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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGH
1626
Barings Global Short Duration High Yield Fund
BGH
$287M
$451K ﹤0.01%
+19,775
New +$452K
FEO
1627
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$451K ﹤0.01%
23,653
-71,548
-75% -$1.34M
SEP
1628
DELISTED
Spectra Engy Parters Lp
SEP
$448K ﹤0.01%
10,215
-1,328
-12% -$57.8K
WNR
1629
DELISTED
Western Refining Inc
WNR
$446K ﹤0.01%
14,849
-37,580
-72% -$1.1M
EMD
1630
DELISTED
Western Asset Emerging Markets
EMD
$442K ﹤0.01%
+35,279
New +$441K
ATRC icon
1631
AtriCure
ATRC
$2.11B
$439K ﹤0.01%
40,000
– –
USRT icon
1632
iShares Core US REIT ETF
USRT
$4.63B
$437K ﹤0.01%
11,227
-141
-1% -$5.63K
PGH
1633
DELISTED
Pengrowth Energy Corporation
PGH
$434K ﹤0.01%
73,263
-3,862
-5% -$21.7K
AVG
1634
DELISTED
AVG Technologies N.V.
AVG
$433K ﹤0.01%
+18,098
New +$403K
BCIC
1635
BCP Investment Corp
BCIC
$92.9M
$432K ﹤0.01%
4,823
-502
-9% -$47.8K
ARK
1636
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$431K ﹤0.01%
+109,343
New +$435K
MTZ icon
1637
MasTec
MTZ
$21.9B
$430K ﹤0.01%
14,195
-500
-3% -$16.4K
GLNG icon
1638
Golar LNG
GLNG
$5.13B
$426K ﹤0.01%
11,300
-8,825
-44% -$323K
EHI
1639
Western Asset Global High Income Fund
EHI
$178M
$425K ﹤0.01%
34,420
-3,660
-10% -$43.7K
BGS icon
1640
B&G Foods
BGS
$286M
$423K ﹤0.01%
12,246
+709
+6% +$24.7K
EPHE icon
1641
iShares MSCI Philippines ETF
EPHE
$145M
$422K ﹤0.01%
12,845
-31,293
-71% -$1.08M
RBS.PRS.CL
1642
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$421K ﹤0.01%
19,633
+4,164
+27% +$87.4K
FEMS icon
1643
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$420K ﹤0.01%
12,167
+1,634
+16% +$55.1K
GAM
1644
General American Investors Company
GAM
$1.61B
$419K ﹤0.01%
12,276
-1,162
-9% -$38.8K
OIA icon
1645
Invesco Municipal Income Opportunities Trust
OIA
$292M
$418K ﹤0.01%
65,985
-969
-1% -$6.04K
AMRN
1646
Amarin Corp
AMRN
$303M
$417K ﹤0.01%
3,299
-58
-2% -$6.95K
ORAN
1647
DELISTED
Orange
ORAN
$417K ﹤0.01%
33,306
-1,425
-4% -$14.9K
DOG
1648
ProShares Short Dow30
DOG
$97.3M
$416K ﹤0.01%
+3,600
New +$414K
MTW icon
1649
Manitowoc
MTW
$675M
$416K ﹤0.01%
23,493
-5,655
-19% -$103K
ATCO
1650
DELISTED
Atlas Corp.
ATCO
$416K ﹤0.01%
+16,981
New +$369K
64 65
66
67 68

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
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SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.