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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
1701
DELISTED
Umpqua Holdings Corp
UMPQ
$364K ﹤0.01%
22,467
+1,636
+8% +$27K
VER
1702
DELISTED
VEREIT, Inc.
VER
$364K ﹤0.01%
5,969
-3,380
-36% -$230K
PZA icon
1703
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$363K ﹤0.01%
15,747
+705
+5% +$16.2K
HIO
1704
Western Asset High Income Opportunity Fund
HIO
$340M
$362K ﹤0.01%
60,597
-3,645
-6% -$21.3K
HNW
1705
DELISTED
Pioneer Diversified High Income Fund
HNW
$361K ﹤0.01%
17,162
-4,664
-21% -$93.1K
HNH
1706
DELISTED
Handy & Harman Holdings Ltd.
HNH
$361K ﹤0.01%
15,141
-4,967
-25% -$102K
TWM icon
1707
ProShares UltraShort Russell2000
TWM
$41.3M
$360K ﹤0.01%
+310
New +$388K
VE
1708
DELISTED
VEOLIA ENVIRONNEMENT
VE
$360K ﹤0.01%
21,055
-6,546
-24% -$95.6K
VKQ icon
1709
Invesco Municipal Trust
VKQ
$551M
$359K ﹤0.01%
30,667
-6,066
-17% -$70.3K
SNTS
1710
DELISTED
SANTARUS INC
SNTS
$359K ﹤0.01%
+15,909
New +$378K
WWAV
1711
DELISTED
The WhiteWave Foods Company
WWAV
$359K ﹤0.01%
17,965
+1,080
+6% +$20.5K
SVC
1712
Service Properties Trust
SVC
$1.07B
$354K ﹤0.01%
2,521
-367
-13% -$50.8K
HIMX
1713
Himax Technologies
HIMX
$2.55B
$353K ﹤0.01%
+35,262
New +$251K
PVTB
1714
DELISTED
PrivateBancorp Inc
PVTB
$353K ﹤0.01%
16,500
+2,000
+14% +$45.8K
KMI.WS
1715
DELISTED
Kinder Morgan Inc
KMI.WS
$353K ﹤0.01%
70,950
-9,094
-11% -$47.9K
SXE
1716
DELISTED
Southcross Energy Partners, L.P.
SXE
$353K ﹤0.01%
21,000
+19
+0.1% +$389
JPC icon
1717
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$352K ﹤0.01%
40,582
-10,400
-20% -$93.6K
TLM
1718
DELISTED
TALISMAN ENERGY INC
TLM
$350K ﹤0.01%
30,458
+4,900
+19% +$54.8K
RDN icon
1719
Radian Group
RDN
$4.93B
$349K ﹤0.01%
+25,030
New +$334K
ITB icon
1720
iShares US Home Construction ETF
ITB
$2.41B
$348K ﹤0.01%
15,589
-81,414
-84% -$1.79M
SPOK icon
1721
Spok Holdings
SPOK
$241M
$348K ﹤0.01%
+24,600
New +$354K
FAV
1722
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$348K ﹤0.01%
41,417
-3,700
-8% -$30.7K
PVR
1723
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$348K ﹤0.01%
15,070
+686
+5% +$17.1K
RIT
1724
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$347K ﹤0.01%
32,940
+9,386
+40% +$105K
PXE icon
1725
Invesco Energy Exploration & Production ETF
PXE
$79.8M
$346K ﹤0.01%
11,335
-3,626
-24% -$110K
67 68
69
70 71

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.