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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$124B
AUM Growth
+$12.6B
Cap. Flow
+$4.01B
Cap. Flow %
3.23%
Top 10 Hldgs %
24.28%
Holding
4,396
New
293
Increased
2,114
Reduced
1,559
Closed
268

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$212M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$147M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$119M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$98.2M
5
AMZN icon
Amazon
AMZN
+$68.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$80.8M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$80M
3
NVDA icon
NVIDIA
NVDA
+$51.5M
4
BABA icon
Alibaba
BABA
+$43.1M
5
VZ icon
Verizon
VZ
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 15.45%
2 Financials 8.54%
3 Healthcare 8.18%
4 Consumer Discretionary 6.58%
5 Industrials 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDMN
4326
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-65,500
Closed -$571K
VTA
4327
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-167,533
Closed -$1.96M
JHB
4328
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-171,757
Closed -$1.61M
RPAI
4329
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-23,503
Closed -$303K
CSOD
4330
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-22,620
Closed -$1.29M
FINS.RT
4331
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
– –
-400,815
Closed -$86K
XEC
4332
DELISTED
CIMAREX ENERGY CO
XEC
– –
-221,848
Closed -$19.3M
CTAC.U
4333
DELISTED
Cerberus Telecom Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
CTAC.U
– –
-10,605
Closed -$87K
TRMT
4334
DELISTED
Tremont Mortgage Trust Common Shares of Beneficial Interest
TRMT
– –
-20,800
Closed -$109K
BOCH
4335
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-127,611
Closed -$1.94M
OPP.RT
4336
DELISTED
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Rights (expiring October 1, 2021)
OPP.RT
– –
-12,909
Closed -$1K
VER
4337
DELISTED
VEREIT, Inc.
VER
– –
-15,237
Closed -$689K
CFRX
4338
DELISTED
ContraFect Corporation
CFRX
– –
-144
Closed -$47K
CELP
4339
DELISTED
Cypress Environmental Partners, L.P.
CELP
– –
-15,000
Closed -$27K
OZON
4340
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
– –
-9,365
Closed -$472K
IBDM
4341
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
– –
-359,271
Closed -$8.88M
IBMJ
4342
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-48,929
Closed -$1.25M
JTA
4343
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-99,274
Closed -$1.1M
JDD
4344
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-67,078
Closed -$696K
GPM
4345
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
– –
-98,008
Closed -$910K
NORW
4346
DELISTED
Global X MSCI Norway ETF
NORW
– –
-27,170
Closed -$393K
CADE
4347
DELISTED
Cadence Bancorporation
CADE
– –
-172,406
Closed -$3.79M
170 171 172 173
174

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
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SA
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WPL
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ECU
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Raymond James & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Raymond James & Associates held 4,396 positions worth $124B, up 11% from $111B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Raymond James & Associates deployed $4.01B of net new capital in Q4 2021, opening 293 new positions and adding to 2,114 existing holdings. Its largest new stake was Wells Fargo 7.5% Non Cumv Perp Conv: 14,614 shares worth $21.8M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $80M trimmed.

  • Raymond James & Associates's largest Q4 2021 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 14,614 shares worth $21.8M.
  • Raymond James & Associates added most to iShares Core US Aggregate Bond ETF in Q4 2021, an estimated $212M increase.
  • Raymond James & Associates's biggest Q4 2021 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $80M.
  • Raymond James & Associates fully exited Kansas City Southern in Q4 2021, selling an estimated $80.8M.
  • Raymond James & Associates's ten largest holdings make up 24% of its $124B portfolio in Q4 2021.
  • Raymond James & Associates opened 293 new positions and closed 268 in Q4 2021.
  • Raymond James & Associates's portfolio value rose 11% quarter-over-quarter to $124B.

Based on Raymond James & Associates's 13F filing for Q4 2021, filed 8 Feb 2022.