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PCA

Prospect Capital Advisors Portfolio holdings

AUM $180M
1-Year Est. Return 60.99%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+60.99%
3 Year Est. Return
+136.42%
5 Year Est. Return
+151.72%
10 Year Est. Return
+1,327.83%
AUM
$303M
AUM Growth
+$34.3M
Cap. Flow
+$36.4M
Cap. Flow %
12.02%
Top 10 Hldgs %
64.09%
Holding
39
New
6
Increased
12
Reduced
10
Closed
5

Top Buys

Rank Stock Value
1
SMLR
Semler Scientific
SMLR
+$25.2M
2
DXLG icon
Destination XL Group
DXLG
+$5.69M
3
SKIN icon
SkinHealth Systems
SKIN
+$5.63M
4
SIMO icon
Silicon Motion
SIMO
+$3.87M
5
PLAY icon
Dave & Buster's
PLAY
+$3.71M

Top Sells

Rank Stock Value
1
INMD icon
InMode
INMD
+$5.3M
2
EHTH icon
eHealth
EHTH
+$4.49M
3
BLDR icon
Builders FirstSource
BLDR
+$4.37M
4
OPRX icon
OptimizeRx
OPRX
+$4.05M
5
ORGO icon
Organogenesis Holdings
ORGO
+$2.55M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 26.75%
2 Healthcare 19.35%
3 Technology 17.76%
4 Consumer Staples 10.2%
5 Industrials 6.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXNX
26
DELISTED
Axonics, Inc. Common Stock
AXNX
$3.34M 1.1%
+51,250
New +$3.5M
AKAM icon
27
Akamai
AKAM
$16.5B
$3.22M 1.06%
+30,750
New +$3.51M
SAFE
28
Safehold
SAFE
$1.13B
$2.57M 0.85%
+21,037
New +$2.54M
SCS
29
DELISTED
Steelcase
SCS
$2.22M 0.73%
175,000
-80,900
-32% -$1.12M
KIDS icon
30
OrthoPediatrics
KIDS
$517M
$1.8M 0.59%
27,500
-7,500
-21% -$487K
SIEN
31
DELISTED
Sientra, Inc.
SIEN
$819K 0.27%
14,295
-26,655
-65% -$1.82M
COVAU
32
DELISTED
COVA Acquisition Corp. Unit
COVAU
$547K 0.18%
55,000
– –
EVOJU
33
DELISTED
Evo Acquisition Corp. Unit
EVOJU
$509K 0.17%
51,100
– –
BRPMU
34
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$150K 0.05%
15,000
– –
BLDR icon
35
Builders FirstSource
BLDR
$7.1B
– –
-102,400
Closed -$4.37M
EHTH icon
36
eHealth
EHTH
$43.8M
– –
-76,800
Closed -$4.49M
ORGO icon
37
Organogenesis Holdings
ORGO
$315M
– –
-153,450
Closed -$2.55M
RIDE
38
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-3,000
Closed -$498K
AGAC.U
39
DELISTED
African Gold Acquisition Corp Units
AGAC.U
– –
-40,000
Closed -$404K
1
2

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Prospect Capital Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Prospect Capital Advisors held 39 positions worth $303M, up 13% from $269M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Prospect Capital Advisors deployed $36.4M of net new capital in Q3 2021, opening 6 new positions and adding to 12 existing holdings. Its largest new stake was Semler Scientific: 199,810 shares worth $25M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 27% of assets, down from 29% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was InMode, an estimated $5.3M trimmed.

  • Prospect Capital Advisors's largest Q3 2021 buy was Semler Scientific: 199,810 shares worth $25M.
  • Prospect Capital Advisors added most to Silicon Motion in Q3 2021, an estimated $3.87M increase.
  • Prospect Capital Advisors's biggest Q3 2021 reduction was InMode, cutting an estimated $5.3M.
  • Prospect Capital Advisors fully exited eHealth in Q3 2021, selling an estimated $4.49M.
  • Prospect Capital Advisors's ten largest holdings make up 64% of its $303M portfolio in Q3 2021.
  • Prospect Capital Advisors opened 6 new positions and closed 5 in Q3 2021.
  • Prospect Capital Advisors's portfolio value rose 13% quarter-over-quarter to $303M.

Based on Prospect Capital Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.