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PCA

Providence Capital Advisors Portfolio holdings

AUM $613M
1-Year Est. Return 17.83%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+17.83%
3 Year Est. Return
+42.1%
5 Year Est. Return
+50.05%
10 Year Est. Return
–
AUM
$321M
AUM Growth
+$11.5M
Cap. Flow
+$16.1M
Cap. Flow %
5.01%
Top 10 Hldgs %
26.2%
Holding
358
New
36
Increased
93
Reduced
39
Closed
39

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.11M
2
GLW icon
Corning
GLW
+$4.02M
3
BAX icon
Baxter International
BAX
+$3.78M
4
BSX icon
Boston Scientific
BSX
+$3.65M
5
CSX icon
CSX Corp
CSX
+$3.5M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$4.44M
2
MSFT icon
Microsoft
MSFT
+$3.74M
3
JCI icon
Johnson Controls International
JCI
+$3.69M
4
UPS icon
United Parcel Service
UPS
+$3.39M
5
LOW icon
Lowe's Companies
LOW
+$3.34M

Sector Composition

Rank Sector Weight
1 Technology 22.33%
2 Healthcare 13.54%
3 Financials 12.68%
4 Communication Services 10.01%
5 Consumer Staples 8.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
301
American International
AIG
$42.3B
$0 ﹤0.01%
9
– –
ARCC icon
302
Ares Capital
ARCC
$13.8B
– –
-338
Closed -$7K
AXDX
303
DELISTED
Accelerate Diagnostics
AXDX
$0 ﹤0.01%
5
– –
BBY icon
304
Best Buy
BBY
$17.8B
$0 ﹤0.01%
1
– –
BHC icon
305
Bausch Health
BHC
$2.34B
– –
-1,175
Closed -$34K
BHF icon
306
Brighthouse Financial
BHF
$3.57B
$0 ﹤0.01%
8
– –
BP icon
307
BP
BP
$107B
– –
-500
Closed -$13K
DAL icon
308
Delta Air Lines
DAL
$61.6B
$0 ﹤0.01%
8
– –
DAVA icon
309
Endava
DAVA
$159M
$0 ﹤0.01%
+3
New +$387
DBX icon
310
Dropbox
DBX
$8.13B
– –
-1,000
Closed -$30K
DEO icon
311
Diageo
DEO
$49.1B
– –
-170
Closed -$33K
DIAL icon
312
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
– –
-600
Closed -$13K
DKNG icon
313
DraftKings
DKNG
$10.9B
– –
-1,950
Closed -$102K
EWJ icon
314
iShares MSCI Japan ETF
EWJ
$22.6B
– –
-75
Closed -$5K
FDX icon
315
FedEx
FDX
$73.6B
– –
-454
Closed -$135K
FMB icon
316
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-740
Closed -$42K
FUBO icon
317
FuboTV Inc
FUBO
$299M
– –
-138
Closed -$53K
GAIN icon
318
Gladstone Investment Corp
GAIN
$655M
– –
-700
Closed -$10K
GM icon
319
General Motors
GM
$78.3B
– –
-700
Closed -$41K
GSK icon
320
GSK
GSK
$103B
$0 ﹤0.01%
3
– –
HDV
321
iShares Core High Dividend ETF
HDV
$14.8B
– –
-32,230
Closed -$622K
IGSB icon
322
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-360
Closed -$20K
INDS icon
323
Pacer Industrial Real Estate ETF
INDS
$117M
$0 ﹤0.01%
10
– –
INKM icon
324
State Street Income Allocation ETF
INKM
$75M
– –
-500
Closed -$18K
IP icon
325
International Paper
IP
$22.7B
– –
-528
Closed -$31K
11 12
13
14 15

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Providence Capital Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Providence Capital Advisors held 358 positions worth $321M, up 3.7% from $309M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Providence Capital Advisors deployed $16.1M of net new capital in Q3 2021, opening 36 new positions and adding to 93 existing holdings. Its largest new stake was Boston Scientific: 82,600 shares worth $3.58M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Gilead Sciences, an estimated $4.44M trimmed.

  • Providence Capital Advisors's largest Q3 2021 buy was Boston Scientific: 82,600 shares worth $3.58M.
  • Providence Capital Advisors added most to Starbucks in Q3 2021, an estimated $4.11M increase.
  • Providence Capital Advisors's biggest Q3 2021 reduction was Gilead Sciences, cutting an estimated $4.44M.
  • Providence Capital Advisors fully exited Johnson Controls International in Q3 2021, selling an estimated $3.69M.
  • Providence Capital Advisors's ten largest holdings make up 26% of its $321M portfolio in Q3 2021.
  • Providence Capital Advisors opened 36 new positions and closed 39 in Q3 2021.
  • Providence Capital Advisors's portfolio value rose 3.7% quarter-over-quarter to $321M.

Based on Providence Capital Advisors's 13F filing for Q3 2021, filed 9 Nov 2021.