We are live on ! Find out more
RJA

Raymond James & Associates Portfolio holdings

AUM $164B
1-Year Est. Return 33.91%
This Fund
S&P 500
This Quarter Est. Return
+6.14%
1 Year Est. Return
+33.91%
3 Year Est. Return
+39.99%
5 Year Est. Return
+107.66%
10 Year Est. Return
+436.07%
AUM
$99.1B
AUM Growth
+$7.92B
Cap. Flow
+$3.27B
Cap. Flow %
3.3%
Top 10 Hldgs %
23.39%
Holding
4,186
New
432
Increased
2,037
Reduced
1,399
Closed
199

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36B
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$277M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$237M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$86.7M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$80.9M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$671M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$414M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$130M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.5M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$65.1M

Sector Composition

Rank Sector Weight
1 Technology 14%
2 Financials 8.86%
3 Healthcare 8.09%
4 Industrials 6.83%
5 Consumer Discretionary 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYB
3301
DELISTED
New America High Income Fund, Inc.
HYB
$325K ﹤0.01%
35,817
-1,598
-4% -$14.2K
AMPE
3302
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$325K ﹤0.01%
641
-2
-0.3% -$1.03K
CBH
3303
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$324K ﹤0.01%
31,250
-23,229
-43% -$235K
FRG
3304
DELISTED
Franchise Group, Inc.
FRG
$324K ﹤0.01%
8,979
-2,000
-18% -$70.8K
GDEN
3305
DELISTED
Golden Entertainment
GDEN
$323K ﹤0.01%
12,781
-4,472
-26% -$101K
MORN icon
3306
Morningstar
MORN
$7.76B
$323K ﹤0.01%
1,435
+246
+21% +$57.6K
FSLF
3307
DELISTED
First Eagle Senior Loan Fund
FSLF
$323K ﹤0.01%
22,515
+1,165
+5% +$16.6K
GORV
3308
DELISTED
Lazydays
GORV
$322K ﹤0.01%
604
+211
+54% +$123K
IIPR icon
3309
Innovative Industrial Properties
IIPR
$1.67B
$322K ﹤0.01%
1,790
+14
+0.8% +$2.68K
CMF icon
3310
iShares California Muni Bond ETF
CMF
$4.63B
$321K ﹤0.01%
5,165
-308
-6% -$19.3K
NMR icon
3311
Nomura Holdings
NMR
$29.2B
$321K ﹤0.01%
59,825
-1,342
-2% -$7.93K
THRM icon
3312
Gentherm
THRM
$1.32B
$321K ﹤0.01%
4,333
-650
-13% -$46.1K
ARLP icon
3313
Alliance Resource Partners
ARLP
$3.2B
$320K ﹤0.01%
55,250
+31,852
+136% +$183K
BATT icon
3314
Amplify Lithium & Battery Technology ETF
BATT
$124M
$320K ﹤0.01%
+20,895
New +$357K
EMLC icon
3315
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$320K ﹤0.01%
10,422
-5,204
-33% -$167K
EVF
3316
Eaton Vance Senior Income Trust
EVF
$90.9M
$320K ﹤0.01%
48,319
-11,525
-19% -$75.9K
NML
3317
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$320K ﹤0.01%
76,097
-2,952
-4% -$11.6K
DFNL icon
3318
Davis Select Financial ETF
DFNL
$495M
$319K ﹤0.01%
+11,352
New +$298K
JCO
3319
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$319K ﹤0.01%
38,022
-5,868
-13% -$48.6K
EBC icon
3320
Eastern Bankshares
EBC
$5.37B
$318K ﹤0.01%
16,500
-500
-3% -$8.69K
VIVO
3321
VivoPower PLC
VIVO
$141M
$318K ﹤0.01%
+3,151
New +$354K
UCB
3322
United Community Banks
UCB
$4.43B
$318K ﹤0.01%
9,322
+829
+10% +$27.2K
EXI icon
3323
iShares Global Industrials ETF
EXI
$1.49B
$317K ﹤0.01%
2,736
+307
+13% +$33.9K
MTACU
3324
DELISTED
MedTech Acquisition Corporation Unit
MTACU
$317K ﹤0.01%
31,500
-5,500
-15% -$58.5K
ADMA icon
3325
ADMA Biologics
ADMA
$2.11B
$316K ﹤0.01%
179,491
+43,202
+32% +$98.9K
131 132
133
134 135

Similar funds

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PI
PEAK6 Investments Chicago, Illinois $44.8B AUM 19.99% 1-Year Est. Return
ECU
Eisler Capital (UK) London, United Kingdom $21.7B AUM 0.34% 1-Year Est. Return
EAM
Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return
AA
Axiom Advisory San Diego, California $10.7B AUM 25.51% 1-Year Est. Return
SA
SpiderRock Advisors Wilimington, Delaware $6.29B AUM
WPL
Winder Pte Ltd Singapore $5.59B AUM 41.5% 1-Year Est. Return
ECU
Eisler Capital (US) New York $4.67B AUM 35.2% 1-Year Est. Return

Raymond James & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Raymond James & Associates held 4,186 positions worth $99.1B, up 8.7% from $91.2B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Raymond James & Associates deployed $3.27B of net new capital in Q1 2021, opening 432 new positions and adding to 2,037 existing holdings. Its largest new stake was BlackRock Technology and Private Equity Term Trust: 1,676,875 shares worth $34M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $671M trimmed.

  • Raymond James & Associates's largest Q1 2021 buy was BlackRock Technology and Private Equity Term Trust: 1,676,875 shares worth $34M.
  • Raymond James & Associates added most to Vanguard S&P 500 ETF in Q1 2021, an estimated $1.36B increase.
  • Raymond James & Associates's biggest Q1 2021 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $671M.
  • Raymond James & Associates fully exited Sensient Technologies in Q1 2021, selling an estimated $15.6M.
  • Raymond James & Associates's ten largest holdings make up 23% of its $99.1B portfolio in Q1 2021.
  • Raymond James & Associates opened 432 new positions and closed 199 in Q1 2021.
  • Raymond James & Associates's portfolio value rose 8.7% quarter-over-quarter to $99.1B.

Based on Raymond James & Associates's 13F filing for Q1 2021, filed 14 May 2021.