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RCM

Regency Capital Management Portfolio holdings

AUM $224M
1-Year Est. Return 26.03%
This Fund
S&P 500
This Quarter Est. Return
+1.03%
1 Year Est. Return
+26.03%
3 Year Est. Return
+82.13%
5 Year Est. Return
+99.9%
10 Year Est. Return
–
AUM
$142M
AUM Growth
+$9.83M
Cap. Flow
+$8.29M
Cap. Flow %
5.83%
Top 10 Hldgs %
49.63%
Holding
156
New
24
Increased
49
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.17M
2
CHE icon
Chemed
CHE
+$3.93M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.7M
4
CLX icon
Clorox
CLX
+$2.21M
5
UNH icon
UnitedHealth
UNH
+$2.1M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.51M
2
EWJ icon
iShares MSCI Japan ETF
EWJ
+$2.17M
3
ISRG icon
Intuitive Surgical
ISRG
+$2.14M
4
BABA icon
Alibaba
BABA
+$1.84M
5
BR icon
Broadridge
BR
+$1.82M

Sector Composition

Rank Sector Weight
1 Financials 16.75%
2 Technology 15.02%
3 Consumer Discretionary 9.83%
4 Consumer Staples 9.83%
5 Healthcare 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYT icon
126
iShares US Transportation ETF
IYT
$2.26B
$1K ﹤0.01%
20
– –
KOF icon
127
Coca-Cola Femsa
KOF
$22.7B
$1K ﹤0.01%
20
– –
MRVL icon
128
Marvell Technology
MRVL
$168B
$1K ﹤0.01%
21
– –
OGN icon
129
Organon & Co
OGN
$3.56B
$1K ﹤0.01%
+17
New +$544
PEJ icon
130
Invesco Leisure and Entertainment ETF
PEJ
$259M
$1K ﹤0.01%
20
– –
XLK icon
131
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1K ﹤0.01%
+20
New +$1.54K
BABA icon
132
Alibaba
BABA
$293B
– –
-8,118
Closed -$1.84M
BBJP icon
133
JPMorgan BetaBuilders Japan ETF
BBJP
$17.5B
– –
-22,485
Closed -$1.27M
BDX icon
134
Becton Dickinson
BDX
$45.6B
– –
-5,949
Closed -$1.46M
BR icon
135
Broadridge
BR
$17.8B
– –
-10,699
Closed -$1.82M
BTI icon
136
British American Tobacco
BTI
$131B
– –
-350
Closed -$14K
ENB icon
137
Enbridge
ENB
$119B
– –
-550
Closed -$21.7K
FAST icon
138
Fastenal
FAST
$54.7B
– –
-27,432
Closed -$713K
FHI icon
139
Federated Hermes
FHI
$4.55B
– –
-10
Closed –
FTV icon
140
Fortive
FTV
$17.9B
– –
-133
Closed -$7K
GRMN
141
Garmin
GRMN
$56.7B
– –
-200
Closed -$29K
GS icon
142
Goldman Sachs
GS
$300B
– –
-2,890
Closed -$1.1M
HON icon
143
Honeywell
HON
$77B
– –
-818
Closed -$169K
MITK icon
144
Mitek Systems
MITK
$754M
– –
-500
Closed -$10K
NEE icon
145
NextEra Energy
NEE
$181B
$0 ﹤0.01%
5
– –
NOC icon
146
Northrop Grumman
NOC
$77.1B
– –
-938
Closed -$341K
PM icon
147
Philip Morris
PM
$297B
$0 ﹤0.01%
5
-180
-97% -$18.1K
RGR icon
148
Sturm, Ruger & Co
RGR
$594M
– –
-120
Closed -$11K
SE icon
149
Sea Limited
SE
$65.4B
– –
-38
Closed -$10K
SNOW icon
150
Snowflake
SNOW
$102B
– –
-43
Closed -$10K
3 4 5
6
7

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Regency Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regency Capital Management held 156 positions worth $142M, up 7.4% from $132M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Regency Capital Management deployed $8.29M of net new capital in Q3 2021, opening 24 new positions and adding to 49 existing holdings. Its largest new stake was Chemed: 8,346 shares worth $3.88M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $2.51M trimmed.

  • Regency Capital Management's largest Q3 2021 buy was Chemed: 8,346 shares worth $3.88M.
  • Regency Capital Management added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $8.17M increase.
  • Regency Capital Management's biggest Q3 2021 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $2.51M.
  • Regency Capital Management fully exited Alibaba in Q3 2021, selling an estimated $1.84M.
  • Regency Capital Management's ten largest holdings make up 50% of its $142M portfolio in Q3 2021.
  • Regency Capital Management opened 24 new positions and closed 22 in Q3 2021.
  • Regency Capital Management's portfolio value rose 7.4% quarter-over-quarter to $142M.

Based on Regency Capital Management's 13F filing for Q3 2021, filed 9 Nov 2021.