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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYV icon
1351
Live Nation Entertainment
LYV
$42.1B
$815K 0.01%
43,920
-10,880
-20% -$185K
KEY icon
1352
KeyCorp
KEY
$24.4B
$812K 0.01%
71,260
-28,943
-29% -$346K
AEIS icon
1353
Advanced Energy
AEIS
$13B
$809K 0.01%
46,204
+32,782
+244% +$645K
CUBE icon
1354
CubeSmart
CUBE
$9.41B
$809K 0.01%
45,331
+5,931
+15% +$101K
FEI
1355
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$808K 0.01%
+41,250
New +$827K
FLOT icon
1356
iShares Floating Rate Bond ETF
FLOT
$10.5B
$807K 0.01%
15,919
-96
-0.6% -$4.86K
PRA
1357
DELISTED
ProAssurance
PRA
$806K 0.01%
17,893
+425
+2% +$21.3K
GBAB
1358
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$801K 0.01%
39,902
-26,202
-40% -$540K
ATML
1359
DELISTED
ATMEL CORP
ATML
$800K 0.01%
107,571
-21,570
-17% -$164K
LZB icon
1360
La-Z-Boy
LZB
$1.69B
$796K 0.01%
35,050
-34,600
-50% -$751K
AMCC
1361
DELISTED
Applied Micro Circuits Corporation New
AMCC
$796K 0.01%
+61,702
New +$701K
MIN
1362
Aberdeen Intermediate Income Fund
MIN
$278M
$795K 0.01%
149,704
-22,236
-13% -$118K
OPK icon
1363
Opko Health
OPK
$1.02B
$794K 0.01%
90,087
+46,622
+107% +$374K
QABA icon
1364
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$791K 0.01%
+24,682
New +$796K
BRW
1365
Saba Capital Income & Opportunities Fund
BRW
$339M
$790K 0.01%
65,157
+4,768
+8% +$58.2K
EIG icon
1366
Employers Holdings
EIG
$889M
$789K 0.01%
26,539
-7,500
-22% -$205K
CMLP
1367
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$785K 0.01%
35,542
+11,814
+50% +$276K
PXSC
1368
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$783K 0.01%
25,874
-168
-0.6% -$5.01K
UI icon
1369
Ubiquiti
UI
$34.3B
$782K 0.01%
23,289
+4,489
+24% +$120K
GLO
1370
Clough Global Opportunities Fund
GLO
$257M
$779K 0.01%
60,493
-3,167
-5% -$40.6K
PBI icon
1371
Pitney Bowes
PBI
$2.39B
$779K 0.01%
42,837
+16,332
+62% +$268K
EDD
1372
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$778K 0.01%
55,174
-48,919
-47% -$685K
MDCO
1373
DELISTED
Medicines Co
MDCO
$778K 0.01%
+23,209
New +$739K
CBU icon
1374
Community Bank
CBU
$3.41B
$775K 0.01%
22,715
+623
+3% +$20.8K
EPM icon
1375
Evolution Petroleum
EPM
$131M
$772K 0.01%
68,533
+3,683
+6% +$42.6K
53 54
55
56 57

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PI
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ECU
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EAM
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AA
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SA
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WPL
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.