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RFA

Register Financial Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 48.38%
This Fund
S&P 500
This Quarter Est. Return
+13.7%
1 Year Est. Return
+48.38%
3 Year Est. Return
+126.27%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$13M
Cap. Flow
-$2.29M
Cap. Flow %
-1.53%
Top 10 Hldgs %
27.03%
Holding
650
New
54
Increased
135
Reduced
62
Closed
358

Top Buys

Rank Stock Value
1
GTLS
Chart Industries
GTLS
+$628K
2
OGN icon
Organon & Co
OGN
+$584K
3
ALTG icon
Alta Equipment Group
ALTG
+$514K
4
SO icon
Southern Company
SO
+$508K
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$501K

Top Sells

Rank Stock Value
1
KNF icon
Knife River
KNF
+$806K
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
+$507K
3
OBE
Obsidian Energy
OBE
+$453K
4
PXD
Pioneer Natural Resource Co.
PXD
+$433K
5
STRL icon
Sterling Infrastructure
STRL
+$318K

Sector Composition

Rank Sector Weight
1 Industrials 16.97%
2 Technology 12.93%
3 Financials 11.19%
4 Healthcare 7.54%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
226
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$28.5K 0.02%
+288
New +$26K
PGF icon
227
Invesco Financial Preferred ETF
PGF
$676M
$28K 0.02%
+1,922
New +$26.9K
PARAP
228
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$27.2K 0.02%
1,457
– –
IEF icon
229
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$26.9K 0.02%
279
+28
+11% +$2.59K
MBB icon
230
iShares MBS ETF
MBB
$38.8B
$25.1K 0.02%
267
+228
+585% +$20.4K
XLRE icon
231
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$24.8K 0.02%
+619
New +$22.2K
EFAV icon
232
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$24.5K 0.02%
+353
New +$23.4K
IHF icon
233
iShares US Healthcare Providers ETF
IHF
$1.26B
$23.9K 0.02%
+455
New +$23.1K
SCHO icon
234
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$21.7K 0.01%
+894
New +$21.5K
ORI icon
235
Old Republic International
ORI
$10.6B
$21.5K 0.01%
733
+651
+794% +$18.3K
VNQ icon
236
Vanguard Real Estate ETF
VNQ
$39.3B
$21.5K 0.01%
+243
New +$19.3K
PFXF icon
237
VanEck Preferred Securities ex Financials ETF
PFXF
$2.44B
$20.6K 0.01%
+1,200
New +$19.9K
DWAS icon
238
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$438M
$19.5K 0.01%
+233
New +$17.6K
RXI icon
239
iShares Global Consumer Discretionary ETF
RXI
$274M
$18.7K 0.01%
118
– –
XLP icon
240
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$16.6K 0.01%
+231
New +$16K
FXR icon
241
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$753M
$16.5K 0.01%
254
– –
EEM icon
242
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$16.3K 0.01%
407
+8
+2% +$309
FXD icon
243
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$16.3K 0.01%
277
– –
REAX icon
244
Real Brokerage
REAX
$355M
$16K 0.01%
10,000
– –
FXZ icon
245
First Trust Materials AlphaDEX Fund
FXZ
$374M
$15.7K 0.01%
227
– –
TLH icon
246
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$13.7K 0.01%
127
+2
+2% +$200
OESX icon
247
Orion Energy Systems
OESX
$41.5M
$13K 0.01%
1,500
-3,219
-68% -$31.7K
MOO icon
248
VanEck Agribusiness ETF
MOO
$968M
$12.6K 0.01%
+165
New +$12.3K
MTUM icon
249
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
$12.6K 0.01%
80
– –
LVS icon
250
Las Vegas Sands
LVS
$30.6B
$11.6K 0.01%
+236
New +$11.2K
8 9
10
11 12

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Register Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Register Financial Advisors held 650 positions worth $150M, up 9.5% from $137M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Register Financial Advisors's Q4 2023 filing shows 54 new, 135 increased, 62 reduced and 358 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K. The largest sale was Knife River, an estimated $806K.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

  • Register Financial Advisors's largest Q4 2023 buy was First Trust NASDAQ-100 Technology Index Fund: 3,218 shares worth $565K.
  • Register Financial Advisors added most to Chart Industries in Q4 2023, an estimated $628K increase.
  • Register Financial Advisors's biggest Q4 2023 reduction was Knife River, cutting an estimated $806K.
  • Register Financial Advisors fully exited Pioneer Natural Resource Co. in Q4 2023, selling an estimated $433K.
  • Register Financial Advisors's ten largest holdings make up 27% of its $150M portfolio in Q4 2023.
  • Register Financial Advisors opened 54 new positions and closed 358 in Q4 2023.
  • Register Financial Advisors's portfolio value rose 9.5% quarter-over-quarter to $150M.

Based on Register Financial Advisors's 13F filing for Q4 2023, filed 12 Jan 2024.