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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUR
1851
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$229K ﹤0.01%
20,516
+353
+2% +$4.37K
PEBK icon
1852
Peoples Bancorp of North Carolina
PEBK
$229M
$228K ﹤0.01%
20,326
– –
IAE
1853
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.1M
$226K ﹤0.01%
16,838
-1,474
-8% -$19.3K
NRK icon
1854
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$226K ﹤0.01%
18,431
+3,268
+22% +$40.2K
SRC
1855
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$226K ﹤0.01%
5,499
-4,448
-45% -$183K
CU
1856
DELISTED
FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU
$226K ﹤0.01%
+10,253
New +$222K
NPY
1857
DELISTED
NUVEEN (PA)PREM INCM MUNI FD-2
NPY
$225K ﹤0.01%
+18,336
New +$225K
BFK
1858
DELISTED
BlackRock Municipal Income Trust
BFK
$224K ﹤0.01%
17,281
-4,982
-22% -$63.4K
MPA icon
1859
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$223K ﹤0.01%
16,624
– –
JSN
1860
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$223K ﹤0.01%
18,463
– –
DEX
1861
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$221K ﹤0.01%
18,585
+1,000
+6% +$11.7K
PBT
1862
Permian Basin Royalty Trust
PBT
$1.49B
$219K ﹤0.01%
15,392
-1,100
-7% -$14.9K
SIRI icon
1863
CALL
SiriusXM
SIRI
$10.1B
$216K ﹤0.01%
+20,000
New +$745K
HDGE icon
1864
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$215K ﹤0.01%
+1,500
New +$226K
STK
1865
Columbia Seligman Premium Technology Growth Fund
STK
$926M
$215K ﹤0.01%
+15,111
New +$220K
NPP
1866
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$213K ﹤0.01%
+15,793
New +$212K
RUTH
1867
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$212K ﹤0.01%
17,894
+57
+0.3% +$698
LAYN
1868
DELISTED
Layne Christensen Co
LAYN
$212K ﹤0.01%
+10,644
New +$210K
HYT icon
1869
BlackRock Corporate High Yield Fund
HYT
$1.37B
$211K ﹤0.01%
17,941
-5,345
-23% -$62.2K
SOCL icon
1870
Global X Social Media ETF
SOCL
$93.4M
$211K ﹤0.01%
+10,700
New +$188K
MVF
1871
DELISTED
BlackRock MuniVest Fund
MVF
$210K ﹤0.01%
22,477
– –
SWKS icon
1872
CALL
Skyworks Solutions
SWKS
$10.6B
$210K ﹤0.01%
+30,000
New +$729K
CTRL
1873
DELISTED
Control4 Corporation
CTRL
$210K ﹤0.01%
+12,100
New +$244K
MFM
1874
Aberdeen Municipal Income Fund
MFM
$224M
$208K ﹤0.01%
32,468
-17,731
-35% -$111K
RMT
1875
Royce Micro-Cap Trust
RMT
$761M
$207K ﹤0.01%
+17,638
New +$202K
73 74
75
76 77

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
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AA
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SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.