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PCA

Providence Capital Advisors Portfolio holdings

AUM $613M
1-Year Est. Return 17.83%
This Fund
S&P 500
This Quarter Est. Return
+5.07%
1 Year Est. Return
+17.83%
3 Year Est. Return
+42.1%
5 Year Est. Return
+50.05%
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$10.6M
Cap. Flow
-$6.22M
Cap. Flow %
-4.06%
Top 10 Hldgs %
22.63%
Holding
272
New
13
Increased
64
Reduced
28
Closed
17

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$2.3M
2
MCD icon
McDonald's
MCD
+$2.23M
3
BMY icon
Bristol-Myers Squibb
BMY
+$2.19M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.16M
5
HAL icon
Halliburton
HAL
+$601K

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$2.4M
2
TT icon
Trane Technologies
TT
+$2.31M
3
CMCSA icon
Comcast
CMCSA
+$2.22M
4
ORCL icon
Oracle
ORCL
+$2.18M
5
MDLZ icon
Mondelez International
MDLZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Technology 15.37%
2 Financials 13.5%
3 Healthcare 12.84%
4 Consumer Discretionary 11.65%
5 Energy 8.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
151
Bank of New York Mellon
BNY
$106B
$30K 0.02%
580
– –
CSM icon
152
ProShares Large Cap Core Plus
CSM
$514M
$29K 0.02%
816
– –
USNA icon
153
Usana Health Sciences
USNA
$409M
$29K 0.02%
240
– –
FITB
154
Fifth Third Bancorp
FITB
$51.3B
$28K 0.02%
1,004
– –
VWO icon
155
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$28K 0.02%
678
-1,597
-70% -$67.2K
WFC icon
156
Wells Fargo
WFC
$258B
$28K 0.02%
538
-99
-16% -$5.65K
RY icon
157
Royal Bank of Canada
RY
$292B
$27K 0.02%
336
– –
IWB icon
158
iShares Russell 1000 ETF
IWB
$47.9B
$26K 0.02%
162
– –
IWR icon
159
iShares Russell Mid-Cap ETF
IWR
$56.1B
$26K 0.02%
476
– –
NVO
160
Novo Nordisk
NVO
$228B
$25K 0.02%
1,080
– –
ECL icon
161
Ecolab
ECL
$78.6B
$24K 0.02%
150
– –
VIG icon
162
Vanguard Dividend Appreciation ETF
VIG
$112B
$24K 0.02%
220
– –
YUM icon
163
Yum! Brands
YUM
$43.3B
$23K 0.02%
250
– –
DGRW icon
164
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$22K 0.01%
500
– –
EW icon
165
Edwards Lifesciences
EW
$50B
– –
0
– –
HACK icon
166
Amplify Cybersecurity ETF
HACK
$2.64B
$22K 0.01%
550
– –
IBB icon
167
iShares Biotechnology ETF
IBB
$9.52B
$21K 0.01%
+175
New +$20.6K
ZTS icon
168
Zoetis
ZTS
$31.9B
$20K 0.01%
215
– –
SDY icon
169
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$19K 0.01%
193
-1,802
-90% -$175K
MELI icon
170
Mercado Libre
MELI
$95.6B
$18K 0.01%
52
– –
PYPL icon
171
PayPal
PYPL
$49.3B
$18K 0.01%
202
– –
CL icon
172
Colgate-Palmolive
CL
$73.3B
$17K 0.01%
250
– –
PGR icon
173
Progressive
PGR
$124B
$17K 0.01%
240
– –
DNN icon
174
Denison Mines
DNN
$2.64B
$16K 0.01%
23,371
– –
EZM icon
175
WisdomTree US MidCap Fund
EZM
$941M
$16K 0.01%
375
– –
5 6
7
8 9

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Providence Capital Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Providence Capital Advisors held 272 positions worth $153M, up 7.4% from $143M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Providence Capital Advisors withdrew a net $6.22M in Q3 2018, closing 17 positions and reducing 28 holdings. Its most notable exit was Mondelez International, an estimated $2.16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Providence Capital Advisors opened a new position in Morgan Stanley worth $2.19M.

  • Providence Capital Advisors's largest Q3 2018 buy was Morgan Stanley: 47,100 shares worth $2.19M.
  • Providence Capital Advisors added most to McDonald's in Q3 2018, an estimated $2.23M increase.
  • Providence Capital Advisors's biggest Q3 2018 reduction was Corning, cutting an estimated $2.4M.
  • Providence Capital Advisors fully exited Mondelez International in Q3 2018, selling an estimated $2.16M.
  • Providence Capital Advisors's ten largest holdings make up 23% of its $153M portfolio in Q3 2018.
  • Providence Capital Advisors opened 13 new positions and closed 17 in Q3 2018.
  • Providence Capital Advisors's portfolio value rose 7.4% quarter-over-quarter to $153M.

Based on Providence Capital Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.