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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+6.14%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$99.1B
AUM Growth
+$7.92B
Cap. Flow
+$3.27B
Cap. Flow %
3.3%
Top 10 Hldgs %
23.39%
Holding
4,186
New
432
Increased
2,037
Reduced
1,399
Closed
199

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36B
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$277M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$237M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$86.7M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$80.9M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$671M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$414M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$130M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.5M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$65.1M

Sector Composition

Rank Sector Weight
1 Technology 14%
2 Financials 8.86%
3 Healthcare 8.09%
4 Industrials 6.83%
5 Consumer Discretionary 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVH
4101
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-10,642
Closed -$141K
ATNX
4102
DELISTED
Athenex, Inc. Common Stock
ATNX
– –
-525
Closed -$116K
PRTY
4103
DELISTED
Party City Holdco Inc.
PRTY
– –
-10,856
Closed -$67K
UPH
4104
DELISTED
UpHealth, Inc.
UPH
– –
-1,734
Closed -$190K
IPOD.U
4105
DELISTED
Social Capital Hedosophia Holdings Corp. IV Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOD.U
– –
-16,200
Closed -$237K
SPAK
4106
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
– –
-33,820
Closed -$968K
CALA
4107
DELISTED
Calithera Biosciences, Inc
CALA
– –
-600
Closed -$59K
ZNGA
4108
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-21,500
Closed -$20K
KOR
4109
DELISTED
Corvus Gold Inc. Common Shares
KOR
– –
-13,225
Closed -$31K
KSU
4110
CALL
DELISTED
Kansas City Southern
KSU
– –
-18,600
Closed -$214K
CXP
4111
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-23,484
Closed -$337K
PMBC
4112
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-35,000
Closed -$180K
GNPK.U
4113
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
– –
-21,195
Closed -$220K
CAP.U
4114
DELISTED
Capitol Investment Corp. V Units, each consisting of one share of Class A common stock, and one-thir
CAP.U
– –
-30,900
Closed -$318K
BPYU
4115
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-19,651
Closed -$294K
CCIV.U
4116
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-67,370
Closed -$694K
VCVCU
4117
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
– –
-14,582
Closed -$155K
FGNA.WS
4118
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-31,532
Closed -$46K
FRX.U
4119
DELISTED
Forest Road Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-th
FRX.U
– –
-20,139
Closed -$211K
CMD
4120
DELISTED
Cantel Medical Corporation
CMD
– –
-8,046
Closed -$635K
STIC.U
4121
DELISTED
Northern Star Acquisition Corp. Units, each consisting of one share of common stock and one-third of
STIC.U
– –
-65,870
Closed -$1.03M
NGA.WS
4122
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
– –
-31,532
Closed -$178K
MIK
4123
DELISTED
Michaels Stores, Inc
MIK
– –
-104,948
Closed -$1.36M
BFT
4124
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
– –
-122,280
Closed -$1.85M
NEOS
4125
DELISTED
Neos Therapeutics, Inc
NEOS
– –
-10,500
Closed -$7K
162 163 164
165
166

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PI
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ECU
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EAM
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AA
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SA
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WPL
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Raymond James & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Raymond James & Associates held 4,186 positions worth $99.1B, up 8.7% from $91.2B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Raymond James & Associates deployed $3.27B of net new capital in Q1 2021, opening 432 new positions and adding to 2,037 existing holdings. Its largest new stake was BlackRock Technology and Private Equity Term Trust: 1,676,875 shares worth $34M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $671M trimmed.

  • Raymond James & Associates's largest Q1 2021 buy was BlackRock Technology and Private Equity Term Trust: 1,676,875 shares worth $34M.
  • Raymond James & Associates added most to Vanguard S&P 500 ETF in Q1 2021, an estimated $1.36B increase.
  • Raymond James & Associates's biggest Q1 2021 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $671M.
  • Raymond James & Associates fully exited Sensient Technologies in Q1 2021, selling an estimated $15.6M.
  • Raymond James & Associates's ten largest holdings make up 23% of its $99.1B portfolio in Q1 2021.
  • Raymond James & Associates opened 432 new positions and closed 199 in Q1 2021.
  • Raymond James & Associates's portfolio value rose 8.7% quarter-over-quarter to $99.1B.

Based on Raymond James & Associates's 13F filing for Q1 2021, filed 14 May 2021.