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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$64.7B
AUM Growth
+$5.24B
Cap. Flow
+$2.36B
Cap. Flow %
3.65%
Top 10 Hldgs %
20.54%
Holding
3,821
New
235
Increased
1,962
Reduced
1,317
Closed
186

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$155M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$145M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$113M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$58M
5
CPA icon
Copa Holdings
CPA
+$49.3M

Top Sells

Rank Stock Value
1
SNY icon
Sanofi
SNY
+$40.1M
2
T icon
AT&T
T
+$28M
3
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
+$24.3M
4
TTE icon
TotalEnergies
TTE
+$23.7M
5
WMT icon
Walmart Inc
WMT
+$22.8M

Sector Composition

Rank Sector Weight
1 Technology 10.68%
2 Financials 9.21%
3 Healthcare 8.48%
4 Industrials 6.92%
5 Consumer Discretionary 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGN icon
2001
Inogen
INGN
$157M
$1.47M ﹤0.01%
6,002
+2,483
+71% +$574K
LOPE icon
2002
Grand Canyon Education
LOPE
$3.76B
$1.47M ﹤0.01%
12,985
-220
-2% -$25.7K
ZUO
2003
DELISTED
Zuora, Inc.
ZUO
$1.47M ﹤0.01%
63,380
+43,293
+216% +$1.15M
SNDR icon
2004
Schneider National
SNDR
$6.12B
$1.46M ﹤0.01%
58,363
-26,820
-31% -$717K
QEFA icon
2005
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$1.46M ﹤0.01%
22,701
+3,737
+20% +$238K
MDB icon
2006
MongoDB
MDB
$35.3B
$1.46M ﹤0.01%
+17,838
New +$1.19M
UBSI icon
2007
United Bankshares
UBSI
$6.61B
$1.45M ﹤0.01%
39,980
+4,372
+12% +$166K
IGOV icon
2008
iShares International Treasury Bond ETF
IGOV
$1.53B
$1.44M ﹤0.01%
29,938
-6,090
-17% -$297K
NBH
2009
Neuberger Municipal Fund Inc
NBH
$302M
$1.44M ﹤0.01%
107,085
-13,797
-11% -$186K
FFWM
2010
DELISTED
First Foundation Inc
FFWM
$1.44M ﹤0.01%
92,098
+1,580
+2% +$26.6K
NNC
2011
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$1.44M ﹤0.01%
119,812
+8,801
+8% +$108K
EES icon
2012
WisdomTree US SmallCap Earnings Fund
EES
$727M
$1.43M ﹤0.01%
35,984
-16,248
-31% -$650K
KTF
2013
DWS Municipal Income Trust
KTF
$353M
$1.43M ﹤0.01%
136,680
+117,209
+602% +$1.27M
HYI
2014
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.43M ﹤0.01%
98,492
-3,675
-4% -$53.1K
COWZ icon
2015
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$1.43M ﹤0.01%
+46,290
New +$1.42M
CSOD
2016
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$1.43M ﹤0.01%
25,126
-59
-0.2% -$3.18K
SWP
2017
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.43M ﹤0.01%
13,000
+5,050
+64% +$552K
JDD
2018
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.43M ﹤0.01%
130,742
+38,819
+42% +$435K
PTLA
2019
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$1.42M ﹤0.01%
53,317
+13,015
+32% +$425K
UPLD icon
2020
Upland Software
UPLD
$14.2M
$1.41M ﹤0.01%
4,376
-948
-18% -$328K
ARKW icon
2021
ARK Web x.0 ETF
ARKW
$1.77B
$1.41M ﹤0.01%
24,492
+4,602
+23% +$265K
PAAS icon
2022
Pan American Silver
PAAS
$21.8B
$1.41M ﹤0.01%
95,301
-4,902
-5% -$78.3K
KWEB icon
2023
KraneShares CSI China Internet ETF
KWEB
$5.56B
$1.41M ﹤0.01%
28,795
+22,291
+343% +$1.18M
NRK icon
2024
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$1.4M ﹤0.01%
117,965
-195
-0.2% -$2.36K
ASHR icon
2025
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$1.4M ﹤0.01%
55,269
+35,266
+176% +$886K
79 80
81
82 83

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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
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AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
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WPL
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ECU
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Raymond James & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Raymond James & Associates held 3,821 positions worth $64.7B, up 8.8% from $59.5B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Raymond James & Associates deployed $2.36B of net new capital in Q3 2018, opening 235 new positions and adding to 1,962 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 365,478 shares worth $17.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sanofi, an estimated $40.1M trimmed.

  • Raymond James & Associates's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 365,478 shares worth $17.9M.
  • Raymond James & Associates added most to Vanguard S&P 500 ETF in Q3 2018, an estimated $155M increase.
  • Raymond James & Associates's biggest Q3 2018 reduction was Sanofi, cutting an estimated $40.1M.
  • Raymond James & Associates fully exited Abaxis Inc in Q3 2018, selling an estimated $10.5M.
  • Raymond James & Associates's ten largest holdings make up 21% of its $64.7B portfolio in Q3 2018.
  • Raymond James & Associates opened 235 new positions and closed 186 in Q3 2018.
  • Raymond James & Associates's portfolio value rose 8.8% quarter-over-quarter to $64.7B.

Based on Raymond James & Associates's 13F filing for Q3 2018, filed 14 Nov 2018.