We are live on ! Find out more
RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+7.29%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$78.8B
AUM Growth
+$7.07B
Cap. Flow
+$2.22B
Cap. Flow %
2.81%
Top 10 Hldgs %
22%
Holding
3,838
New
237
Increased
1,800
Reduced
1,491
Closed
179

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$672M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$509M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$146M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$143M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$325M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$172M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$166M
4
FAST icon
Fastenal
FAST
+$53.1M
5
STI
SunTrust Banks, Inc.
STI
+$45.9M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Financials 9.56%
3 Healthcare 8.56%
4 Industrials 6.35%
5 Communication Services 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STNE icon
3401
CALL
StoneCo
STNE
$2.52B
$139K ﹤0.01%
29,500
– –
AROC icon
3402
Archrock
AROC
$5.81B
$136K ﹤0.01%
13,525
-1,043
-7% -$9.72K
EVM
3403
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$136K ﹤0.01%
12,115
-9,311
-43% -$105K
NNBR icon
3404
NN Inc
NNBR
$300M
$136K ﹤0.01%
14,650
-5,000
-25% -$40.1K
APTO
3405
DELISTED
Aptose Biosciences, Inc.
APTO
$136K ﹤0.01%
+53
New +$69.1K
IHIT
3406
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$135K ﹤0.01%
+12,804
New +$135K
DXC icon
3407
CALL
DXC Technology
DXC
$1.74B
$133K ﹤0.01%
+41,600
New +$1.36M
HRZN icon
3408
Horizon Technology Finance
HRZN
$318M
$133K ﹤0.01%
+10,262
New +$126K
ALDX icon
3409
Aldeyra Therapeutics
ALDX
$91.1M
$131K ﹤0.01%
22,600
+400
+2% +$2.31K
MUS
3410
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$131K ﹤0.01%
10,431
-1,418
-12% -$17.8K
BABA icon
3411
CALL
Alibaba
BABA
$317B
$129K ﹤0.01%
+23,000
New +$4.32M
ADTN icon
3412
Adtran
ADTN
$622M
$128K ﹤0.01%
12,895
-3,233
-20% -$30.8K
CRESY
3413
Cresud
CRESY
$767M
$127K ﹤0.01%
18,743
-36,465
-66% -$188K
VOC icon
3414
VOC Energy
VOC
$54.1M
$126K ﹤0.01%
27,272
-6,997
-20% -$33.7K
BCOV
3415
DELISTED
Brightcove, Inc.
BCOV
$124K ﹤0.01%
14,300
-4,000
-22% -$37.6K
CVM icon
3416
CEL-SCI Corp
CVM
$26M
$121K ﹤0.01%
442
+4
+0.9% +$943
GTX icon
3417
Garrett Motion
GTX
$5.41B
$121K ﹤0.01%
12,079
-3,716
-24% -$37.9K
TRMT
3418
DELISTED
Tremont Mortgage Trust Common Shares of Beneficial Interest
TRMT
$121K ﹤0.01%
24,360
+2,960
+14% +$14.5K
LRFC
3419
DELISTED
Logan Ridge Finance Corp
LRFC
$120K ﹤0.01%
+2,298
New +$117K
JMLP
3420
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$118K ﹤0.01%
22,375
-36,018
-62% -$183K
SCOR icon
3421
Comscore
SCOR
$106M
$117K ﹤0.01%
+1,186
New +$81.1K
VATE icon
3422
INNOVATE Corp
VATE
$97.3M
$117K ﹤0.01%
5,377
– –
GORO icon
3423
Goldgroup Mining Inc.
GORO
$186M
$116K ﹤0.01%
20,936
+1,415
+7% +$6.17K
AMPE
3424
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$116K ﹤0.01%
662
+25
+4% +$3.23K
IAG icon
3425
IAMGOLD
IAG
$10.5B
$115K ﹤0.01%
30,850
-3,000
-9% -$10.6K
135 136
137
138 139

Similar funds

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PI
PEAK6 Investments Chicago, Illinois $44.8B AUM 19.99% 1-Year Est. Return
ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
SpiderRock Advisors Wilimington, Delaware $6.29B AUM
WPL
Winder Pte Ltd Singapore $5.59B AUM 41.5% 1-Year Est. Return
ECU
Eisler Capital (US) New York $4.67B AUM 35.2% 1-Year Est. Return

Raymond James & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Raymond James & Associates held 3,838 positions worth $78.8B, up 9.9% from $71.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Raymond James & Associates's Q4 2019 filing shows 237 new, 1,800 increased, 1,491 reduced and 179 closed positions. Its largest new stake was Direxion Daily S&P 500 Bear 1X ETF: 343,036 shares worth $8.38M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $325M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • Raymond James & Associates's largest Q4 2019 buy was Direxion Daily S&P 500 Bear 1X ETF: 343,036 shares worth $8.38M.
  • Raymond James & Associates added most to Vanguard High Dividend Yield ETF in Q4 2019, an estimated $672M increase.
  • Raymond James & Associates's biggest Q4 2019 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $325M.
  • Raymond James & Associates fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $45.9M.
  • Raymond James & Associates's ten largest holdings make up 22% of its $78.8B portfolio in Q4 2019.
  • Raymond James & Associates opened 237 new positions and closed 179 in Q4 2019.
  • Raymond James & Associates's portfolio value rose 9.9% quarter-over-quarter to $78.8B.

Based on Raymond James & Associates's 13F filing for Q4 2019, filed 12 Feb 2020.