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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTSN
1876
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$207K ﹤0.01%
+86,500
New +$197K
NMM icon
1877
Navios Maritime Partners
NMM
$2.26B
$205K ﹤0.01%
+933
New +$205K
ELN
1878
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$205K ﹤0.01%
13,130
-7,308
-36% -$110K
ICB
1879
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$204K ﹤0.01%
12,239
-587
-5% -$9.71K
AH
1880
DELISTED
Accretive Health
AH
$203K ﹤0.01%
22,285
-4,950
-18% -$49.2K
PDM
1881
Piedmont Realty Trust
PDM
$1.19B
$202K ﹤0.01%
11,663
-11,226
-49% -$201K
SWBI icon
1882
Smith & Wesson
SWBI
$637M
$202K ﹤0.01%
+23,941
New +$207K
BANC icon
1883
Banc of California
BANC
$2.97B
$201K ﹤0.01%
+14,500
New +$204K
QCRH icon
1884
QCR Holdings
QCRH
$1.7B
$201K ﹤0.01%
+12,675
New +$200K
OVTI
1885
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$201K ﹤0.01%
13,100
-4,200
-24% -$69.8K
ACTG icon
1886
Acacia Research
ACTG
$470M
– –
-26,200
Closed -$586K
ADTN icon
1887
Adtran
ADTN
$616M
– –
-41,503
Closed -$1.02M
APAM icon
1888
Artisan Partners
APAM
$3.02B
– –
-13,259
Closed -$662K
ARR
1889
Armour Residential REIT
ARR
$2.36B
– –
-11,803
Closed -$2.22M
AVNT icon
1890
Avient
AVNT
$4.19B
– –
-11,562
Closed -$287K
BF.B icon
1891
Brown-Forman Class B
BF.B
$13.1B
– –
-45,553
Closed -$985K
BIZD icon
1892
VanEck BDC Income ETF
BIZD
$1.7B
– –
-10,715
Closed -$214K
BWG
1893
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
– –
-15,349
Closed -$272K
BXMX
1894
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-117,690
Closed -$1.48M
CBRL icon
1895
Cracker Barrel
CBRL
$1.29B
– –
-26,068
Closed -$2.47M
CINF icon
1896
Cincinnati Financial
CINF
$27.1B
– –
-12,218
Closed -$561K
COLM icon
1897
Columbia Sportswear
COLM
$2.93B
– –
-207,680
Closed -$6.51M
CPIX icon
1898
Cumberland Pharmaceuticals
CPIX
$117M
– –
-47,366
Closed -$242K
CYH icon
1899
Community Health Systems
CYH
$423M
– –
-39,756
Closed -$1.54M
DMF
1900
DELISTED
BNY Mellon Municipal Income
DMF
– –
-32,688
Closed -$306K
74 75
76
77 78

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.