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RCM

Regency Capital Management Portfolio holdings

AUM $251M
1-Year Est. Return 32.13%
This Fund
S&P 500
This Quarter Est. Return
+1.03%
1 Year Est. Return
+32.13%
3 Year Est. Return
+92.14%
5 Year Est. Return
+108.65%
10 Year Est. Return
–
AUM
$142M
AUM Growth
+$9.83M
Cap. Flow
+$8.29M
Cap. Flow %
5.83%
Top 10 Hldgs %
49.63%
Holding
156
New
24
Increased
49
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.17M
2
CHE icon
Chemed
CHE
+$3.93M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.7M
4
CLX icon
Clorox
CLX
+$2.21M
5
UNH icon
UnitedHealth
UNH
+$2.1M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.51M
2
EWJ icon
iShares MSCI Japan ETF
EWJ
+$2.17M
3
ISRG icon
Intuitive Surgical
ISRG
+$2.14M
4
BABA icon
Alibaba
BABA
+$1.84M
5
BR icon
Broadridge
BR
+$1.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.35%
2 Financials 16.75%
3 Technology 15.02%
4 Consumer Discretionary 9.83%
5 Consumer Staples 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
76
Intuitive Surgical
ISRG
$133B
$88K 0.06%
267
-6,375
-96% -$2.14M
VIG icon
77
Vanguard Dividend Appreciation ETF
VIG
$111B
$83K 0.06%
538
+219
+69% +$34.9K
MFC icon
78
Manulife Financial
MFC
$72.7B
$77K 0.05%
4,008
– –
IRD
79
Opus Genetics
IRD
$484M
$77K 0.05%
15,000
– –
IJR icon
80
iShares Core S&P Small-Cap ETF
IJR
$106B
$67K 0.05%
+610
New +$67.2K
FHB icon
81
First Hawaiian
FHB
$3.15B
$65K 0.05%
2,200
– –
B
82
Barrick Mining
B
$70.3B
$62K 0.04%
+3,455
New +$69.4K
INTC icon
83
Intel
INTC
$513B
$59K 0.04%
+1,100
New +$59.6K
PFE icon
84
Pfizer
PFE
$157B
$58K 0.04%
1,346
– –
IWF icon
85
iShares Russell 1000 Growth ETF
IWF
$123B
$50K 0.04%
736
– –
GWW icon
86
W.W. Grainger
GWW
$59.8B
$49K 0.03%
125
-1,385
-92% -$601K
CP icon
87
Canadian Pacific Kansas City
CP
$78.3B
$42K 0.03%
645
– –
ECL icon
88
Ecolab
ECL
$77B
$42K 0.03%
200
– –
BMY icon
89
Bristol-Myers Squibb
BMY
$130B
$40K 0.03%
675
– –
CFLT
90
DELISTED
Confluent
CFLT
$39K 0.03%
+660
New +$34.3K
DUK icon
91
Duke Energy
DUK
$91.8B
$39K 0.03%
400
– –
LLY icon
92
Eli Lilly
LLY
$1.01T
$39K 0.03%
+170
New +$42K
ACWI icon
93
iShares MSCI ACWI ETF
ACWI
$32.7B
$38K 0.03%
382
+132
+53% +$13.6K
CSX icon
94
CSX Corp
CSX
$90.1B
$36K 0.03%
1,200
-40,472
-97% -$1.3M
IEMG icon
95
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$31K 0.02%
510
+290
+132% +$18.5K
IWD icon
96
iShares Russell 1000 Value ETF
IWD
$82.8B
$28K 0.02%
177
– –
MKL icon
97
Markel Group
MKL
$22.2B
$26K 0.02%
22
– –
XLC icon
98
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
$26K 0.02%
323
+31
+11% +$2.57K
AMGN icon
99
Amgen
AMGN
$203B
$23K 0.02%
110
+5
+5% +$1.15K
FXA icon
100
Invesco CurrencyShares Australian Dollar Trust
FXA
$95.3M
$22K 0.02%
300
+280
+1,400% +$20.4K
2 3
4
5 6

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TWA
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HWA
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MWM
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CFC
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KC
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CKAIS
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Regency Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Regency Capital Management held 156 positions worth $142M, up 7.4% from $132M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Regency Capital Management deployed $8.29M of net new capital in Q3 2021, opening 24 new positions and adding to 49 existing holdings. Its largest new stake was Chemed: 8,346 shares worth $3.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 26% of assets, up from 24% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $2.51M trimmed.

  • Regency Capital Management's largest Q3 2021 buy was Chemed: 8,346 shares worth $3.88M.
  • Regency Capital Management added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $8.17M increase.
  • Regency Capital Management's biggest Q3 2021 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $2.51M.
  • Regency Capital Management fully exited Alibaba in Q3 2021, selling an estimated $1.84M.
  • Regency Capital Management's ten largest holdings make up 50% of its $142M portfolio in Q3 2021.
  • Regency Capital Management opened 24 new positions and closed 22 in Q3 2021.
  • Regency Capital Management's portfolio value rose 7.4% quarter-over-quarter to $142M.

Based on Regency Capital Management's 13F filing for Q3 2021, filed 9 Nov 2021.