We are live on ! Find out more
RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+7.29%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$78.8B
AUM Growth
+$7.07B
Cap. Flow
+$2.22B
Cap. Flow %
2.81%
Top 10 Hldgs %
22%
Holding
3,838
New
237
Increased
1,800
Reduced
1,491
Closed
179

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$672M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$509M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$146M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$143M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$325M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$172M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$166M
4
FAST icon
Fastenal
FAST
+$53.1M
5
STI
SunTrust Banks, Inc.
STI
+$45.9M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Financials 9.56%
3 Healthcare 8.56%
4 Industrials 6.35%
5 Communication Services 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACB
3351
Aurora Cannabis
ACB
$179M
$181K ﹤0.01%
705
+148
+27% +$55.2K
BAC icon
3352
CALL
Bank of America
BAC
$447B
$181K ﹤0.01%
63,000
-24,100
-28% -$779K
NAT icon
3353
Nordic American Tanker
NAT
$1.33B
$181K ﹤0.01%
36,820
+1,320
+4% +$5.03K
FENY icon
3354
Fidelity MSCI Energy Index ETF
FENY
$2.03B
$180K ﹤0.01%
11,257
-48
-0.4% -$753
JVA icon
3355
Coffee Holding Co
JVA
$19.9M
$178K ﹤0.01%
38,650
+1,500
+4% +$6.13K
NWSA icon
3356
News Corp Class A
NWSA
$15.4B
$178K ﹤0.01%
12,601
-2,791
-18% -$37.6K
PFO
3357
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$178K ﹤0.01%
14,460
– –
TPVG icon
3358
TriplePoint Venture Growth BDC
TPVG
$212M
$178K ﹤0.01%
+12,546
New +$192K
WFC icon
3359
CALL
Wells Fargo
WFC
$265B
$178K ﹤0.01%
31,800
-10,200
-24% -$534K
NXJ
3360
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$177K ﹤0.01%
12,089
+42
+0.3% +$610
KSM
3361
DELISTED
DWS Strategic Municipal Income Trust
KSM
$176K ﹤0.01%
14,853
+147
+1% +$1.77K
SAND
3362
DELISTED
Sandstorm Gold
SAND
$174K ﹤0.01%
23,390
+900
+4% +$5.86K
DCH
3363
Dauch Corp
DCH
$1.58B
$173K ﹤0.01%
16,079
-1,835
-10% -$17.5K
EEM icon
3364
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$173K ﹤0.01%
45,600
-700
-2% -$30K
MRCC
3365
DELISTED
Monroe Capital Corp
MRCC
$172K ﹤0.01%
15,807
+79
+0.5% +$867
BKCC
3366
DELISTED
BlackRock Capital Investment Corporation
BKCC
$172K ﹤0.01%
34,703
+20,308
+141% +$99.8K
MAXR
3367
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$171K ﹤0.01%
10,937
+381
+4% +$3.96K
BIZD icon
3368
VanEck BDC Income ETF
BIZD
$1.68B
$170K ﹤0.01%
+10,153
New +$168K
TBBK icon
3369
The Bancorp
TBBK
$2.81B
$169K ﹤0.01%
13,015
-889
-6% -$9.97K
MFT
3370
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$168K ﹤0.01%
12,356
+90
+0.7% +$1.21K
CHK
3371
DELISTED
Chesapeake Energy Corporation
CHK
$167K ﹤0.01%
1,014
-3,413
-77% -$686K
XES icon
3372
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$386M
$166K ﹤0.01%
2,053
-345
-14% -$24.6K
CMRE icon
3373
Costamare
CMRE
$1.74B
$165K ﹤0.01%
17,307
+5,238
+43% +$41.8K
ACHN
3374
DELISTED
Achillion Pharmaceuticals
ACHN
$164K ﹤0.01%
27,216
-54,884
-67% -$318K
DKNG icon
3375
DraftKings
DKNG
$12B
$161K ﹤0.01%
+15,050
New +$152K
133 134
135
136 137

Similar funds

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PI
PEAK6 Investments Chicago, Illinois $44.8B AUM 19.99% 1-Year Est. Return
ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
SpiderRock Advisors Wilimington, Delaware $6.29B AUM
WPL
Winder Pte Ltd Singapore $5.59B AUM 41.5% 1-Year Est. Return
ECU
Eisler Capital (US) New York $4.67B AUM 35.2% 1-Year Est. Return

Raymond James & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Raymond James & Associates held 3,838 positions worth $78.8B, up 9.9% from $71.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Raymond James & Associates's Q4 2019 filing shows 237 new, 1,800 increased, 1,491 reduced and 179 closed positions. Its largest new stake was Direxion Daily S&P 500 Bear 1X ETF: 343,036 shares worth $8.38M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $325M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • Raymond James & Associates's largest Q4 2019 buy was Direxion Daily S&P 500 Bear 1X ETF: 343,036 shares worth $8.38M.
  • Raymond James & Associates added most to Vanguard High Dividend Yield ETF in Q4 2019, an estimated $672M increase.
  • Raymond James & Associates's biggest Q4 2019 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $325M.
  • Raymond James & Associates fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $45.9M.
  • Raymond James & Associates's ten largest holdings make up 22% of its $78.8B portfolio in Q4 2019.
  • Raymond James & Associates opened 237 new positions and closed 179 in Q4 2019.
  • Raymond James & Associates's portfolio value rose 9.9% quarter-over-quarter to $78.8B.

Based on Raymond James & Associates's 13F filing for Q4 2019, filed 12 Feb 2020.