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Rafferty Asset Management

Rafferty Asset Management Portfolio holdings

AUM $24.6B
1-Year Est. Return 47.06%
This Fund
S&P 500
This Quarter Est. Return
-1.65%
1 Year Est. Return
+47.06%
3 Year Est. Return
+108.18%
5 Year Est. Return
+135.84%
10 Year Est. Return
+427.13%
AUM
$14.6B
AUM Growth
-$1.24B
Cap. Flow
-$848M
Cap. Flow %
-5.8%
Top 10 Hldgs %
39.01%
Holding
1,338
New
83
Increased
401
Reduced
763
Closed
86

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$405M
2
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$143M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$103M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$90M
5
XLNX
Xilinx Inc
XLNX
+$84.2M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$142M
2
QCOM icon
Qualcomm
QCOM
+$138M
3
TXN icon
Texas Instruments
TXN
+$119M
4
AMD icon
Advanced Micro Devices
AMD
+$73.5M
5
AVGO icon
Broadcom
AVGO
+$71.9M

Sector Composition

Rank Sector Weight
1 Technology 29.45%
2 Financials 17.83%
3 Energy 4.75%
4 Healthcare 4.52%
5 Industrials 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRX icon
551
Xerox
XRX
$412M
$2.62M 0.02%
130,002
+23,869
+22% +$542K
NTLA icon
552
Intellia Therapeutics
NTLA
$1.49B
$2.6M 0.02%
19,391
-11,191
-37% -$1.69M
SOLO
553
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$2.6M 0.02%
729,856
-77,033
-10% -$272K
ABCB icon
554
Ameris Bancorp
ABCB
$5.91B
$2.59M 0.02%
50,007
-26,994
-35% -$1.31M
SLM icon
555
SLM Corp
SLM
$5.11B
$2.58M 0.02%
146,372
-36,725
-20% -$689K
KDMN
556
DELISTED
Kadmon Holdings, Inc.
KDMN
$2.56M 0.02%
294,009
-126,958
-30% -$723K
EOSE icon
557
Eos Energy Enterprises
EOSE
$1.32B
$2.56M 0.02%
182,175
-19,224
-10% -$285K
MYOV
558
DELISTED
Myovant Sciences Ltd.
MYOV
$2.55M 0.02%
113,762
-1,657
-1% -$36.4K
TPH
559
DELISTED
Tri Pointe Homes
TPH
$2.55M 0.02%
121,384
-43,749
-26% -$986K
PLUG icon
560
Plug Power
PLUG
$2.85B
$2.54M 0.02%
99,398
-11,315
-10% -$303K
AGEN
561
Agenus
AGEN
$329M
$2.52M 0.02%
24,425
+3,043
+14% +$344K
CDMO
562
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2.51M 0.02%
116,390
+34,783
+43% +$840K
MDGL icon
563
Madrigal Pharmaceuticals
MDGL
$10.8B
$2.51M 0.02%
31,456
+7,291
+30% +$630K
ZNTL icon
564
Zentalis Pharmaceuticals
ZNTL
$341M
$2.5M 0.02%
37,588
-8,860
-19% -$511K
BEAM icon
565
Beam Therapeutics
BEAM
$2.67B
$2.49M 0.02%
28,606
-784
-3% -$78.8K
BABA icon
566
Alibaba
BABA
$307B
$2.49M 0.02%
16,798
+5,287
+46% +$962K
EVR icon
567
Evercore
EVR
$12.1B
$2.48M 0.02%
18,592
-4,905
-21% -$667K
UPLD icon
568
Upland Software
UPLD
$12.9M
$2.48M 0.02%
7,418
+1,715
+30% +$643K
POLY
569
DELISTED
Plantronics, Inc.
POLY
$2.48M 0.02%
96,447
+28,485
+42% +$894K
DK icon
570
Delek US
DK
$4.08B
$2.47M 0.02%
137,389
+20,240
+17% +$345K
QNCX icon
571
Quince Therapeutics
QNCX
$25M
$2.47M 0.02%
135
-45
-25% -$716K
SMAR
572
DELISTED
Smartsheet Inc.
SMAR
$2.46M 0.02%
+35,740
New +$2.63M
CACC icon
573
Credit Acceptance
CACC
$5.98B
$2.45M 0.02%
4,190
-1,076
-20% -$586K
UNM icon
574
Unum
UNM
$14.3B
$2.45M 0.02%
97,860
-52,771
-35% -$1.4M
NNDM
575
Nano Dimension
NNDM
$320M
$2.44M 0.02%
433,294
-45,729
-10% -$288K
21 22
23
24 25

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Rafferty Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rafferty Asset Management held 1,338 positions worth $14.6B, down 7.8% from $15.9B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Rafferty Asset Management withdrew a net $848M in Q3 2021, closing 86 positions and reducing 763 holdings. Its most notable exit was Coherent, an estimated $22.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Financials and Energy.

Against the trend, Rafferty Asset Management opened a new position in STMicroelectronics worth $29.5M.

  • Rafferty Asset Management's largest Q3 2021 buy was STMicroelectronics: 675,025 shares worth $29.5M.
  • Rafferty Asset Management added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $405M increase.
  • Rafferty Asset Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $142M.
  • Rafferty Asset Management fully exited Coherent in Q3 2021, selling an estimated $22.6M.
  • Rafferty Asset Management's ten largest holdings make up 39% of its $14.6B portfolio in Q3 2021.
  • Rafferty Asset Management opened 83 new positions and closed 86 in Q3 2021.
  • Rafferty Asset Management's portfolio value fell 7.8% quarter-over-quarter to $14.6B.

Based on Rafferty Asset Management's 13F filing for Q3 2021, filed 10 Nov 2021.