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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+2.42%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$29.6B
AUM Growth
+$1.62B
Cap. Flow
+$1.32B
Cap. Flow %
4.47%
Top 10 Hldgs %
15.49%
Holding
3,030
New
705
Increased
1,212
Reduced
975
Closed
103

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$132M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$99.6M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$74.4M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$61M
5
ABBV icon
AbbVie
ABBV
+$57.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$147M
2
EWJ icon
iShares MSCI Japan ETF
EWJ
+$64.8M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$56.9M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$53.9M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$38M

Sector Composition

Rank Sector Weight
1 Healthcare 9.02%
2 Technology 8.84%
3 Financials 8.13%
4 Consumer Staples 8.02%
5 Industrials 7.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCP
2001
DELISTED
DCP Midstream, LP
DCP
$536K ﹤0.01%
19,668
-178
-0.9% -$3.73K
BYM
2002
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$535K ﹤0.01%
35,538
+276
+0.8% +$4.1K
KMX icon
2003
CarMax
KMX
$8.34B
$534K ﹤0.01%
+10,458
New +$494K
VKQ icon
2004
Invesco Municipal Trust
VKQ
$547M
$533K ﹤0.01%
40,053
+2,121
+6% +$27.6K
NIO
2005
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$533K ﹤0.01%
36,182
+7,683
+27% +$112K
PML
2006
PIMCO Municipal Income Fund II
PML
$491M
$532K ﹤0.01%
40,150
+2,000
+5% +$25.9K
AIV
2007
Aimco
AIV
$377M
$528K ﹤0.01%
+94,788
New +$485K
AFCO
2008
DELISTED
American Farmland Company
AFCO
$528K ﹤0.01%
84,137
+39,354
+88% +$236K
EMD
2009
Western Asset Emerging Markets Debt Fund
EMD
$611M
$527K ﹤0.01%
36,314
-2,710
-7% -$36.8K
NTI
2010
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$526K ﹤0.01%
22,333
+1,507
+7% +$36.3K
SCM icon
2011
Stellus Capital Investment Corp
SCM
$245M
$523K ﹤0.01%
51,170
-8,067
-14% -$73K
FLTX
2012
DELISTED
Fleetmatics Group PLC
FLTX
$522K ﹤0.01%
12,820
-28,670
-69% -$1.19M
ARLP icon
2013
Alliance Resource Partners
ARLP
$3.19B
$521K ﹤0.01%
44,711
+6,384
+17% +$77.7K
CHI
2014
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$519K ﹤0.01%
54,645
+3,543
+7% +$31.8K
OLP
2015
One Liberty Properties
OLP
$512M
$518K ﹤0.01%
23,110
-36
-0.2% -$756
RDOG icon
2016
ALPS REIT Dividend Dogs ETF
RDOG
$11.1M
$516K ﹤0.01%
11,760
-276
-2% -$11.3K
SNPS icon
2017
Synopsys
SNPS
$78.8B
$514K ﹤0.01%
+10,603
New +$468K
SRLP
2018
DELISTED
SPRAGUE RESOURCES LP
SRLP
$514K ﹤0.01%
25,154
+3,313
+15% +$61.7K
ORBC
2019
DELISTED
ORBCOMM, Inc.
ORBC
$514K ﹤0.01%
50,724
-26,347
-34% -$215K
EQC
2020
DELISTED
Equity Commonwealth
EQC
$513K ﹤0.01%
18,191
+293
+2% +$7.92K
WB icon
2021
Weibo
WB
$1.96B
$512K ﹤0.01%
28,512
+7,802
+38% +$126K
TUMI
2022
DELISTED
TUMI HLDGS INC COM
TUMI
$512K ﹤0.01%
19,097
-50,199
-72% -$1.02M
XLKS
2023
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$510K ﹤0.01%
9,264
-106,842
-92% -$5.88M
YMLI
2024
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
$508K ﹤0.01%
43,841
-16,701
-28% -$176K
RRC icon
2025
Range Resources
RRC
$9.41B
$507K ﹤0.01%
15,646
-5,679
-27% -$158K
79 80
81
82 83

Similar funds

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PI
PEAK6 Investments Chicago, Illinois $44.8B AUM 19.99% 1-Year Est. Return
ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
SpiderRock Advisors Wilimington, Delaware $6.29B AUM
WPL
Winder Pte Ltd Singapore $5.59B AUM 41.5% 1-Year Est. Return
ECU
Eisler Capital (US) New York $4.67B AUM 35.2% 1-Year Est. Return

Raymond James & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Raymond James & Associates held 3,030 positions worth $29.6B, up 5.8% from $27.9B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Raymond James & Associates deployed $1.32B of net new capital in Q1 2016, opening 705 new positions and adding to 1,212 existing holdings. Its largest new stake was FlexShares Quality Dividend Index Fund: 874,910 shares worth $31.6M.

By sector, the portfolio is most concentrated in Healthcare at 9% of assets, down from 9.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $147M trimmed.

  • Raymond James & Associates's largest Q1 2016 buy was FlexShares Quality Dividend Index Fund: 874,910 shares worth $31.6M.
  • Raymond James & Associates added most to Vanguard S&P 500 ETF in Q1 2016, an estimated $132M increase.
  • Raymond James & Associates's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $147M.
  • Raymond James & Associates fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $56.9M.
  • Raymond James & Associates's ten largest holdings make up 15% of its $29.6B portfolio in Q1 2016.
  • Raymond James & Associates opened 705 new positions and closed 103 in Q1 2016.
  • Raymond James & Associates's portfolio value rose 5.8% quarter-over-quarter to $29.6B.

Based on Raymond James & Associates's 13F filing for Q1 2016, filed 12 May 2016.