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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+5.63%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$11.6B
AUM Growth
+$988M
Cap. Flow
+$472M
Cap. Flow %
4.07%
Top 10 Hldgs %
15.5%
Holding
2,061
New
213
Increased
963
Reduced
684
Closed
160

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$34.1M
2
QCOM icon
Qualcomm
QCOM
+$18.8M
3
AAPL icon
Apple
AAPL
+$16.9M
4
RCI icon
Rogers Communications
RCI
+$15.2M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.2M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.8M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.1M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$10.8M
4
AMG icon
Affiliated Managers Group
AMG
+$9.74M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.72M

Sector Composition

Rank Sector Weight
1 Energy 9.42%
2 Healthcare 7.99%
3 Industrials 7.5%
4 Technology 7.26%
5 Financials 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNR
701
DELISTED
Vanguard Natural Resources, LLC
VNR
$2.89M 0.03%
103,393
-66,524
-39% -$1.82M
PAAS icon
702
Pan American Silver
PAAS
$21.6B
$2.88M 0.02%
273,430
-1,302
-0.5% -$15.8K
BCOV
703
DELISTED
Brightcove, Inc.
BCOV
$2.88M 0.02%
256,423
-28,776
-10% -$290K
FXR icon
704
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$2.88M 0.02%
115,221
+47,892
+71% +$1.16M
CVE icon
705
Cenovus Energy
CVE
$52.1B
$2.87M 0.02%
96,371
+16,504
+21% +$488K
PETM
706
DELISTED
PETSMART INC
PETM
$2.87M 0.02%
37,610
+7,429
+25% +$537K
POWI icon
707
Power Integrations
POWI
$3.61B
$2.87M 0.02%
105,826
+2,338
+2% +$60.6K
SCCO icon
708
Southern Copper
SCCO
$166B
$2.86M 0.02%
113,294
+7,299
+7% +$189K
EFAV icon
709
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$2.86M 0.02%
46,886
+7,757
+20% +$460K
SEIC icon
710
SEI Investments
SEIC
$12.6B
$2.85M 0.02%
92,194
+32,722
+55% +$1.01M
N
711
DELISTED
Netsuite Inc
N
$2.85M 0.02%
26,367
+6,400
+32% +$632K
EHC icon
712
Encompass Health
EHC
$12.4B
$2.83M 0.02%
102,990
+75,312
+272% +$1.93M
IMGN
713
DELISTED
Immunogen Inc
IMGN
$2.81M 0.02%
165,013
+18,517
+13% +$325K
MS icon
714
Morgan Stanley
MS
$340B
$2.81M 0.02%
104,198
+15,262
+17% +$410K
IJS icon
715
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$2.8M 0.02%
54,820
+2,034
+4% +$101K
EEQ
716
DELISTED
Enbridge Energy Management Llc
EEQ
$2.8M 0.02%
153,150
-2,738
-2% -$52.3K
PHG icon
717
Philips
PHG
$26.1B
$2.8M 0.02%
125,239
+7,397
+6% +$162K
ICE icon
718
Intercontinental Exchange
ICE
$84.4B
$2.79M 0.02%
76,760
-11,870
-13% -$430K
HTGC icon
719
Hercules Capital
HTGC
$3.23B
$2.77M 0.02%
181,667
+29,973
+20% +$435K
TBT icon
720
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$305M
$2.76M 0.02%
36,703
-546
-1% -$42.1K
RMD icon
721
ResMed
RMD
$30.7B
$2.76M 0.02%
52,214
-4,286
-8% -$208K
TPLM
722
DELISTED
Triangle Petroleum Corporation
TPLM
$2.75M 0.02%
+280,450
New +$2.14M
WDR
723
DELISTED
Waddell & Reed Financial, Inc.
WDR
$2.75M 0.02%
53,413
+9,720
+22% +$484K
MDIV icon
724
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$2.75M 0.02%
132,991
-16,730
-11% -$351K
VLY icon
725
Valley National Bancorp
VLY
$8.04B
$2.75M 0.02%
275,836
-55,778
-17% -$563K
27 28
29
30 31

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
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WPL
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ECU
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Raymond James & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Raymond James & Associates held 2,061 positions worth $11.6B, up 9.3% from $10.6B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Raymond James & Associates deployed $472M of net new capital in Q3 2013, opening 213 new positions and adding to 963 existing holdings. Its largest new stake was Clean Harbors: 143,882 shares worth $8.44M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $17.8M trimmed.

  • Raymond James & Associates's largest Q3 2013 buy was Clean Harbors: 143,882 shares worth $8.44M.
  • Raymond James & Associates added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q3 2013, an estimated $34.1M increase.
  • Raymond James & Associates's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $17.8M.
  • Raymond James & Associates fully exited Telefônica Brasil in Q3 2013, selling an estimated $6.83M.
  • Raymond James & Associates's ten largest holdings make up 16% of its $11.6B portfolio in Q3 2013.
  • Raymond James & Associates opened 213 new positions and closed 160 in Q3 2013.
  • Raymond James & Associates's portfolio value rose 9.3% quarter-over-quarter to $11.6B.

Based on Raymond James & Associates's 13F filing for Q3 2013, filed 13 Nov 2013.