraZeneca
AZN
$245B
$26.4K 0.02%
195
+15
+8% +$2.05K
X
316
DELISTED
US Steel
X
$26K 0.02%
800
– –
IWP icon
317
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
$25.9K 0.02%
284
– –
KRE icon
318
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
$25.9K 0.02%
621
+6
+1% +$268
PARAP
319
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$25.9K 0.02%
1,457
-1,300
-47% -$27.5K
GD icon
320
General Dynamics
GD
$103B
$25.7K 0.02%
116
– –
JOF
321
Japan Smaller Capitalization Fund
JOF
$328M
$25.6K 0.02%
3,604
– –
VMC icon
322
Vulcan Materials
VMC
$36.7B
$25.3K 0.02%
125
– –
OMFL icon
323
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.79B
$24.7K 0.02%
+539
New +$26.2K
EXG icon
324
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.01B
$23.7K 0.02%
3,217
– –
IEF icon
325
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$23K 0.02%
+251
New +$23.7K
11 12
13
14 15

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ECH
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CCG
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TC
TFR Capital Plano, Texas $326M AUM 24.24% 1-Year Est. Return
AFA
Alpha Financial Advisors Charlotte, North Carolina $326M AUM 15.49% 1-Year Est. Return
BCM
Boone Capital Management Atlanta, Georgia $326M AUM 86.31% 1-Year Est. Return
ISFAN
Investor's Fiduciary Advisor Network Snoqualmie, Washington $326M AUM 19.7% 1-Year Est. Return
JHWEPV
J. H. Whitney Equity Partners VI New Canaan, Connecticut $326M AUM

Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.