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PCA

Providence Capital Advisors Portfolio holdings

AUM $613M
1-Year Est. Return 17.83%
This Fund
S&P 500
This Quarter Est. Return
+5.07%
1 Year Est. Return
+17.83%
3 Year Est. Return
+42.1%
5 Year Est. Return
+50.05%
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$10.6M
Cap. Flow
-$6.22M
Cap. Flow %
-4.06%
Top 10 Hldgs %
22.63%
Holding
272
New
13
Increased
64
Reduced
28
Closed
17

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$2.3M
2
MCD icon
McDonald's
MCD
+$2.23M
3
BMY icon
Bristol-Myers Squibb
BMY
+$2.19M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.16M
5
HAL icon
Halliburton
HAL
+$601K

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$2.4M
2
TT icon
Trane Technologies
TT
+$2.31M
3
CMCSA icon
Comcast
CMCSA
+$2.22M
4
ORCL icon
Oracle
ORCL
+$2.18M
5
MDLZ icon
Mondelez International
MDLZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Technology 15.37%
2 Financials 13.5%
3 Healthcare 12.84%
4 Consumer Discretionary 11.65%
5 Energy 8.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICLR icon
201
Icon
ICLR
$12.8B
$9K 0.01%
60
– –
LMT icon
202
Lockheed Martin
LMT
$132B
$9K 0.01%
26
– –
UAL icon
203
United Airlines
UAL
$40.1B
$9K 0.01%
100
– –
KRNY icon
204
Kearny Financial
KRNY
$606M
$8K 0.01%
595
– –
NDSN icon
205
Nordson
NDSN
$16.4B
$8K 0.01%
55
– –
WM icon
206
Waste Management
WM
$90.9B
$8K 0.01%
85
– –
SGEN
207
DELISTED
Seagen Inc. Common Stock
SGEN
$8K 0.01%
100
– –
ASND icon
208
Ascendis Pharma A/S
ASND
$16.5B
$7K ﹤0.01%
100
– –
CMCSA icon
209
Comcast
CMCSA
$84B
$7K ﹤0.01%
200
-62,702
-100% -$2.22M
DHR icon
210
Danaher
DHR
$138B
$7K ﹤0.01%
68
– –
ENTG icon
211
Entegris
ENTG
$17.8B
$7K ﹤0.01%
235
– –
GPN icon
212
Global Payments
GPN
$23.8B
$7K ﹤0.01%
58
– –
HTHT icon
213
Huazhu Hotels Group
HTHT
$13B
$7K ﹤0.01%
232
– –
IT icon
214
Gartner
IT
$10.2B
$7K ﹤0.01%
43
– –
PFF icon
215
iShares Preferred and Income Securities ETF
PFF
$13.3B
$7K ﹤0.01%
180
– –
SUPN icon
216
Supernus Pharmaceuticals
SUPN
$2.65B
$7K ﹤0.01%
130
– –
VEEV icon
217
Veeva Systems
VEEV
$32.7B
$7K ﹤0.01%
60
– –
QVCGA
218
DELISTED
QVC Group Inc Series A
QVCGA
$7K ﹤0.01%
6
– –
RHT
219
DELISTED
Red Hat Inc
RHT
$7K ﹤0.01%
55
– –
AMP icon
220
Ameriprise Financial
AMP
$48.1B
$6K ﹤0.01%
40
-287
-88% -$41.1K
DLB icon
221
Dolby
DLB
$4.9B
$6K ﹤0.01%
79
– –
EXC icon
222
Exelon
EXC
$46.6B
$6K ﹤0.01%
207
– –
HLT icon
223
Hilton Worldwide
HLT
$72.5B
$6K ﹤0.01%
74
– –
RTX icon
224
RTX Corp
RTX
$289B
$6K ﹤0.01%
64
– –
SLB icon
225
SLB Ltd
SLB
$72.6B
$6K ﹤0.01%
105
– –
7 8
9
10 11

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Providence Capital Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Providence Capital Advisors held 272 positions worth $153M, up 7.4% from $143M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Providence Capital Advisors withdrew a net $6.22M in Q3 2018, closing 17 positions and reducing 28 holdings. Its most notable exit was Mondelez International, an estimated $2.16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Providence Capital Advisors opened a new position in Morgan Stanley worth $2.19M.

  • Providence Capital Advisors's largest Q3 2018 buy was Morgan Stanley: 47,100 shares worth $2.19M.
  • Providence Capital Advisors added most to McDonald's in Q3 2018, an estimated $2.23M increase.
  • Providence Capital Advisors's biggest Q3 2018 reduction was Corning, cutting an estimated $2.4M.
  • Providence Capital Advisors fully exited Mondelez International in Q3 2018, selling an estimated $2.16M.
  • Providence Capital Advisors's ten largest holdings make up 23% of its $153M portfolio in Q3 2018.
  • Providence Capital Advisors opened 13 new positions and closed 17 in Q3 2018.
  • Providence Capital Advisors's portfolio value rose 7.4% quarter-over-quarter to $153M.

Based on Providence Capital Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.