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PAM

PVG Asset Management Portfolio holdings

AUM $173M
1-Year Est. Return 64.51%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+64.51%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$140M
AUM Growth
-$28.8M
Cap. Flow
-$29.6M
Cap. Flow %
-21.18%
Top 10 Hldgs %
49.16%
Holding
116
New
23
Increased
10
Reduced
41
Closed
36

Top Buys

Rank Stock Value
1
NOK icon
Nokia
NOK
+$4.2M
2
SDS icon
ProShares UltraShort S&P500
SDS
+$2.94M
3
WFC icon
Wells Fargo
WFC
+$2.78M
4
FLG
Flagstar Bank National Association
FLG
+$2.61M
5
CCT
Corporate Capital Trust, Inc.
CCT
+$2.36M

Top Sells

Rank Stock Value
1
APCC
AMERICAN POWER CONVERSION CORP
APCC
+$5.42M
2
PFX icon
PhenixFIN
PFX
+$3.81M
3
GLD icon
SPDR Gold Trust
GLD
+$2.87M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.66M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.5%
2 Financials 12.93%
3 Communication Services 10.19%
4 Healthcare 6.56%
5 Technology 6.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHLRD
76
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$232K 0.17%
11,100
-10,000
-47% -$205K
GILD icon
77
Gilead Sciences
GILD
$182B
$203K 0.15%
+2,640
New +$199K
CAH icon
78
Cardinal Health
CAH
$54.6B
$201K 0.14%
3,730
-8,400
-69% -$430K
AMC icon
79
AMC Entertainment Holdings
AMC
$2.23B
– –
-8,468
Closed -$1.35M
ARLP icon
80
Alliance Resource Partners
ARLP
$3.41B
– –
-17,420
Closed -$319K
AXSM icon
81
Axsome Therapeutics
AXSM
$11.6B
– –
-14,240
Closed -$45K
CLF icon
82
Cleveland-Cliffs
CLF
$6.65B
– –
-10,635
Closed -$89K
CPB icon
83
Campbell Soup
CPB
$6.34B
– –
-36,878
Closed -$1.5M
DHC
84
Diversified Healthcare Trust
DHC
$1.82B
– –
-59,006
Closed -$1.07M
DHY
85
UBS Asset Management High Yield Credit Fund
DHY
$232M
– –
-19,690
Closed -$52K
HP icon
86
Helmerich & Payne
HP
$4.4B
– –
-14,860
Closed -$947K
HTGC icon
87
Hercules Capital
HTGC
$3.26B
– –
-37,415
Closed -$473K
IRT icon
88
Independence Realty Trust
IRT
$3.58B
– –
-122,937
Closed -$1.27M
KHC icon
89
Kraft Heinz
KHC
$28.8B
– –
-6,900
Closed -$433K
KMB icon
90
Kimberly-Clark
KMB
$33B
– –
-10,783
Closed -$1.14M
KOF icon
91
Coca-Cola Femsa
KOF
$23.3B
– –
-11,640
Closed -$656K
LXP icon
92
LXP Industrial Trust
LXP
$3.59B
– –
-17,506
Closed -$764K
MFIC icon
93
MidCap Financial Investment
MFIC
$745M
– –
-135,813
Closed -$2.27M
KG
94
Kestrel Group
KG
$51.4M
– –
-3,981
Closed -$616K
MVIS icon
95
Microvision
MVIS
$49.9M
– –
-13,333
Closed -$224K
PFLT icon
96
PennantPark Floating Rate Capital
PFLT
$706M
– –
-38,600
Closed -$527K
PFX icon
97
PhenixFIN
PFX
$87.5M
– –
-54,853
Closed -$3.81M
PSEC icon
98
Prospect Capital
PSEC
$1.14B
– –
-123,891
Closed -$831K
SAN icon
99
Banco Santander
SAN
$214B
– –
-70,957
Closed -$363K
SLRC icon
100
SLR Investment Corp
SLRC
$659M
– –
-23,892
Closed -$488K
1 2 3
4
5

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SHF
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AIFAIM
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PVG Asset Management's Q3 2018 Portfolio in Review

As of Q3 2018, PVG Asset Management held 116 positions worth $140M, down 17% from $169M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

PVG Asset Management withdrew a net $29.6M in Q3 2018, closing 36 positions and reducing 41 holdings. Its most notable exit was AMERICAN POWER CONVERSION CORP, an estimated $5.42M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 43% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PVG Asset Management opened a new position in Nokia worth $4.22M.

  • PVG Asset Management's largest Q3 2018 buy was Nokia: 756,540 shares worth $4.22M.
  • PVG Asset Management added most to ProShares UltraShort S&P500 in Q3 2018, an estimated $2.94M increase.
  • PVG Asset Management's biggest Q3 2018 reduction was SPDR Gold Trust, cutting an estimated $2.87M.
  • PVG Asset Management fully exited AMERICAN POWER CONVERSION CORP in Q3 2018, selling an estimated $5.42M.
  • PVG Asset Management's ten largest holdings make up 49% of its $140M portfolio in Q3 2018.
  • PVG Asset Management opened 23 new positions and closed 36 in Q3 2018.
  • PVG Asset Management's portfolio value fell 17% quarter-over-quarter to $140M.

Based on PVG Asset Management's 13F filing for Q3 2018, filed 15 Nov 2018.