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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+7.29%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$78.8B
AUM Growth
+$7.07B
Cap. Flow
+$2.22B
Cap. Flow %
2.81%
Top 10 Hldgs %
22%
Holding
3,838
New
237
Increased
1,800
Reduced
1,491
Closed
179

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$672M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$509M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$146M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$143M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$325M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$172M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$166M
4
FAST icon
Fastenal
FAST
+$53.1M
5
STI
SunTrust Banks, Inc.
STI
+$45.9M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Financials 9.56%
3 Healthcare 8.56%
4 Industrials 6.35%
5 Communication Services 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSBC icon
2026
WesBanco
WSBC
$4.05B
$1.44M ﹤0.01%
38,026
+9,101
+31% +$340K
DSM
2027
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$1.44M ﹤0.01%
179,539
+9,229
+5% +$76.8K
IPKW icon
2028
Invesco International BuyBack Achievers ETF
IPKW
$554M
$1.43M ﹤0.01%
42,450
+23,219
+121% +$756K
PUI icon
2029
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
$1.43M ﹤0.01%
41,785
-40,290
-49% -$1.37M
UFCS icon
2030
United Fire Group
UFCS
$1.39B
$1.43M ﹤0.01%
32,731
– –
WW
2031
DELISTED
WW International
WW
$1.43M ﹤0.01%
37,303
-8,404
-18% -$319K
SCM icon
2032
Stellus Capital Investment Corp
SCM
$251M
$1.42M ﹤0.01%
100,013
-7,103
-7% -$99.3K
PAGS icon
2033
PagSeguro Digital
PAGS
$2.48B
$1.42M ﹤0.01%
41,614
-95,716
-70% -$3.44M
FSCT
2034
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$1.42M ﹤0.01%
43,205
-2,890
-6% -$94.7K
FLTR icon
2035
VanEck IG Floating Rate ETF
FLTR
$3.04B
$1.42M ﹤0.01%
55,925
+2,996
+6% +$75.8K
GMF icon
2036
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$1.41M ﹤0.01%
13,673
+7,042
+106% +$694K
ROCK icon
2037
Gibraltar Industries
ROCK
$1.48B
$1.41M ﹤0.01%
27,985
+4,329
+18% +$217K
AOR icon
2038
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$1.41M ﹤0.01%
29,487
+8,954
+44% +$419K
FFWM
2039
DELISTED
First Foundation Inc
FFWM
$1.41M ﹤0.01%
80,893
– –
RFEM icon
2040
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$81.5M
$1.4M ﹤0.01%
21,677
-2,264
-9% -$138K
PLBC icon
2041
Plumas Bancorp
PLBC
$433M
$1.4M ﹤0.01%
53,173
+63
+0.1% +$1.49K
SPB icon
2042
Spectrum Brands
SPB
$2.02B
$1.4M ﹤0.01%
21,707
+4,055
+23% +$230K
ABEV icon
2043
Ambev
ABEV
$43.8B
$1.39M ﹤0.01%
299,142
-23,781
-7% -$105K
SPIP icon
2044
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.39M ﹤0.01%
48,810
+27,866
+133% +$794K
TWO
2045
Two Harbors Investment
TWO
$1.26B
$1.39M ﹤0.01%
23,787
+1,120
+5% +$63.5K
LVL
2046
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$1.39M ﹤0.01%
113,786
+30,333
+36% +$364K
USAC icon
2047
USA Compression Partners
USAC
$3.75B
$1.39M ﹤0.01%
76,410
+484
+0.6% +$8.25K
DTF
2048
DTF Tax-Free Income 2028 Term Fund
DTF
$80.9M
$1.39M ﹤0.01%
93,604
-739
-0.8% -$10.7K
GNL icon
2049
Global Net Lease
GNL
$1.91B
$1.39M ﹤0.01%
68,309
+12,296
+22% +$243K
AMJ
2050
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.39M ﹤0.01%
63,503
-32,616
-34% -$702K
80 81
82
83 84

Similar funds

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PI
PEAK6 Investments Chicago, Illinois $44.8B AUM 19.99% 1-Year Est. Return
ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
SpiderRock Advisors Wilimington, Delaware $6.29B AUM
WPL
Winder Pte Ltd Singapore $5.59B AUM 41.5% 1-Year Est. Return
ECU
Eisler Capital (US) New York $4.67B AUM 35.2% 1-Year Est. Return

Raymond James & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Raymond James & Associates held 3,838 positions worth $78.8B, up 9.9% from $71.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Raymond James & Associates's Q4 2019 filing shows 237 new, 1,800 increased, 1,491 reduced and 179 closed positions. Its largest new stake was Direxion Daily S&P 500 Bear 1X ETF: 343,036 shares worth $8.38M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $325M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • Raymond James & Associates's largest Q4 2019 buy was Direxion Daily S&P 500 Bear 1X ETF: 343,036 shares worth $8.38M.
  • Raymond James & Associates added most to Vanguard High Dividend Yield ETF in Q4 2019, an estimated $672M increase.
  • Raymond James & Associates's biggest Q4 2019 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $325M.
  • Raymond James & Associates fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $45.9M.
  • Raymond James & Associates's ten largest holdings make up 22% of its $78.8B portfolio in Q4 2019.
  • Raymond James & Associates opened 237 new positions and closed 179 in Q4 2019.
  • Raymond James & Associates's portfolio value rose 9.9% quarter-over-quarter to $78.8B.

Based on Raymond James & Associates's 13F filing for Q4 2019, filed 12 Feb 2020.