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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COY
2026
DELISTED
BLACKROCK CORP HIGH YLD FD INC
COY
– –
-39,185
Closed -$286K
DOLE
2027
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-27,695
Closed -$353K
KDN
2028
DELISTED
KAYDON CORP
KDN
– –
-84,117
Closed -$2.32M
TMS
2029
DELISTED
TMS INTERNATIONAL CORP CLASS A COM STK
TMS
– –
-16,707
Closed -$248K
ONXX
2030
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-27,749
Closed -$2.41M
AU.PRA
2031
DELISTED
ANGLOGOLD ASHANTI HLDGS FIN PLC MNTY SUB BD CONV 2013 (IMN)
AU.PRA
– –
-15,449
Closed -$264K
APA.PRD
2032
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-53,190
Closed -$2.54M
XL
2033
DELISTED
XL Group Ltd.
XL
– –
-45,810
Closed -$1.39M
JDD
2034
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-16,627
Closed -$201K
CBB
2035
DELISTED
Cincinnati Bell Inc.
CBB
– –
-16,443
Closed -$252K
CEO
2036
DELISTED
CNOOC Limited
CEO
– –
-12,265
Closed -$2.05M
VVUS
2037
DELISTED
Vivus Inc
VVUS
– –
-1,679
Closed -$211K
CYS
2038
DELISTED
CYS Investments Inc.
CYS
– –
-98,904
Closed -$911K
NQS
2039
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
– –
-17,125
Closed -$233K
FPTB
2040
DELISTED
FIRST PACTRUST BANCORP INC
FPTB
– –
-27,800
Closed -$378K
FON
2041
DELISTED
SPRINT CORP FON COM
FON
– –
-58,893
Closed -$413K
NWSA
2042
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-68,403
Closed -$2.23M
OIL
2043
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
– –
-12,485
Closed -$279K
PTM
2044
DELISTED
E-TRACS UBS Long Platinum ETN
PTM
– –
-13,285
Closed -$200K
POM
2045
DELISTED
PEPCO HOLDINGS, INC.
POM
– –
-16,069
Closed -$324K
78 79 80 81
82

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RJFSA
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PI
PEAK6 Investments Chicago, Illinois $44.8B AUM 19.99% 1-Year Est. Return
ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
SpiderRock Advisors Wilimington, Delaware $6.29B AUM
WPL
Winder Pte Ltd Singapore $5.59B AUM 41.5% 1-Year Est. Return
ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.