PCA

Prosperity Capital Advisors Portfolio holdings

AUM $1.27B

This Quarter Return

-1.43%

1 Year Return

+7.1%

3 Year Return

–

5 Year Return

–

10 Year Return

–

AUM

$1.27B

AUM Growth

+$34.3M (+3%)

Cap. Flow

+$59.3M

Cap. Flow % of AUM

4.69%

Top 10 Holdings %Top 10 Hldgs %

42.35%

Holding

375

New

Increased

164

Reduced

126

Closed

Top Buys

1	SPDR Portfolio S&P 500 ETF SPLG	$8.76M
2	iShares 10-20 Year Treasury Bond ETF TLH	$7.94M
3	Invesco S&P 500 Top 50 ETF XLG	$7.78M
4	iShares Core MSCI Emerging Markets ETF IEMG	$6.52M
5	Innovator Defined Wealth Shield ETF BALT	$4.73M

Top Sells

1	iShares 20+ Year Treasury Bond ETF TLT	$4.93M
2	Invesco QQQ Trust QQQ	$4.01M
3	iShares US Infrastructure ETF IFRA	$3.87M
4	SPDR Portfolio S&P 500 Growth ETF SPYG	$3.36M
5	Broadcom AVGO	$3.09M

Sector Composition

1	Technology	3.37%
2	Consumer Discretionary	1.37%
3	Healthcare	1.31%
4	Financials	1.27%
5	Consumer Staples	0.83%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
101	101 iShares National Muni Bond ETF MUB $38B	$2.04M	0.16%	19,363 +2,986	+18%	+$315K
102	102 iShares iBoxx $ High Yield Corporate Bond ETF HYG $16.9B	$1.95M	0.15%	24,811 -10,910	-31%	-$859K
103	103 Invesco S&P 500 Low Volatility ETF SPLV $7.69B	$1.92M	0.15%	25,684 +22,245	+647%	+$1.66M
104	104 iShares Floating Rate Bond ETF FLOT $8.98B	$1.91M	0.15%	37,600 +5,611	+18%	+$285K
105	105 Financial Select Sector SPDR Fund XLF $51.8B	$1.9M	0.15%	38,161 +13,436	+54%	+$668K
106	106 Goldman Sachs Physical Gold ETF Shares AAAU $1.61B	$1.9M	0.15%	+61,526	New	+$1.9M
107	107 Vanguard Short-Term Corporate Bond ETF VCSH $34.3B	$1.88M	0.15%	23,863 +13,705	+135%	+$1.08M
108	108 iShares Core Total USD Bond Market ETF IUSB $32.9B	$1.87M	0.15%	40,548 +189	+0.5%	+$8.7K
109	109 Alerian MLP ETF AMLP $10.4B	$1.79M	0.14%	34,223 -15,520	-31%	-$811K
110	110 Sherwin-Williams SHW $85B	$1.78M	0.14%	5,067 +4,345	+602%	+$1.52M
111	111 iShares 1-3 Year Treasury Bond ETF SHY $23.7B	$1.77M	0.14%	+21,498	New	+$1.77M
112	112 SPDR S&P 500 ETF Trust SPY $647B	$1.74M	0.14%	3,110 -1,224	-28%	-$687K
113	113 First Trust Large Cap Growth AlphaDEX Fund FTC $1.2B	$1.71M	0.13%	+12,838	New	+$1.71M
114	114 WisdomTree US LargeCap Fund EPS $1.17B	$1.7M	0.13%	+28,639	New	+$1.7M
115	115 First Trust Morningstar Dividend Leaders Index Fund FDL $5.59B	$1.69M	0.13%	+39,235	New	+$1.69M
116	116 iShares Semiconductor ETF SOXX $14B	$1.69M	0.13%	8,991 -1,010	-10%	-$190K
117	117 Invesco S&P 500 BuyWrite ETF PBP $279M	$1.69M	0.13%	+75,606	New	+$1.69M
118	118 Avantis Emerging Markets Equity ETF AVEM $11.2B	$1.68M	0.13%	27,751 -1,417	-5%	-$85.9K
119	119 Philip Morris PM $257B	$1.61M	0.13%	10,192 -160	-2%	-$25.3K
120	120 Invesco S&P 500 Equal Weight ETF RSP $74.6B	$1.57M	0.12%	9,051 +481	+6%	+$83.4K
121	121 Johnson & Johnson JNJ $404B	$1.52M	0.12%	9,902 -583	-6%	-$89.3K
122	122 Vanguard High Dividend Yield ETF VYM $62.1B	$1.49M	0.12%	11,608 +2,385	+26%	+$307K
123	123 Vanguard Large-Cap ETF VV $43.1B	$1.49M	0.12%	5,781 +5	+0.1%	+$1.29K
124	124 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD $27.7B	$1.48M	0.12%	13,594 +2,551	+23%	+$277K
125	125 SPDR Bloomberg 3-12 Month T-Bill ETF BILS $3.8B	$1.47M	0.12%	14,860 +1,149	+8%	+$114K