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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+12%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$254M
AUM Growth
+$25.2M
Cap. Flow
+$4.32M
Cap. Flow %
1.7%
Top 10 Hldgs %
27%
Holding
359
New
24
Increased
144
Reduced
73
Closed
21

Top Buys

Rank Stock Value
1
NOG icon
Northern Oil and Gas
NOG
+$2.18M
2
KNF icon
Knife River
KNF
+$1.6M
3
BZH icon
Beazer Homes USA
BZH
+$1.32M
4
RDW icon
Redwire
RDW
+$1.22M
5
OSPN icon
OneSpan
OSPN
+$1.02M

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$3.04M
2
ECG
Everus Construction Group
ECG
+$2.09M
3
SYM icon
Symbotic
SYM
+$1.19M
4
SPTN
SpartanNash
SPTN
+$685K
5
OSIS icon
OSI Systems
OSIS
+$662K

Sector Composition

Rank Sector Weight
1 Technology 17.81%
2 Industrials 16.69%
3 Financials 11.12%
4 Consumer Discretionary 5.94%
5 Energy 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
251
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$78.5K 0.03%
1,448
+26
+2% +$1.34K
LQD icon
252
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$78.4K 0.03%
703
– –
XLI icon
253
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$76.4K 0.03%
495
+52
+12% +$7.88K
GLAD icon
254
Gladstone Capital
GLAD
$431M
$70.6K 0.03%
3,228
– –
PTNQ icon
255
Pacer Trendpilot 100 ETF
PTNQ
$1.24B
$67.5K 0.03%
871
– –
MLPA icon
256
Global X MLP ETF
MLPA
$2.28B
$67.1K 0.03%
1,385
– –
OCSL icon
257
Oaktree Specialty Lending
OCSL
$1.06B
$65.3K 0.03%
5,000
-6,043
-55% -$83.2K
MINT icon
258
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$59.8K 0.02%
594
+2
+0.3% +$201
NWL icon
259
Newell Brands
NWL
$2.62B
$58.9K 0.02%
11,235
+6
+0.1% +$34
POWW icon
260
Outdoor Holding Co
POWW
$256M
$58.6K 0.02%
39,600
– –
SDOG icon
261
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$55.7K 0.02%
925
-125
-12% -$7.38K
XLC icon
262
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$55.3K 0.02%
467
– –
GDX icon
263
VanEck Gold Miners ETF
GDX
$23.7B
$51.8K 0.02%
678
– –
XLY icon
264
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.8B
$47K 0.02%
392
– –
XTN icon
265
State Street SPDR S&P Transportation ETF
XTN
$402M
$46K 0.02%
549
– –
GSLC icon
266
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$45.3K 0.02%
348
+1
+0.3% +$126
MIN
267
Aberdeen Intermediate Income Fund
MIN
$275M
$42.1K 0.02%
15,695
+337
+2% +$903
IWP icon
268
iShares Russell Mid-Cap Growth ETF
IWP
$20.5B
$40.4K 0.02%
284
– –
IDV icon
269
iShares International Select Dividend ETF
IDV
$8.47B
$36.9K 0.01%
+1,011
New +$36.4K
MUB icon
270
iShares National Muni Bond ETF
MUB
$45.3B
$35.8K 0.01%
336
– –
IWS icon
271
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$35.5K 0.01%
254
– –
VONV icon
272
Vanguard Russell 1000 Value ETF
VONV
$21B
$34.7K 0.01%
388
– –
XLB icon
273
State Street Materials Select Sector SPDR ETF
XLB
$8.44B
$33.2K 0.01%
740
– –
COWZ icon
274
Pacer US Cash Cows 100 ETF
COWZ
$18.8B
$33K 0.01%
575
-25
-4% -$1.42K
PGF icon
275
Invesco Financial Preferred ETF
PGF
$676M
$31.2K 0.01%
2,137
+33
+2% +$477
9 10
11
12 13

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Register Financial Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Register Financial Advisors held 359 positions worth $254M, up 11% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Register Financial Advisors's Q3 2025 filing shows 24 new, 144 increased, 73 reduced and 21 closed positions. Its largest new stake was OneSpan: 67,107 shares worth $1.07M. The largest sale was Chart Industries, an estimated $3.04M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Financials.

  • Register Financial Advisors's largest Q3 2025 buy was OneSpan: 67,107 shares worth $1.07M.
  • Register Financial Advisors added most to Northern Oil and Gas in Q3 2025, an estimated $2.18M increase.
  • Register Financial Advisors's biggest Q3 2025 reduction was Everus Construction Group, cutting an estimated $2.09M.
  • Register Financial Advisors fully exited Chart Industries in Q3 2025, selling an estimated $3.04M.
  • Register Financial Advisors's ten largest holdings make up 27% of its $254M portfolio in Q3 2025.
  • Register Financial Advisors opened 24 new positions and closed 21 in Q3 2025.
  • Register Financial Advisors's portfolio value rose 11% quarter-over-quarter to $254M.

Based on Register Financial Advisors's 13F filing for Q3 2025, filed 30 Oct 2025.