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RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+8.42%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$80B
AUM Growth
+$5.37B
Cap. Flow
-$213M
Cap. Flow %
-0.27%
Top 10 Hldgs %
23.95%
Holding
3,773
New
259
Increased
1,520
Reduced
1,671
Closed
192

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$140M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$51.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$46.5M
4
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$45.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.9M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$134M
2
UPS icon
United Parcel Service
UPS
+$67.5M
3
D icon
Dominion Energy
D
+$67.1M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$63.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$54.9M

Sector Composition

Rank Sector Weight
1 Technology 14.33%
2 Healthcare 8.9%
3 Financials 7.71%
4 Consumer Discretionary 6.92%
5 Industrials 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIFU
3676
AIFU Inc
AIFU
$219M
– –
-55
Closed -$440K
VIVS
3677
VivoSim Labs
VIVS
$1.23M
– –
-177
Closed -$23K
INFN
3678
DELISTED
Infinera Corporation Common Stock
INFN
– –
-101,950
Closed -$604K
SMAR
3679
DELISTED
Smartsheet Inc.
SMAR
– –
-29,355
Closed -$1.5M
TFFP
3680
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
– –
-493
Closed -$71K
SWN
3681
DELISTED
Southwestern Energy Company
SWN
– –
-117,124
Closed -$300K
MODN
3682
DELISTED
MODEL N, INC.
MODN
– –
-43,205
Closed -$1.5M
TAST
3683
CALL
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-18,000
Closed -$14K
AEL
3684
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-10,209
Closed -$252K
MDC
3685
CALL
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-42,012
Closed -$39K
CPE
3686
DELISTED
Callon Petroleum Company
CPE
– –
-4,739
Closed -$55K
ICPT
3687
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-64,829
Closed -$3.11M
ZYNE
3688
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
-14,720
Closed -$50K
CEN
3689
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-3,445
Closed -$32K
TTCF
3690
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-10,884
Closed -$179K
EXD
3691
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-10,320
Closed -$92K
STOR
3692
CALL
DELISTED
STORE Capital Corporation
STOR
– –
-75,600
Closed -$57K
RSX
3693
DELISTED
VanEck Russia ETF
RSX
– –
-10,498
Closed -$218K
AVLR
3694
CALL
DELISTED
Avalara, Inc.
AVLR
– –
-30,000
Closed -$761K
ENDP
3695
DELISTED
Endo International plc
ENDP
– –
-13,983
Closed -$48K
GSKY
3696
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
– –
-11,107
Closed -$54K
FMO
3697
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-5,342
Closed -$49K
ODT
3698
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
– –
-9,820
Closed -$416K
MDP
3699
DELISTED
Meredith Corporation
MDP
– –
-69,814
Closed -$1.02M
RFUN
3700
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
– –
-27,791
Closed -$688K
146 147
148
149 150

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ECU
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EAM
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AA
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SA
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WPL
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Raymond James & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Raymond James & Associates held 3,773 positions worth $80B, up 7.2% from $74.6B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Raymond James & Associates's Q3 2020 filing shows 259 new, 1,520 increased, 1,671 reduced and 192 closed positions. Its largest new stake was Rocket Companies: 405,835 shares worth $8.09M. The largest sale was Apple, an estimated $134M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Raymond James & Associates's largest Q3 2020 buy was Rocket Companies: 405,835 shares worth $8.09M.
  • Raymond James & Associates added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $140M increase.
  • Raymond James & Associates's biggest Q3 2020 reduction was Apple, cutting an estimated $134M.
  • Raymond James & Associates fully exited Invesco Russell 1000 Dynamic Multifactor ETF in Q3 2020, selling an estimated $15.9M.
  • Raymond James & Associates's ten largest holdings make up 24% of its $80B portfolio in Q3 2020.
  • Raymond James & Associates opened 259 new positions and closed 192 in Q3 2020.
  • Raymond James & Associates's portfolio value rose 7.2% quarter-over-quarter to $80B.

Based on Raymond James & Associates's 13F filing for Q3 2020, filed 4 Nov 2020.