RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Return 33.89%
This Quarter Return
-12.92%
1 Year Return
+33.89%
3 Year Return
+39.96%
5 Year Return
+107.62%
10 Year Return
+221.77%
AUM
$102B
AUM Growth
-$16.3B
Cap. Flow
+$586M
Cap. Flow %
0.57%
Top 10 Hldgs %
23.73%
Holding
4,112
New
176
Increased
1,734
Reduced
1,784
Closed
262

Top Buys

1
VOO icon
Vanguard S&P 500 ETF
VOO
$434M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$417M
3
XLV icon
Health Care Select Sector SPDR Fund
XLV
$111M
4
XLC icon
The Communication Services Select Sector SPDR Fund
XLC
$100M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
$92.2M

Top Sells

1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
$505M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
$283M
3
XLF icon
Financial Select Sector SPDR Fund
XLF
$199M
4
SHM icon
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$135M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
$86.4M

Sector Composition

1 Technology 13.25%
2 Healthcare 9.19%
3 Financials 8.63%
4 Industrials 6.14%
5 Consumer Discretionary 5.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BPMP
3926
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
– –
-43,200
Closed -$731K
FLOW
3927
DELISTED
SPX FLOW, Inc.
FLOW
– –
-5,262
Closed -$454K
PBCT
3928
DELISTED
People's United Financial Inc
PBCT
– –
-134,655
Closed -$2.69M
CCMP
3929
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-5,456
Closed -$1.01M
WTRU
3930
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-174,979
Closed -$10.7M
DISCA
3931
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-782,855
Closed -$19.5M
NBO
3932
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
– –
-19,832
Closed -$230K
AAWW
3933
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-8,214
Closed -$709K
REGI
3934
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-16,652
Closed -$1.01M
ATAXZ
3935
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
– –
-495,501
Closed -$3M
VG
3936
DELISTED
Vonage Holdings Corporation
VG
– –
-23,560
Closed -$478K
AZPN
3937
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-130,023
Closed -$21.5M
GUT.RT
3938
DELISTED
The Gabelli Utility Trust Rights (expiring April 19, 2022)
GUT.RT
– –
-59,227
Closed -$12K
ACNT icon
3939
Ascent Industries
ACNT
$114M
– –
-16,799
Closed -$270K
AHCO icon
3940
AdaptHealth
AHCO
$1.29B
– –
-57,110
Closed -$915K
ALTO icon
3941
Alto Ingredients
ALTO
$90.6M
– –
-73,302
Closed -$500K
AMTX icon
3942
Aemetis
AMTX
$151M
– –
-18,120
Closed -$230K
ANGI icon
3943
Angi Inc
ANGI
$811M
– –
-3,490
Closed -$198K
APPF icon
3944
AppFolio
APPF
$10.2B
– –
-3,996
Closed -$452K
APPN icon
3945
Appian
APPN
$2.26B
– –
-3,816
Closed -$232K
ARCB icon
3946
ArcBest
ARCB
$1.72B
– –
-3,694
Closed -$297K
ARKX icon
3947
ARK Space Exploration & Innovation ETF
ARKX
$399M
– –
-31,815
Closed -$570K
ARRY icon
3948
Array Technologies
ARRY
$1.37B
– –
-10,365
Closed -$117K
ATEC icon
3949
Alphatec Holdings
ATEC
$2.43B
– –
-26,550
Closed -$305K
AUPH icon
3950
Aurinia Pharmaceuticals
AUPH
$1.63B
– –
-11,300
Closed -$140K
156 157
158
159 160