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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEM icon
1576
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$510K ﹤0.01%
20,989
-13,529
-39% -$322K
TYN
1577
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
$510K ﹤0.01%
19,111
-548
-3% -$15.7K
BCO icon
1578
Brink's
BCO
$4.62B
$508K ﹤0.01%
17,965
+4,873
+37% +$133K
NAT icon
1579
Nordic American Tanker
NAT
$1.37B
$508K ﹤0.01%
62,977
+30,252
+92% +$253K
BFO
1580
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$506K ﹤0.01%
33,244
-851
-2% -$12.9K
FTNT icon
1581
Fortinet
FTNT
$117B
$505K ﹤0.01%
124,710
+16,110
+15% +$65.2K
SFST icon
1582
Southern First Bancshares
SFST
$600M
$505K ﹤0.01%
38,242
+13,900
+57% +$178K
STLD icon
1583
Steel Dynamics
STLD
$37.6B
$505K ﹤0.01%
30,209
+128
+0.4% +$2.03K
GNRC icon
1584
Generac Holdings
GNRC
$12.5B
$504K ﹤0.01%
+11,820
New +$490K
ABV
1585
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$504K ﹤0.01%
13,144
-108
-0.8% -$3.96K
KKD
1586
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$503K ﹤0.01%
26,000
-5,200
-17% -$106K
MXIM
1587
DELISTED
Maxim Integrated Products
MXIM
$502K ﹤0.01%
16,841
-6,148
-27% -$175K
OPY icon
1588
Oppenheimer Holdings
OPY
$1.2B
$501K ﹤0.01%
28,200
– –
FCE.A
1589
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$500K ﹤0.01%
26,405
+149
+0.6% +$2.71K
LVLT
1590
DELISTED
Level 3 Communications Inc
LVLT
$499K ﹤0.01%
18,709
+5,000
+36% +$115K
ALFA
1591
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$499K ﹤0.01%
+14,205
New +$479K
WLT
1592
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$497K ﹤0.01%
+35,459
New +$450K
FNSR
1593
DELISTED
Finisar Corp
FNSR
$495K ﹤0.01%
21,879
-58
-0.3% -$1.2K
BQY
1594
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$492K ﹤0.01%
39,493
-856
-2% -$10.8K
NQM
1595
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$491K ﹤0.01%
35,626
+7,558
+27% +$102K
PNG
1596
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
$491K ﹤0.01%
21,067
+400
+2% +$8.76K
NZF icon
1597
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$490K ﹤0.01%
38,622
-16,531
-30% -$205K
NNBR icon
1598
NN Inc
NNBR
$311M
$489K ﹤0.01%
31,400
+12,200
+64% +$164K
DGI
1599
DELISTED
DigitalGlobe Inc.
DGI
$489K ﹤0.01%
15,473
-4,780
-24% -$153K
MUH
1600
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$488K ﹤0.01%
34,498
-1,485
-4% -$20.5K
62 63
64
65 66

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
SpiderRock Advisors Wilimington, Delaware $6.29B AUM
WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.