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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWBC icon
826
East-West Bancorp
EWBC
$18B
$2.21M 0.02%
+69,113
New +$2.09M
GNR icon
827
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$2.2M 0.02%
45,490
+4,996
+12% +$236K
BIV icon
828
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$2.2M 0.02%
26,312
-20,636
-44% -$1.71M
ENB icon
829
Enbridge
ENB
$112B
$2.19M 0.02%
52,490
+12,337
+31% +$525K
PFM icon
830
Invesco Dividend Achievers ETF
PFM
$808M
$2.19M 0.02%
118,051
+9,842
+9% +$184K
VCR icon
831
Vanguard Consumer Discretionary ETF
VCR
$6.18B
$2.18M 0.02%
22,081
+2,251
+11% +$216K
AES icon
832
AES
AES
$10.5B
$2.18M 0.02%
163,886
+45,943
+39% +$589K
AET
833
DELISTED
Aetna Inc
AET
$2.18M 0.02%
+33,986
New +$2.18M
SYNA icon
834
Synaptics
SYNA
$4.15B
$2.17M 0.02%
+49,111
New +$2.01M
REM icon
835
iShares Mortgage Real Estate ETF
REM
$543M
$2.16M 0.02%
45,003
+16,042
+55% +$783K
VXF icon
836
Vanguard Extended Market ETF
VXF
$31.9B
$2.15M 0.02%
27,885
+1,334
+5% +$99.5K
OHAI
837
DELISTED
OHA Investment Corporation
OHAI
$2.15M 0.02%
289,225
+7,280
+3% +$49.1K
ON icon
838
ON Semiconductor
ON
$31.6B
$2.14M 0.02%
292,652
+126,501
+76% +$971K
PXI icon
839
Invesco Dorsey Wright Energy Momentum ETF
PXI
$50.5M
$2.14M 0.02%
42,932
-3,205
-7% -$159K
SAVE
840
DELISTED
Spirit Airlines, Inc.
SAVE
$2.14M 0.02%
62,349
+40,374
+184% +$1.34M
VO icon
841
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.14M 0.02%
83,368
+11,212
+16% +$281K
VOT icon
842
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$2.13M 0.02%
25,027
+8,372
+50% +$693K
ALR
843
DELISTED
Alere Inc
ALR
$2.13M 0.02%
69,658
+31,366
+82% +$955K
CAVM
844
DELISTED
Cavium, Inc.
CAVM
$2.13M 0.02%
51,674
+1,213
+2% +$45.7K
DFT
845
DELISTED
DuPont Fabros Technology Inc.
DFT
$2.13M 0.02%
82,580
+64,664
+361% +$1.53M
IYY icon
846
iShares Dow Jones US ETF
IYY
$3.07B
$2.12M 0.02%
49,758
+12,690
+34% +$537K
MUFG icon
847
Mitsubishi UFJ Financial
MUFG
$254B
$2.12M 0.02%
330,517
+25,229
+8% +$160K
DNKN
848
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2.12M 0.02%
46,728
-55,358
-54% -$2.43M
DBC icon
849
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$2.11M 0.02%
82,022
+13,386
+20% +$349K
ARCC icon
850
Ares Capital
ARCC
$14.4B
$2.11M 0.02%
122,105
-16,224
-12% -$284K
32 33
34
35 36

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PI
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ECU
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EAM
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AA
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SA
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WPL
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.