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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQC
1976
DELISTED
Equity Commonwealth
EQC
– –
-10,895
Closed -$252K
FAM
1977
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-61,223
Closed -$945K
SLCA
1978
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-14,230
Closed -$296K
AEL
1979
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-13,871
Closed -$218K
PGTI
1980
DELISTED
PGT, Inc.
PGTI
– –
-31,700
Closed -$275K
ONCT
1981
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-23
Closed -$215K
FRGI
1982
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-14,032
Closed -$482K
HYLD
1983
DELISTED
High Yield ETF
HYLD
– –
-10,737
Closed -$536K
AJRD
1984
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-16,950
Closed -$276K
SEAC
1985
DELISTED
Seachange International Inc
SEAC
– –
-1,415
Closed -$331K
VIVO
1986
DELISTED
Meridian Bioscience Inc
VIVO
– –
-30,096
Closed -$647K
ABMD
1987
DELISTED
Abiomed Inc
ABMD
– –
-11,738
Closed -$253K
RJA
1988
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
– –
-29,093
Closed -$241K
CDR
1989
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-6,380
Closed -$218K
RAVN
1990
DELISTED
Raven Industries Inc
RAVN
– –
-10,350
Closed -$310K
RPAI
1991
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-16,337
Closed -$233K
EGOV
1992
DELISTED
NIC Inc
EGOV
– –
-15,065
Closed -$249K
ANH
1993
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-432,866
Closed -$2.42M
BGG
1994
DELISTED
Briggs & Stratton Corp.
BGG
– –
-12,627
Closed -$250K
AXE
1995
DELISTED
Anixter International Inc
AXE
– –
-12,524
Closed -$949K
FRN
1996
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-19,310
Closed -$310K
KEYW
1997
DELISTED
The KEYW Holding Corporation
KEYW
– –
-25,010
Closed -$331K
BRS
1998
DELISTED
Bristow Group, Inc.
BRS
– –
-28,466
Closed -$1.86M
USG
1999
DELISTED
Usg
USG
– –
-32,661
Closed -$753K
ARRS
2000
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-44,091
Closed -$633K
78 79
80
81 82

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.