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PCA

Providence Capital Advisors Portfolio holdings

AUM $613M
1-Year Est. Return 17.83%
This Fund
S&P 500
This Quarter Est. Return
+5.07%
1 Year Est. Return
+17.83%
3 Year Est. Return
+42.1%
5 Year Est. Return
+50.05%
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$10.6M
Cap. Flow
-$6.22M
Cap. Flow %
-4.06%
Top 10 Hldgs %
22.63%
Holding
272
New
13
Increased
64
Reduced
28
Closed
17

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$2.3M
2
MCD icon
McDonald's
MCD
+$2.23M
3
BMY icon
Bristol-Myers Squibb
BMY
+$2.19M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.16M
5
HAL icon
Halliburton
HAL
+$601K

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$2.4M
2
TT icon
Trane Technologies
TT
+$2.31M
3
CMCSA icon
Comcast
CMCSA
+$2.22M
4
ORCL icon
Oracle
ORCL
+$2.18M
5
MDLZ icon
Mondelez International
MDLZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Technology 15.37%
2 Financials 13.5%
3 Healthcare 12.84%
4 Consumer Discretionary 11.65%
5 Energy 8.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
126
Trane Technologies
TT
$100B
$51K 0.03%
495
-23,600
-98% -$2.31M
VOT icon
127
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.1B
$51K 0.03%
+360
New +$50.4K
AAL icon
128
American Airlines Group
AAL
$10.1B
$48K 0.03%
1,165
– –
FDX icon
129
FedEx
FDX
$73.2B
$48K 0.03%
200
– –
VOE icon
130
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$48K 0.03%
+424
New +$48.2K
XBI icon
131
State Street SPDR S&P Biotech ETF
XBI
$9.96B
– –
0
– –
XLV icon
132
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$48K 0.03%
500
-351
-41% -$31.7K
CRM icon
133
Salesforce
CRM
$148B
$46K 0.03%
290
– –
LRGF icon
134
iShares US Equity Factor ETF
LRGF
$3.56B
$46K 0.03%
+1,369
New +$45.6K
KLDW
135
DELISTED
Knowledge Leaders Developed World ETF
KLDW
– –
0
– –
PRFZ icon
136
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.76B
$45K 0.03%
+1,575
New +$45K
JPUS
137
JPMorgan Diversified Return US Equity ETF
JPUS
$459M
– –
0
– –
V icon
138
Visa
V
$678B
$42K 0.03%
281
– –
EFA icon
139
iShares MSCI EAFE ETF
EFA
$77.9B
– –
0
– –
OEF icon
140
iShares S&P 100 ETF
OEF
$19.9B
$38K 0.02%
295
– –
RTN
141
DELISTED
Raytheon Company
RTN
$38K 0.02%
183
– –
BA icon
142
Boeing
BA
$168B
$37K 0.02%
100
– –
EES icon
143
WisdomTree US SmallCap Earnings Fund
EES
$716M
$36K 0.02%
900
– –
GLW icon
144
Corning
GLW
$121B
$36K 0.02%
1,022
-73,900
-99% -$2.4M
PNC icon
145
PNC Financial Services
PNC
$99.6B
$36K 0.02%
262
– –
SWK icon
146
Stanley Black & Decker
SWK
$14.2B
$35K 0.02%
240
– –
DXJ icon
147
WisdomTree Japan Hedged Equity Fund
DXJ
$7.05B
$34K 0.02%
585
– –
IYW icon
148
iShares US Technology ETF
IYW
$23.4B
$34K 0.02%
700
– –
SCIU
149
DELISTED
Global X Scientific Beta US ETF
SCIU
$32K 0.02%
960
– –
ALGN icon
150
Align Technology
ALGN
$12B
$30K 0.02%
76
– –
4 5
6
7 8

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Providence Capital Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Providence Capital Advisors held 272 positions worth $153M, up 7.4% from $143M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Providence Capital Advisors withdrew a net $6.22M in Q3 2018, closing 17 positions and reducing 28 holdings. Its most notable exit was Mondelez International, an estimated $2.16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Providence Capital Advisors opened a new position in Morgan Stanley worth $2.19M.

  • Providence Capital Advisors's largest Q3 2018 buy was Morgan Stanley: 47,100 shares worth $2.19M.
  • Providence Capital Advisors added most to McDonald's in Q3 2018, an estimated $2.23M increase.
  • Providence Capital Advisors's biggest Q3 2018 reduction was Corning, cutting an estimated $2.4M.
  • Providence Capital Advisors fully exited Mondelez International in Q3 2018, selling an estimated $2.16M.
  • Providence Capital Advisors's ten largest holdings make up 23% of its $153M portfolio in Q3 2018.
  • Providence Capital Advisors opened 13 new positions and closed 17 in Q3 2018.
  • Providence Capital Advisors's portfolio value rose 7.4% quarter-over-quarter to $153M.

Based on Providence Capital Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.