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PCA

Providence Capital Advisors Portfolio holdings

AUM $613M
1-Year Est. Return 17.83%
This Fund
S&P 500
This Quarter Est. Return
+5.07%
1 Year Est. Return
+17.83%
3 Year Est. Return
+42.1%
5 Year Est. Return
+50.05%
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$10.6M
Cap. Flow
-$6.22M
Cap. Flow %
-4.06%
Top 10 Hldgs %
22.63%
Holding
272
New
13
Increased
64
Reduced
28
Closed
17

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$2.3M
2
MCD icon
McDonald's
MCD
+$2.23M
3
BMY icon
Bristol-Myers Squibb
BMY
+$2.19M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.16M
5
HAL icon
Halliburton
HAL
+$601K

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$2.4M
2
TT icon
Trane Technologies
TT
+$2.31M
3
CMCSA icon
Comcast
CMCSA
+$2.22M
4
ORCL icon
Oracle
ORCL
+$2.18M
5
MDLZ icon
Mondelez International
MDLZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Technology 15.37%
2 Financials 13.5%
3 Healthcare 12.84%
4 Consumer Discretionary 11.65%
5 Energy 8.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
Philip Morris
PM
$299B
$156K 0.1%
1,914
– –
XLK icon
102
State Street Technology Select Sector SPDR ETF
XLK
$115B
– –
0
– –
MA icon
103
Mastercard
MA
$510B
$129K 0.08%
580
+180
+45% +$37.5K
CAT icon
104
Caterpillar
CAT
$373B
– –
0
– –
BAX icon
105
Baxter International
BAX
$13.8B
$116K 0.08%
1,500
– –
QQQ icon
106
Invesco QQQ Trust
QQQ
$450B
$112K 0.07%
605
– –
LOW icon
107
Lowe's Companies
LOW
$118B
$106K 0.07%
926
– –
PRF icon
108
Invesco FTSE RAFI US 1000 ETF
PRF
$9.78B
$104K 0.07%
4,360
– –
VB icon
109
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$104K 0.07%
641
-1,157
-64% -$187K
ITA icon
110
iShares US Aerospace & Defense ETF
ITA
$14.1B
$102K 0.07%
944
+70
+8% +$7.2K
IWP icon
111
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$99K 0.06%
1,460
– –
META icon
112
Meta Platforms (Facebook)
META
$1.37T
$92K 0.06%
562
– –
VEU icon
113
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
– –
0
– –
MMM icon
114
3M
MMM
$90.8B
$82K 0.05%
463
– –
PEP icon
115
PepsiCo
PEP
$191B
$82K 0.05%
729
– –
UNP icon
116
Union Pacific
UNP
$172B
$73K 0.05%
450
– –
VBK icon
117
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$72K 0.05%
+382
New +$70.2K
ADP icon
118
Automatic Data Processing
ADP
$105B
$68K 0.04%
450
– –
ROK icon
119
Rockwell Automation
ROK
$52.4B
$68K 0.04%
361
– –
BBY icon
120
Best Buy
BBY
$18.5B
$60K 0.04%
750
– –
NOC icon
121
Northrop Grumman
NOC
$76B
$59K 0.04%
186
– –
KO icon
122
Coca-Cola
KO
$381B
$58K 0.04%
1,258
– –
DD icon
123
DuPont de Nemours
DD
$18.7B
$57K 0.04%
349
– –
UN
124
DELISTED
Unilever NV New York Registry Shares
UN
$56K 0.04%
1,000
– –
TSCO icon
125
Tractor Supply
TSCO
$15.8B
$55K 0.04%
3,000
– –
3 4
5
6 7

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1SAMC
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Providence Capital Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Providence Capital Advisors held 272 positions worth $153M, up 7.4% from $143M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Providence Capital Advisors withdrew a net $6.22M in Q3 2018, closing 17 positions and reducing 28 holdings. Its most notable exit was Mondelez International, an estimated $2.16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Providence Capital Advisors opened a new position in Morgan Stanley worth $2.19M.

  • Providence Capital Advisors's largest Q3 2018 buy was Morgan Stanley: 47,100 shares worth $2.19M.
  • Providence Capital Advisors added most to McDonald's in Q3 2018, an estimated $2.23M increase.
  • Providence Capital Advisors's biggest Q3 2018 reduction was Corning, cutting an estimated $2.4M.
  • Providence Capital Advisors fully exited Mondelez International in Q3 2018, selling an estimated $2.16M.
  • Providence Capital Advisors's ten largest holdings make up 23% of its $153M portfolio in Q3 2018.
  • Providence Capital Advisors opened 13 new positions and closed 17 in Q3 2018.
  • Providence Capital Advisors's portfolio value rose 7.4% quarter-over-quarter to $153M.

Based on Providence Capital Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.