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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$29.5M
Cap. Flow
-$33.4M
Cap. Flow %
-26.22%
Top 10 Hldgs %
25.85%
Holding
867
New
74
Increased
220
Reduced
74
Closed
317

Top Buys

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$1.4M
2
COP icon
ConocoPhillips
COP
+$887K
3
ATI icon
ATI
ATI
+$787K
4
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$750K
5
TILE icon
Interface
TILE
+$711K

Top Sells

Rank Stock Value
1
TANNI
TravelCenters of America LLC 8.25% Senior Notes due 2028
TANNI
+$2.14M
2
ALTG.PRA icon
Alta Equipment Group Depository Shares
ALTG.PRA
+$1.91M
3
VIASP
Via Renewables Inc 8.75% Series A Preferred Stock
VIASP
+$1.36M
4
RILYN icon
BRC Group Holdings 6.50% Senior Notes Due 2026
RILYN
+$1.35M
5
F.PRC icon
Ford Motor Co 6.000% Notes due Dec 1 2059
F.PRC
+$632K

Sector Composition

Rank Sector Weight
1 Industrials 16.32%
2 Technology 12.55%
3 Financials 11.09%
4 Healthcare 9.22%
5 Energy 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AORT icon
251
Artivion
AORT
$1.31B
$51.1K 0.04%
3,901
+3,001
+333% +$38.3K
PGX icon
252
Invesco Preferred ETF
PGX
$3.81B
$49.1K 0.04%
+4,275
New +$51.3K
CIEN icon
253
Ciena
CIEN
$58.2B
$48.7K 0.04%
928
-69
-7% -$3.44K
NRDY icon
254
Nerdy
NRDY
$107M
$48.1K 0.04%
11,500
+1,500
+15% +$4.58K
FFIV icon
255
F5
FFIV
$23.4B
$47.6K 0.04%
327
-100
-23% -$14.4K
MS icon
256
Morgan Stanley
MS
$341B
$47.3K 0.04%
539
-755
-58% -$70.5K
GLAD icon
257
Gladstone Capital
GLAD
$437M
$46.6K 0.04%
2,479
+18
+0.7% +$358
VLO icon
258
Valero Energy
VLO
$88.9B
$45.9K 0.04%
329
+3
+0.9% +$403
NSC icon
259
Norfolk Southern
NSC
$76.7B
$45.6K 0.04%
+215
New +$49.7K
CPNG icon
260
Coupang
CPNG
$30.1B
$44.8K 0.04%
2,800
– –
JCI icon
261
Johnson Controls International
JCI
$93.1B
$44.4K 0.03%
737
– –
NEE icon
262
NextEra Energy
NEE
$182B
$44.4K 0.03%
+576
New +$44.3K
PYPL icon
263
PayPal
PYPL
$50.1B
$44.4K 0.03%
584
+175
+43% +$13.5K
HTD
264
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$910M
$44.3K 0.03%
2,079
– –
BABA icon
265
Alibaba
BABA
$309B
$43.2K 0.03%
423
– –
PTON icon
266
Peloton Interactive
PTON
$2.86B
$43.1K 0.03%
3,800
-100
-3% -$1.2K
MDY icon
267
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$42.6K 0.03%
93
– –
DIA icon
268
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$40.7K 0.03%
123
-44
-26% -$14.6K
GSY icon
269
Invesco Ultra Short Duration ETF
GSY
$3.9B
$40.5K 0.03%
817
-87
-10% -$4.32K
RES icon
270
RPC Inc
RES
$1.31B
$38.5K 0.03%
+5,000
New +$44.4K
KRE icon
271
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
$37.8K 0.03%
862
+5
+0.6% +$284
QYLD icon
272
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$37.7K 0.03%
2,200
– –
GSBD icon
273
Goldman Sachs BDC
GSBD
$1.01B
$37.6K 0.03%
2,756
+78
+3% +$1.16K
KR icon
274
Kroger
KR
$35.4B
$37K 0.03%
750
– –
GUT
275
Gabelli Utility Trust
GUT
$575M
$36K 0.03%
5,172
+34
+0.7% +$241
9 10
11
12 13

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DG Capital Management New York $326M AUM 39.67% 1-Year Est. Return
ECH
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CCG
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TC
TFR Capital Plano, Texas $326M AUM 24.24% 1-Year Est. Return
AFA
Alpha Financial Advisors Charlotte, North Carolina $326M AUM 15.49% 1-Year Est. Return
BCM
Boone Capital Management Atlanta, Georgia $326M AUM 86.31% 1-Year Est. Return
ISFAN
Investor's Fiduciary Advisor Network Snoqualmie, Washington $326M AUM 19.7% 1-Year Est. Return
JHWEPV
J. H. Whitney Equity Partners VI New Canaan, Connecticut $326M AUM

Register Financial Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Register Financial Advisors held 867 positions worth $127M, down 19% from $157M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Register Financial Advisors withdrew a net $33.4M in Q1 2023, closing 317 positions and reducing 74 holdings. Its most notable exit was TravelCenters of America LLC 8.25% Senior Notes due 2028, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 8.3% a quarter earlier, followed by Technology and Financials.

Against the trend, Register Financial Advisors opened a new position in Southland Holdings worth $578K.

  • Register Financial Advisors's largest Q1 2023 buy was Southland Holdings: 68,752 shares worth $578K.
  • Register Financial Advisors added most to MDU Resources in Q1 2023, an estimated $1.4M increase.
  • Register Financial Advisors's biggest Q1 2023 reduction was Tesla, cutting an estimated $338K.
  • Register Financial Advisors fully exited TravelCenters of America LLC 8.25% Senior Notes due 2028 in Q1 2023, selling an estimated $2.14M.
  • Register Financial Advisors's ten largest holdings make up 26% of its $127M portfolio in Q1 2023.
  • Register Financial Advisors opened 74 new positions and closed 317 in Q1 2023.
  • Register Financial Advisors's portfolio value fell 19% quarter-over-quarter to $127M.

Based on Register Financial Advisors's 13F filing for Q1 2023, filed 10 May 2023.