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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOC icon
1751
VOC Energy
VOC
$51.9M
$319K ﹤0.01%
20,365
-2,788
-12% -$41.8K
IPXL
1752
DELISTED
Impax Laboratories, Inc.
IPXL
$319K ﹤0.01%
15,566
+1,069
+7% +$22.1K
TY icon
1753
TRI-Continental Corp
TY
$1.9B
$318K ﹤0.01%
+17,348
New +$320K
SGL
1754
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$318K ﹤0.01%
34,249
-23,587
-41% -$216K
BGB
1755
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$315K ﹤0.01%
17,809
-5,551
-24% -$101K
CNTY icon
1756
Century Casinos
CNTY
$34M
$315K ﹤0.01%
55,100
-21,700
-28% -$98.8K
PXJ icon
1757
Invesco Oil & Gas Services ETF
PXJ
$62.2M
$314K ﹤0.01%
+2,542
New +$309K
REXX
1758
DELISTED
Rex Energy Corporation
REXX
$314K ﹤0.01%
1,405
-799
-36% -$161K
DTF
1759
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
$313K ﹤0.01%
21,900
+5,493
+33% +$77.6K
BBT.PRG
1760
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$312K ﹤0.01%
+15,980
New +$341K
FSLR icon
1761
CALL
First Solar
FSLR
$26.9B
$310K ﹤0.01%
72,200
-200
-0.3% -$8.46K
HUN icon
1762
CALL
Huntsman Corp
HUN
$1.77B
$310K ﹤0.01%
+75,600
New +$1.38M
HMSY
1763
DELISTED
HMS Holdings Corp.
HMSY
$310K ﹤0.01%
14,415
+290
+2% +$7.09K
JLS icon
1764
Nuveen Mortgage and Income Fund
JLS
$94.7M
$309K ﹤0.01%
13,003
-635
-5% -$15.2K
AG icon
1765
First Majestic Silver
AG
$9.07B
$307K ﹤0.01%
+25,876
New +$338K
AOSL icon
1766
Alpha and Omega Semiconductor
AOSL
$1.08B
$307K ﹤0.01%
+36,557
New +$286K
BTO
1767
John Hancock Financial Opportunities Fund
BTO
$803M
$306K ﹤0.01%
14,257
-3,354
-19% -$75.9K
JOE icon
1768
St. Joe Company
JOE
$3.83B
$306K ﹤0.01%
15,620
+430
+3% +$9.06K
WRI
1769
DELISTED
Weingarten Realty Investors
WRI
$306K ﹤0.01%
10,443
+125
+1% +$3.8K
FMK
1770
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
$306K ﹤0.01%
13,297
+2,671
+25% +$61.1K
YMLI
1771
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
$305K ﹤0.01%
14,870
+2,090
+16% +$43.3K
PKY
1772
DELISTED
Parkway, Inc.
PKY
$305K ﹤0.01%
+17,144
New +$300K
CJES
1773
DELISTED
C&J ENERGY SVCS LTD
CJES
$305K ﹤0.01%
15,204
+4,754
+45% +$98K
FIO
1774
DELISTED
FUSION-IO INC COM
FIO
$305K ﹤0.01%
22,750
-2,585
-10% -$34.1K
AEC
1775
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$304K ﹤0.01%
20,390
-4,627
-18% -$70.4K
69 70
71
72 73

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PI
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ECU
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EAM
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AA
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SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.