PAM

PVG Asset Management Portfolio holdings

AUM $29.4M
This Quarter Return
-1.4%
1 Year Return
+17.61%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$248M
AUM Growth
+$248M
Cap. Flow
-$34.3M
Cap. Flow %
-13.86%
Top 10 Hldgs %
46.42%
Holding
87
New
23
Increased
9
Reduced
32
Closed
22

Top Buys

1
HTS
HATTERAS FINANCIAL CORP
HTS
$5.67M
2
WMT icon
Walmart
WMT
$5.11M
3
CAT icon
Caterpillar
CAT
$4.93M
4
XLF icon
Financial Select Sector SPDR Fund
XLF
$4.91M
5
TWO
Two Harbors Investment
TWO
$4.87M

Top Sells

1
SDS icon
ProShares UltraShort S&P500
SDS
$8.13M
2
PNNT
Pennant Park Investment Corp
PNNT
$7.14M
3
XLE icon
Energy Select Sector SPDR Fund
XLE
$6.94M
4
VZ icon
Verizon
VZ
$5.99M
5
GE icon
GE Aerospace
GE
$5.77M

Sector Composition

1 Financials 16.88%
2 Real Estate 13.59%
3 Industrials 7.17%
4 Healthcare 3.06%
5 Technology 3.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HRZN icon
51
Horizon Technology Finance
HRZN
$296M
$954K 0.39%
81,319
-8,861
-10% -$104K
IBB icon
52
iShares Biotechnology ETF
IBB
$5.68B
$875K 0.35%
2,585
-190
-7% -$64.3K
RAS.PRA
53
DELISTED
RAIT Fin Trust 7.75% Series A
RAS.PRA
$869K 0.35%
+321,745
New +$869K
SCZ icon
54
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.6B
$364K 0.15%
7,285
-715
-9% -$35.7K
DHY
55
Credit Suisse High Yield Bond Fund
DHY
$218M
$319K 0.13%
139,855
+28,400
+25% +$64.8K
IHI icon
56
iShares US Medical Devices ETF
IHI
$4.27B
$304K 0.12%
+2,480
New +$304K
HYF
57
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$225K 0.09%
+128,040
New +$225K
PHF
58
DELISTED
Pacholder High Yield
PHF
$187K 0.08%
30,780
-2,525
-8% -$15.3K
BGH
59
Barings Global Short Duration High Yield Fund
BGH
$327M
$170K 0.07%
+10,325
New +$170K
FHY
60
DELISTED
First Trust Strategic High
FHY
$164K 0.07%
14,699
-560
-4% -$6.23K
PNK
61
DELISTED
Pinnacle Entertainment Inc.
PNK
$159K 0.06%
19,475
+785
+4% +$6.42K
EXD
62
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$126K 0.05%
10,020
-1,115
-10% -$14K
EAD
63
Allspring Income Opportunities Fund
EAD
$418M
$108K 0.04%
14,470
-1,525
-10% -$11.4K
UQM
64
DELISTED
UQM Technologies, Inc.
UQM
$9.31K ﹤0.01%
14,000
– –
FULL
65
DELISTED
Full Circle Capital Corporation
FULL
– –
-17,275
Closed -$53K
AVP
66
DELISTED
Avon Products, Inc.
AVP
– –
-690,337
Closed -$2.24M
OCSI
67
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-377,015
Closed -$3.29M
SUNS
68
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-19,502
Closed -$277K
XLE icon
69
Energy Select Sector SPDR Fund
XLE
$27.1B
– –
-113,418
Closed -$6.94M
TSE icon
70
Trinseo
TSE
$83.1M
– –
-64,810
Closed -$1.64M
BCIC
71
BCP Investment Corporation Common Stock
BCIC
$160M
– –
-10,850
Closed -$48.9K
PNNT
72
Pennant Park Investment Corp
PNNT
$469M
– –
-1,103,957
Closed -$7.14M
OLN icon
73
Olin
OLN
$2.67B
– –
-130,480
Closed -$2.19M
NYMT
74
New York Mortgage Trust
NYMT
$642M
– –
-405,338
Closed -$2.23M
MFIC icon
75
MidCap Financial Investment
MFIC
$1.21B
– –
-363,825
Closed -$1.99M
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