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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
-2.31%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
-$3.55M
Cap. Flow
+$1.61M
Cap. Flow %
1.18%
Top 10 Hldgs %
25.37%
Holding
617
New
66
Increased
155
Reduced
130
Closed
21

Top Buys

Rank Stock Value
1
APLD icon
Applied Digital
APLD
+$1.01M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$741K
3
HPK icon
HighPeak Energy
HPK
+$669K
4
INDI icon
indie Semiconductor
INDI
+$593K
5
ALTG icon
Alta Equipment Group
ALTG
+$565K

Top Sells

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$723K
2
ESTE
Earthstone Energy Inc. Class A Common Stock
ESTE
+$653K
3
STRL icon
Sterling Infrastructure
STRL
+$630K
4
ENVX icon
Enovix
ENVX
+$593K
5
VZ icon
Verizon
VZ
+$577K

Sector Composition

Rank Sector Weight
1 Industrials 15.31%
2 Technology 12.58%
3 Financials 11.05%
4 Healthcare 7.97%
5 Energy 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
251
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$57.2K 0.04%
1,385
– –
NTRS icon
252
Northern Trust
NTRS
$33.3B
$55.6K 0.04%
800
– –
WY icon
253
Weyerhaeuser
WY
$18.2B
$55.2K 0.04%
1,800
– –
BSV icon
254
Vanguard Short-Term Bond ETF
BSV
$44.6B
$55.1K 0.04%
733
+452
+161% +$34.1K
AMT icon
255
American Tower
AMT
$80.6B
$51.9K 0.04%
316
+7
+2% +$1.28K
NLY icon
256
Annaly Capital Management
NLY
$17.2B
$51.7K 0.04%
2,750
-250
-8% -$4.97K
FLUX icon
257
Flux Power
FLUX
$11.6M
$51.6K 0.04%
15,002
– –
FPI
258
Farmland Partners
FPI
$418M
$50.6K 0.04%
4,933
+7
+0.1% +$80
FHN icon
259
First Horizon
FHN
$12.2B
$49.6K 0.04%
4,500
– –
SDOG icon
260
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$49.4K 0.04%
1,050
– –
CPNG icon
261
Coupang
CPNG
$29.5B
$47.6K 0.03%
2,800
– –
PGX icon
262
Invesco Preferred ETF
PGX
$3.8B
$46.8K 0.03%
4,275
– –
NOBL icon
263
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$46.1K 0.03%
+1,042
New +$48.9K
LUV icon
264
Southwest Airlines
LUV
$23B
$45K 0.03%
1,661
– –
RES icon
265
RPC Inc
RES
$1.28B
$44.7K 0.03%
5,000
– –
VICI icon
266
VICI Properties
VICI
$29.2B
$43.6K 0.03%
1,500
+500
+50% +$15.5K
DOCU
267
DocuSign
DOCU
$10.5B
$42.8K 0.03%
1,020
– –
MDY icon
268
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$42.6K 0.03%
93
– –
NRDY icon
269
Nerdy
NRDY
$108M
$42.5K 0.03%
11,500
– –
GSBD icon
270
Goldman Sachs BDC
GSBD
$993M
$40.1K 0.03%
2,756
– –
WTAI icon
271
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$641M
$40.1K 0.03%
+2,300
New +$42.8K
KMB icon
272
Kimberly-Clark
KMB
$35.7B
$39.6K 0.03%
328
+2
+0.6% +$258
KSS icon
273
Kohl's
KSS
$2.28B
$38.6K 0.03%
1,840
-192
-9% -$4.84K
NVS icon
274
Novartis
NVS
$292B
$37.9K 0.03%
372
– –
MOAT icon
275
VanEck Morningstar Wide Moat ETF
MOAT
$12B
$37.6K 0.03%
+496
New +$39.5K
9 10
11
12 13

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CCG
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TC
TFR Capital Plano, Texas $326M AUM 24.24% 1-Year Est. Return
AFA
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BCM
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ISFAN
Investor's Fiduciary Advisor Network Snoqualmie, Washington $326M AUM 19.7% 1-Year Est. Return
JHWEPV
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Register Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Register Financial Advisors held 617 positions worth $137M, down 2.5% from $140M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Register Financial Advisors's Q3 2023 filing shows 66 new, 155 increased, 130 reduced and 21 closed positions. Its largest new stake was HighPeak Energy: 46,100 shares worth $778K. The largest sale was Chart Industries, an estimated $723K.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q3 2023 buy was HighPeak Energy: 46,100 shares worth $778K.
  • Register Financial Advisors added most to Applied Digital in Q3 2023, an estimated $1.01M increase.
  • Register Financial Advisors's biggest Q3 2023 reduction was Chart Industries, cutting an estimated $723K.
  • Register Financial Advisors fully exited Earthstone Energy Inc. Class A Common Stock in Q3 2023, selling an estimated $653K.
  • Register Financial Advisors's ten largest holdings make up 25% of its $137M portfolio in Q3 2023.
  • Register Financial Advisors opened 66 new positions and closed 21 in Q3 2023.
  • Register Financial Advisors's portfolio value fell 2.5% quarter-over-quarter to $137M.

Based on Register Financial Advisors's 13F filing for Q3 2023, filed 13 Oct 2023.