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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STBZ
2001
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-21,570
Closed -$324K
LKM
2002
DELISTED
Link Motion Inc.
LKM
– –
-34,685
Closed -$280K
MIW
2003
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
– –
-19,286
Closed -$238K
NSH
2004
DELISTED
NuStar GP Holdings LLC
NSH
– –
-57,581
Closed -$1.54M
BGC
2005
DELISTED
General Cable Corporation
BGC
– –
-23,050
Closed -$709K
DBV
2006
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
– –
-16,081
Closed -$409K
CGI
2007
DELISTED
Celadon Group Inc
CGI
– –
-22,514
Closed -$411K
INN.PRC.CL
2008
DELISTED
Summit Hotel Properties, Inc.
INN.PRC.CL
– –
-10,650
Closed -$258K
SSNI
2009
DELISTED
Silver Spring Networks, Inc.
SSNI
– –
-10,911
Closed -$272K
FALC
2010
DELISTED
FalconStor Software Inc
FALC
– –
-166,348
Closed -$228K
SWC
2011
DELISTED
Stillwater Mining Co
SWC
– –
-45,415
Closed -$488K
CBR
2012
DELISTED
CIBER Inc.
CBR
– –
-79,609
Closed -$266K
AEGR
2013
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-21,069
Closed -$1.33M
ANAD
2014
DELISTED
ANADIGICS INC
ANAD
– –
-101,740
Closed -$224K
PGI
2015
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
– –
-39,655
Closed -$479K
MYM
2016
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
– –
-21,201
Closed -$270K
BRLI
2017
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-54,709
Closed -$1.57M
MCGC
2018
DELISTED
MCG CAP CORP
MCGC
– –
-48,424
Closed -$252K
AOI
2019
DELISTED
Alliance One International
AOI
– –
-5,730
Closed -$218K
GRT
2020
DELISTED
GLIMCHER REALTY TRUST
GRT
– –
-37,442
Closed -$409K
CQB
2021
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
– –
-21,600
Closed -$236K
AUD
2022
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
– –
-15,670
Closed -$1.39M
UIS.PRA
2023
DELISTED
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
– –
-19,900
Closed -$1.26M
HTSI
2024
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
– –
-37,008
Closed -$1.73M
HMA
2025
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-37,815
Closed -$594K
78 79 80
81
82

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ECU
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EAM
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WPL
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.