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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMSI icon
1826
Merit Medical Systems
MMSI
$5.32B
$248K ﹤0.01%
20,457
– –
ENLC
1827
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$248K ﹤0.01%
11,867
+806
+7% +$16.3K
YPF icon
1828
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$247K ﹤0.01%
+12,291
New +$211K
PHLT
1829
DELISTED
Performant Healthcare Inc
PHLT
$247K ﹤0.01%
+22,697
New +$248K
SOCB
1830
DELISTED
SOUTHCOAST FINANCIAL CORP
SOCB
$246K ﹤0.01%
42,726
+2,355
+6% +$12.9K
EVN
1831
Eaton Vance Municipal Income Trust
EVN
$426M
$245K ﹤0.01%
22,179
+549
+3% +$6.01K
GOL
1832
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$245K ﹤0.01%
+25,088
New +$193K
CBF
1833
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$245K ﹤0.01%
11,161
-3,241
-23% -$65.5K
NXZ
1834
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$245K ﹤0.01%
18,866
+3,104
+20% +$39.9K
PDT
1835
John Hancock Premium Dividend Fund
PDT
$626M
$244K ﹤0.01%
20,387
– –
HMH
1836
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$243K ﹤0.01%
41,908
-239
-0.6% -$1.35K
ECF
1837
Ellsworth Growth & Income Fund
ECF
$172M
$241K ﹤0.01%
30,615
+2,698
+10% +$21K
GRPN icon
1838
Groupon
GRPN
$1.02B
$240K ﹤0.01%
+1,070
New +$213K
FIF
1839
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$239K ﹤0.01%
11,112
-2,495
-18% -$57.2K
HAV
1840
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
$239K ﹤0.01%
28,078
-5,544
-16% -$45.5K
ARTNA icon
1841
Artesian Resources
ARTNA
$358M
$238K ﹤0.01%
10,675
– –
NPM
1842
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$238K ﹤0.01%
18,200
-657
-3% -$8.33K
PFX icon
1843
PhenixFIN
PFX
$90M
$236K ﹤0.01%
857
+59
+7% +$16.4K
CSIQ icon
1844
Canadian Solar
CSIQ
$1.08B
$234K ﹤0.01%
13,800
-6,500
-32% -$86.9K
FLC
1845
Flaherty & Crumrine Total Return Fund
FLC
$175M
$234K ﹤0.01%
12,850
– –
CRUS icon
1846
PUT
Cirrus Logic
CRUS
$6.26B
$232K ﹤0.01%
40,000
-18,900
-32% -$390K
BKCC
1847
DELISTED
BlackRock Capital Investment Corporation
BKCC
$231K ﹤0.01%
24,317
-4,914
-17% -$48.5K
CNVR
1848
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$231K ﹤0.01%
+11,065
New +$251K
PBP icon
1849
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$230K ﹤0.01%
11,496
-8,030
-41% -$164K
UPL
1850
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$229K ﹤0.01%
11,130
-111
-1% -$2.34K
72 73
74
75 76

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PI
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ECU
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EAM
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AA
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SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.