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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+7.29%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$78.8B
AUM Growth
+$7.07B
Cap. Flow
+$2.22B
Cap. Flow %
2.81%
Top 10 Hldgs %
22%
Holding
3,838
New
237
Increased
1,800
Reduced
1,491
Closed
179

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$672M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$509M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$146M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$143M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$325M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$172M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$166M
4
FAST icon
Fastenal
FAST
+$53.1M
5
STI
SunTrust Banks, Inc.
STI
+$45.9M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Financials 9.56%
3 Healthcare 8.56%
4 Industrials 6.35%
5 Communication Services 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZROZ icon
3726
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
– –
-7,406
Closed -$1.07M
SMC
3727
Summit Midstream
SMC
$434M
– –
-670
Closed -$49K
JOYY
3728
JOYY Inc
JOYY
$3.78B
– –
-13,203
Closed -$742K
PDCO
3729
DELISTED
Patterson Companies, Inc.
PDCO
– –
-67,772
Closed -$1.21M
HTLF
3730
DELISTED
Heartland Financial USA, Inc.
HTLF
– –
-4,759
Closed -$213K
TUP
3731
DELISTED
Tupperware Brands Corporation
TUP
– –
-32,301
Closed -$513K
ASXC
3732
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-11,107
Closed -$89K
SLCA
3733
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-14,413
Closed -$138K
AFT
3734
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-10,051
Closed -$149K
AAU
3735
DELISTED
Almaden Minerals Ltd
AAU
– –
-114,924
Closed -$76K
NSTG
3736
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-26,019
Closed -$562K
DMK
3737
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-916
Closed -$45K
PDCE
3738
DELISTED
PDC Energy, Inc.
PDCE
– –
-32,463
Closed -$901K
NSL
3739
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-13,764
Closed -$79K
IMBI
3740
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
– –
-1,430
Closed -$8K
GCP
3741
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-16,336
Closed -$314K
AFI
3742
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-92,475
Closed -$591K
NUAN
3743
CALL
DELISTED
Nuance Communications, Inc.
NUAN
– –
-32,340
Closed -$6K
LMRK
3744
CALL
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
– –
-39,800
Closed -$38K
CXP
3745
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-10,707
Closed -$226K
SOGO
3746
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
-13,100
Closed -$65K
NAV
3747
DELISTED
Navistar International
NAV
– –
-9,585
Closed -$269K
NMY
3748
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-17,220
Closed -$230K
PS
3749
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-159,732
Closed -$2.68M
HMSY
3750
DELISTED
HMS Holdings Corp.
HMSY
– –
-8,103
Closed -$279K
148 149
150
151 152

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RJFSA
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PI
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ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
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WPL
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ECU
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Raymond James & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Raymond James & Associates held 3,838 positions worth $78.8B, up 9.9% from $71.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Raymond James & Associates's Q4 2019 filing shows 237 new, 1,800 increased, 1,491 reduced and 179 closed positions. Its largest new stake was Direxion Daily S&P 500 Bear 1X ETF: 343,036 shares worth $8.38M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $325M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • Raymond James & Associates's largest Q4 2019 buy was Direxion Daily S&P 500 Bear 1X ETF: 343,036 shares worth $8.38M.
  • Raymond James & Associates added most to Vanguard High Dividend Yield ETF in Q4 2019, an estimated $672M increase.
  • Raymond James & Associates's biggest Q4 2019 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $325M.
  • Raymond James & Associates fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $45.9M.
  • Raymond James & Associates's ten largest holdings make up 22% of its $78.8B portfolio in Q4 2019.
  • Raymond James & Associates opened 237 new positions and closed 179 in Q4 2019.
  • Raymond James & Associates's portfolio value rose 9.9% quarter-over-quarter to $78.8B.

Based on Raymond James & Associates's 13F filing for Q4 2019, filed 12 Feb 2020.