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PAM

PVG Asset Management Portfolio holdings

AUM $173M
1-Year Est. Return 64.51%
This Fund
S&P 500
This Quarter Est. Return
-1.4%
1 Year Est. Return
+64.51%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$248M
AUM Growth
-$36.9M
Cap. Flow
-$27.1M
Cap. Flow %
-10.95%
Top 10 Hldgs %
46.42%
Holding
87
New
23
Increased
9
Reduced
32
Closed
22

Top Buys

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$6.22M
2
RAS.PRA
RAIT Fin Trust 7.75% Series A
RAS.PRA
+$5.98M
3
TWO
Two Harbors Investment
TWO
+$5.13M
4
CAT icon
Caterpillar
CAT
+$5.07M
5
WMT icon
Walmart Inc
WMT
+$5.02M

Top Sells

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$8.2M
2
PNNT
Pennant Park Investment Corp
PNNT
+$7.14M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$6.94M
4
VZ icon
Verizon
VZ
+$5.88M
5
GE icon
GE Aerospace
GE
+$5.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.68%
2 Financials 17.91%
3 Real Estate 15.88%
4 Industrials 7.17%
5 Healthcare 3.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRZN icon
51
Horizon Technology Finance
HRZN
$328M
$954K 0.39%
81,319
-8,861
-10% -$97.3K
IBB icon
52
iShares Biotechnology ETF
IBB
$10.4B
$875K 0.35%
7,755
-570
-7% -$61.9K
RAS.PRA
53
DELISTED
RAIT Fin Trust 7.75% Series A
RAS.PRA
$869K 0.35%
+321,745
New +$5.98M
SCZ icon
54
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.9B
$364K 0.15%
7,285
-715
-9% -$35.7K
DHY
55
UBS Asset Management High Yield Credit Fund
DHY
$228M
$319K 0.13%
139,855
+28,400
+25% +$65.9K
IHI icon
56
iShares US Medical Devices ETF
IHI
$3.26B
$304K 0.12%
+14,880
New +$298K
HYF
57
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$225K 0.09%
+128,040
New +$232K
PHF
58
DELISTED
Pacholder High Yield
PHF
$187K 0.08%
30,780
-2,525
-8% -$16.1K
BGH
59
Barings Global Short Duration High Yield Fund
BGH
$275M
$170K 0.07%
+10,325
New +$176K
FHY
60
DELISTED
First Trust Strategic High
FHY
$164K 0.07%
14,699
-560
-4% -$6.48K
PNK
61
DELISTED
Pinnacle Entertainment Inc.
PNK
$159K 0.06%
19,475
+785
+4% +$26.4K
EXD
62
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$126K 0.05%
10,020
-1,115
-10% -$13.9K
EAD
63
Allspring Income Opportunities Fund
EAD
$367M
$108K 0.04%
14,470
-1,525
-10% -$11.6K
UQM
64
DELISTED
UQM Technologies, Inc.
UQM
$9.31K ﹤0.01%
14,000
– –
ACP
65
abrdn Income Credit Strategies Fund
ACP
$573M
– –
-13,514
Closed -$168K
AMX icon
66
America Movil
AMX
$69.2B
– –
-141,326
Closed -$2.34M
DD icon
67
DuPont de Nemours
DD
$16.8B
– –
-23,983
Closed -$2.58M
ERIC icon
68
Ericsson
ERIC
$32.8B
– –
-546,307
Closed -$5.34M
FV icon
69
First Trust Dorsey Wright Focus 5 ETF
FV
$3.74B
– –
-29,530
Closed -$648K
HPQ icon
70
HP
HPQ
$30.7B
– –
-303,596
Closed -$3.53M
IJS icon
71
iShares S&P Small-Cap 600 Value ETF
IJS
$8.09B
– –
-11,450
Closed -$600K
IVR icon
72
Invesco Mortgage Capital
IVR
$718M
– –
-37,646
Closed -$4.61M
IXP icon
73
iShares Global Comm Services ETF
IXP
$474M
– –
-12,845
Closed -$729K
KBH icon
74
KB Home
KBH
$3.04B
– –
-93,716
Closed -$1.27M
KSS icon
75
Kohl's
KSS
$1.95B
– –
-55,674
Closed -$2.58M
1 2
3
4

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SHF
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AIFAIM
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GWA
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KCIC
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PVG Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, PVG Asset Management held 87 positions worth $248M, down 13% from $285M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

PVG Asset Management withdrew a net $27.1M in Q4 2015, closing 22 positions and reducing 32 holdings. Its most notable exit was Pennant Park Investment Corp, an estimated $7.14M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 46% a quarter earlier, followed by Financials and Real Estate.

Against the trend, PVG Asset Management opened a new position in HATTERAS FINANCIAL CORP worth $5.67M.

  • PVG Asset Management's largest Q4 2015 buy was HATTERAS FINANCIAL CORP: 431,213 shares worth $5.67M.
  • PVG Asset Management added most to Two Harbors Investment in Q4 2015, an estimated $5.13M increase.
  • PVG Asset Management's biggest Q4 2015 reduction was ProShares UltraShort S&P500, cutting an estimated $8.2M.
  • PVG Asset Management fully exited Pennant Park Investment Corp in Q4 2015, selling an estimated $7.14M.
  • PVG Asset Management's ten largest holdings make up 46% of its $248M portfolio in Q4 2015.
  • PVG Asset Management opened 23 new positions and closed 22 in Q4 2015.
  • PVG Asset Management's portfolio value fell 13% quarter-over-quarter to $248M.

Based on PVG Asset Management's 13F filing for Q4 2015, filed 11 Feb 2016.