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PCA

Providence Capital Advisors Portfolio holdings

AUM $613M
1-Year Est. Return 17.83%
This Fund
S&P 500
This Quarter Est. Return
+5.07%
1 Year Est. Return
+17.83%
3 Year Est. Return
+42.1%
5 Year Est. Return
+50.05%
10 Year Est. Return
–
AUM
$153M
AUM Growth
+$10.6M
Cap. Flow
-$6.22M
Cap. Flow %
-4.06%
Top 10 Hldgs %
22.63%
Holding
272
New
13
Increased
64
Reduced
28
Closed
17

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$2.3M
2
MCD icon
McDonald's
MCD
+$2.23M
3
BMY icon
Bristol-Myers Squibb
BMY
+$2.19M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.16M
5
HAL icon
Halliburton
HAL
+$601K

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$2.4M
2
TT icon
Trane Technologies
TT
+$2.31M
3
CMCSA icon
Comcast
CMCSA
+$2.22M
4
ORCL icon
Oracle
ORCL
+$2.18M
5
MDLZ icon
Mondelez International
MDLZ
+$2.16M

Sector Composition

Rank Sector Weight
1 Technology 15.37%
2 Financials 13.5%
3 Healthcare 12.84%
4 Consumer Discretionary 11.65%
5 Energy 8.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNE
251
DELISTED
Veoneer, Inc.
VNE
$2K ﹤0.01%
+42
New +$2.16K
AXDX
252
DELISTED
Accelerate Diagnostics
AXDX
$1K ﹤0.01%
5
– –
BIIB icon
253
Biogen
BIIB
$30B
$1K ﹤0.01%
4
– –
CAMP
254
DELISTED
CalAmp Corp.
CAMP
$1K ﹤0.01%
1
– –
ACM icon
255
Aecom
ACM
$9.3B
– –
-54,203
Closed -$1.79M
BGR icon
256
BlackRock Energy and Resources Trust
BGR
$421M
– –
-1,299
Closed -$20K
BIV icon
257
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-1,440
Closed -$117K
C icon
258
Citigroup
C
$222B
– –
-100
Closed -$7K
CBRL icon
259
Cracker Barrel
CBRL
$1.26B
– –
-50
Closed -$8K
EMO
260
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
– –
-250
Closed -$14K
B
261
Barrick Mining
B
$61.5B
$0 ﹤0.01%
25
– –
ITM icon
262
VanEck Intermediate Muni ETF
ITM
$2.14B
– –
-150
Closed -$7K
MDLZ icon
263
Mondelez International
MDLZ
$79.5B
– –
-52,700
Closed -$2.16M
MET icon
264
MetLife
MET
$61.9B
– –
-41,000
Closed -$1.79M
NTR icon
265
Nutrien
NTR
$33.2B
– –
-40
Closed -$2K
TLT icon
266
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-50
Closed -$6K
XLP icon
267
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
– –
-301
Closed -$16K
NTG
268
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-130
Closed -$22K
DLPH
269
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-22,680
Closed -$1.03M
JMF
270
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-1,800
Closed -$19K
BTX.WS
271
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
– –
-19
Closed –
NTG.RT
272
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
– –
-1,302
Closed –
7 8 9 10
11

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Providence Capital Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Providence Capital Advisors held 272 positions worth $153M, up 7.4% from $143M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Providence Capital Advisors withdrew a net $6.22M in Q3 2018, closing 17 positions and reducing 28 holdings. Its most notable exit was Mondelez International, an estimated $2.16M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Providence Capital Advisors opened a new position in Morgan Stanley worth $2.19M.

  • Providence Capital Advisors's largest Q3 2018 buy was Morgan Stanley: 47,100 shares worth $2.19M.
  • Providence Capital Advisors added most to McDonald's in Q3 2018, an estimated $2.23M increase.
  • Providence Capital Advisors's biggest Q3 2018 reduction was Corning, cutting an estimated $2.4M.
  • Providence Capital Advisors fully exited Mondelez International in Q3 2018, selling an estimated $2.16M.
  • Providence Capital Advisors's ten largest holdings make up 23% of its $153M portfolio in Q3 2018.
  • Providence Capital Advisors opened 13 new positions and closed 17 in Q3 2018.
  • Providence Capital Advisors's portfolio value rose 7.4% quarter-over-quarter to $153M.

Based on Providence Capital Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.