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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQV icon
1926
IQVIA
IQV
$39.3B
– –
-16,853
Closed -$717K
IVZ icon
1927
Invesco
IVZ
$13.9B
– –
-43,514
Closed -$1.38M
IWV icon
1928
CALL
iShares Russell 3000 ETF
IWV
$20.3B
– –
-40,900
Closed -$593K
JAZZ icon
1929
Jazz Pharmaceuticals
JAZZ
$16.7B
– –
-19,646
Closed -$1.35M
KBWY icon
1930
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
– –
-15,536
Closed -$484K
KRG icon
1931
Kite Realty
KRG
$5.36B
– –
-15,942
Closed -$385K
LH icon
1932
Labcorp
LH
$25.9B
– –
-26,624
Closed -$2.29M
MU icon
1933
CALL
Micron Technology
MU
$991B
– –
-147,500
Closed -$819K
MUA icon
1934
BlackRock MuniAssets Fund
MUA
$522M
– –
-150,359
Closed -$1.9M
MVO
1935
DELISTED
MV Oil Trust
MVO
– –
-16,101
Closed -$506K
MX icon
1936
Magnachip Semiconductor
MX
$145M
– –
-14,649
Closed -$268K
MYGN icon
1937
Myriad Genetics
MYGN
$312M
– –
-17,552
Closed -$472K
NCMI icon
1938
National CineMedia
NCMI
$378M
– –
-1,265
Closed -$214K
NEA icon
1939
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
– –
-23,350
Closed -$301K
NOG icon
1940
Northern Oil and Gas
NOG
$2.35B
– –
-1,540
Closed -$205K
NRP icon
1941
Natural Resource Partners
NRP
$1.42B
– –
-1,156
Closed -$238K
NTGR icon
1942
NETGEAR
NTGR
$635M
– –
-18,000
Closed -$550K
PCG icon
1943
PG&E
PCG
$38.5B
– –
-32,246
Closed -$1.48M
PFL
1944
PIMCO Income Strategy Fund
PFL
$388M
– –
-126,800
Closed -$1.52M
PHD
1945
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-15,371
Closed -$204K
PIO icon
1946
Invesco Global Water ETF
PIO
$283M
– –
-20,057
Closed -$377K
PMM
1947
Franklin Managed Municipal Income Trust
PMM
$273M
– –
-29,579
Closed -$211K
PMT
1948
PennyMac Mortgage Investment
PMT
$842M
– –
-23,662
Closed -$498K
PST icon
1949
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
– –
-10,081
Closed -$297K
RFV icon
1950
Invesco S&P MidCap 400 Pure Value ETF
RFV
$336M
– –
-13,415
Closed -$582K
76 77
78
79 80

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.