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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$20.5B
AUM Growth
+$3.06B
Cap. Flow
+$2.68B
Cap. Flow %
13.11%
Top 10 Hldgs %
14.55%
Holding
2,416
New
264
Increased
1,235
Reduced
674
Closed
196

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$64.8M
2
WFC icon
Wells Fargo
WFC
+$51.9M
3
KMI icon
Kinder Morgan
KMI
+$51.2M
4
MSFT icon
Microsoft
MSFT
+$49.6M
5
CVX icon
Chevron
CVX
+$45.1M

Top Sells

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$33.6M
2
CA
CA, Inc.
CA
+$16.2M
3
LLY icon
Eli Lilly
LLY
+$15.2M
4
KDP icon
Keurig Dr Pepper
KDP
+$14.5M
5
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$14.2M

Sector Composition

Rank Sector Weight
1 Healthcare 8.68%
2 Technology 8.67%
3 Energy 8.29%
4 Financials 8.02%
5 Industrials 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
2301
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
– –
-24,840
Closed -$747K
ZBRA icon
2302
Zebra Technologies
ZBRA
$17.8B
– –
-10,645
Closed -$755K
JOYY
2303
JOYY Inc
JOYY
$3.75B
– –
-10,114
Closed -$757K
VIVS
2304
VivoSim Labs
VIVS
$1.64M
– –
-139
Closed -$213K
PFIE
2305
DELISTED
Profire Energy, Inc
PFIE
– –
-52,300
Closed -$217K
NDP
2306
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-1,969
Closed -$389K
DXYN
2307
DELISTED
Dixie Group Inc
DXYN
– –
-78,290
Closed -$679K
VJET
2308
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-9,034
Closed -$627K
MDRX
2309
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-58,344
Closed -$783K
AVTA
2310
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-42,396
Closed -$646K
DS
2311
DELISTED
Drive Shack Inc.
DS
– –
-105,624
Closed -$480K
FEO
2312
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-12,022
Closed -$214K
AERI
2313
DELISTED
Aerie Pharmaceuticals
AERI
– –
-12,000
Closed -$248K
FNHC
2314
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-10,238
Closed -$288K
JTD
2315
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-12,969
Closed -$201K
WRI
2316
DELISTED
Weingarten Realty Investors
WRI
– –
-10,437
Closed -$329K
CTB
2317
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-19,197
Closed -$551K
WDR
2318
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-44,473
Closed -$2.3M
EGOV
2319
DELISTED
NIC Inc
EGOV
– –
-12,734
Closed -$219K
DUC
2320
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-21,350
Closed -$209K
MCEP
2321
DELISTED
Mid-Con Energy Partners, LP
MCEP
– –
-612
Closed -$268K
PE
2322
DELISTED
PARSLEY ENERGY INC
PE
– –
-45,329
Closed -$967K
WPX
2323
DELISTED
WPX Energy, Inc.
WPX
– –
-12,464
Closed -$300K
FMK
2324
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
– –
-14,620
Closed -$385K
MNK
2325
CALL
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-34,300
Closed -$784K
91 92
93
94 95

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
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WPL
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ECU
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Raymond James & Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Raymond James & Associates held 2,416 positions worth $20.5B, up 18% from $17.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Raymond James & Associates deployed $2.68B of net new capital in Q4 2014, opening 264 new positions and adding to 1,235 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap ETF: 579,632 shares worth $21.4M.

By sector, the portfolio is most concentrated in Healthcare at 8.7% of assets, up from 8.1% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was CA, Inc., an estimated $16.2M trimmed.

  • Raymond James & Associates's largest Q4 2014 buy was iShares Morningstar Mid-Cap ETF: 579,632 shares worth $21.4M.
  • Raymond James & Associates added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $64.8M increase.
  • Raymond James & Associates's biggest Q4 2014 reduction was CA, Inc., cutting an estimated $16.2M.
  • Raymond James & Associates fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $33.6M.
  • Raymond James & Associates's ten largest holdings make up 15% of its $20.5B portfolio in Q4 2014.
  • Raymond James & Associates opened 264 new positions and closed 196 in Q4 2014.
  • Raymond James & Associates's portfolio value rose 18% quarter-over-quarter to $20.5B.

Based on Raymond James & Associates's 13F filing for Q4 2014, filed 11 Feb 2015.