PAM

PVG Asset Management Portfolio holdings

AUM $29.4M
This Quarter Return
-4.8%
1 Year Return
+17.61%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$309M
AUM Growth
+$309M
Cap. Flow
-$13.2M
Cap. Flow %
-4.28%
Top 10 Hldgs %
48.98%
Holding
100
New
13
Increased
15
Reduced
32
Closed
26

Top Buys

1
SDS icon
ProShares UltraShort S&P500
SDS
$38.7M
2
WIN
Windstream Holdings Inc
WIN
$7.22M
3
XLE icon
Energy Select Sector SPDR Fund
XLE
$7.04M
4
AMLP icon
Alerian MLP ETF
AMLP
$6.9M
5
SLRC icon
SLR Investment Corp
SLRC
$5.51M

Top Sells

1
SH icon
ProShares Short S&P500
SH
$41M
2
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$9.32M
3
KLAC icon
KLA
KLAC
$4.98M
4
DWX icon
SPDR S&P International Dividend ETF
DWX
$3.87M
5
QID icon
ProShares UltraShort QQQ
QID
$3.85M

Sector Composition

1 Financials 23.58%
2 Real Estate 11.33%
3 Communication Services 7.19%
4 Technology 5%
5 Industrials 3.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SUNS
51
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$379K 0.12%
24,045
+11,741
+95% +$185K
DIA icon
52
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.7B
$244K 0.08%
1,385
-19,401
-93% -$3.41M
BGH
53
Barings Global Short Duration High Yield Fund
BGH
$327M
$202K 0.07%
800,000
+789,975
+7,880% +$199K
PNK
54
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-18,800
Closed -$235K
ACP
55
abrdn Income Credit Strategies Fund
ACP
$739M
$185K 0.06%
13,020
+940
+8% +$13.4K
REM icon
56
iShares Mortgage Real Estate ETF
REM
$602M
$179K 0.06%
16,930
-304,977
-95% -$3.23M
EXD
57
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$138K 0.04%
10,670
+170
+2% +$2.19K
EAD
58
Allspring Income Opportunities Fund
EAD
$418M
$137K 0.04%
16,575
-695
-4% -$5.75K
DHY
59
Credit Suisse High Yield Bond Fund
DHY
$218M
– –
0
– -$84.1K
BCIC
60
BCP Investment Corporation Common Stock
BCIC
$160M
$71.7K 0.02%
+11,995
New +$71.7K
FULL
61
DELISTED
Full Circle Capital Corporation
FULL
$60.8K 0.02%
17,020
+1,460
+9% +$5.21K
UQM
62
DELISTED
UQM Technologies, Inc.
UQM
$12K ﹤0.01%
+14,000
New +$12K
SNDS
63
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
– –
-9,713
Closed -$205K
HHY
64
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-11,329
Closed -$99.9K
OHAI
65
DELISTED
OHA Investment Corporation
OHAI
– –
-36,570
Closed -$193K
OAKS
66
DELISTED
Five Oaks Investment Corp.
OAKS
– –
-10,985
Closed -$117K
TUP
67
DELISTED
Tupperware Brands Corporation
TUP
– –
-31,820
Closed -$2.2M
XOM icon
68
Exxon Mobil
XOM
$477B
– –
-41,679
Closed -$3.54M
XLK icon
69
Technology Select Sector SPDR Fund
XLK
$83.6B
– –
-90,025
Closed -$3.73M
XLI icon
70
Industrial Select Sector SPDR Fund
XLI
$23B
– –
-15,205
Closed -$848K
XLF icon
71
Financial Select Sector SPDR Fund
XLF
$53.6B
– –
-155,285
Closed -$3.74M
XLB icon
72
Materials Select Sector SPDR Fund
XLB
$5.46B
– –
-76,885
Closed -$3.75M
TBT icon
73
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
– –
-222,690
Closed -$9.32M
QID icon
74
ProShares UltraShort QQQ
QID
$279M
– –
-104,430
Closed -$3.85M
MDXG icon
75
MiMedx Group
MDXG
$1.05B
– –
-11,045
Closed -$115K
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