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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNV icon
726
Franco-Nevada
FNV
$46B
$2.74M 0.02%
60,434
-2,981
-5% -$127K
VFH icon
727
Vanguard Financials ETF
VFH
$13.8B
$2.73M 0.02%
66,998
+5,045
+8% +$209K
MINT icon
728
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$2.73M 0.02%
26,940
-28,657
-52% -$2.9M
DXCM icon
729
DexCom
DXCM
$32B
$2.73M 0.02%
386,464
-274,836
-42% -$1.74M
CRM icon
730
Salesforce
CRM
$158B
$2.72M 0.02%
52,436
-43,140
-45% -$1.96M
TDIV icon
731
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.72M 0.02%
120,670
+11,857
+11% +$267K
SBNY
732
DELISTED
Signature Bank
SBNY
$2.71M 0.02%
29,647
-4,242
-13% -$382K
MFIC icon
733
MidCap Financial Investment
MFIC
$804M
$2.71M 0.02%
110,908
-21,245
-16% -$516K
FISV
734
Fiserv Inc
FISV
$27.9B
$2.71M 0.02%
107,300
+840
+0.8% +$20.3K
BNS icon
735
Scotiabank
BNS
$108B
$2.71M 0.02%
50,984
-5,135
-9% -$268K
PTNR
736
DELISTED
Partner Communications
PTNR
$2.7M 0.02%
342,498
+21,051
+7% +$154K
CAJ
737
DELISTED
Canon, Inc.
CAJ
$2.7M 0.02%
84,247
+5,328
+7% +$171K
BNY
738
Bank of New York Mellon
BNY
$107B
$2.69M 0.02%
89,237
+28,087
+46% +$861K
NGL icon
739
NGL Energy Partners
NGL
$2.11B
$2.69M 0.02%
87,073
+39,366
+83% +$1.19M
FTI icon
740
TechnipFMC
FTI
$27.3B
$2.68M 0.02%
64,927
+2,267
+4% +$93.2K
ESND
741
DELISTED
Essendant Inc.
ESND
$2.67M 0.02%
61,412
+1,163
+2% +$47.3K
SRL icon
742
Scully Royalty
SRL
$87.1M
$2.67M 0.02%
63,490
-5,831
-8% -$244K
SGEN
743
DELISTED
Seagen Inc. Common Stock
SGEN
$2.67M 0.02%
60,829
+5,584
+10% +$232K
MU icon
744
Micron Technology
MU
$991B
$2.66M 0.02%
152,164
-173,670
-53% -$2.52M
SKT icon
745
Tanger
SKT
$4.52B
$2.65M 0.02%
81,083
+975
+1% +$31.9K
EWU icon
746
iShares MSCI United Kingdom ETF
EWU
$4.16B
$2.65M 0.02%
67,402
+23,183
+52% +$881K
QQQX icon
747
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$2.64M 0.02%
164,703
+19,996
+14% +$325K
CEC
748
DELISTED
CEC ENTERTAINMENT INC
CEC
$2.64M 0.02%
57,547
+1,326
+2% +$57K
AEM icon
749
Agnico Eagle Mines
AEM
$90.5B
$2.64M 0.02%
99,567
+3,615
+4% +$103K
CIM
750
Chimera Investment
CIM
$1B
$2.62M 0.02%
57,408
+11,761
+26% +$523K
28 29
30
31 32

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ECU
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EAM
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AA
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SA
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WPL
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.