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PCA

Prospect Capital Advisors Portfolio holdings

AUM $180M
1-Year Est. Return 60.99%
This Fund
S&P 500
This Quarter Est. Return
+6.03%
1 Year Est. Return
+60.99%
3 Year Est. Return
+136.42%
5 Year Est. Return
+151.72%
10 Year Est. Return
+1,327.83%
AUM
$157M
AUM Growth
-$28.5M
Cap. Flow
-$34.3M
Cap. Flow %
-21.82%
Top 10 Hldgs %
70.26%
Holding
29
New
4
Increased
4
Reduced
9
Closed
5

Top Buys

Rank Stock Value
1
PENG
Penguin Solutions Inc
PENG
+$9.76M
2
WW
WW International
WW
+$7.48M
3
QDEL icon
QuidelOrtho
QDEL
+$5.87M
4
PJT icon
PJT Partners
PJT
+$654K
5
CDNA icon
CareDx
CDNA
+$312K

Top Sells

Rank Stock Value
1
RGC
Regal Entertainment Group
RGC
+$11.3M
2
UEIC icon
Universal Electronics
UEIC
+$7.36M
3
WAGE
WageWorks, Inc.
WAGE
+$7.17M
4
TNAV
Telenav Inc.
TNAV
+$6.7M
5
ETD icon
Ethan Allen Interiors
ETD
+$5.82M

Sector Composition

Rank Sector Weight
1 Technology 31.42%
2 Financials 15.41%
3 Consumer Staples 14.91%
4 Consumer Discretionary 12.47%
5 Industrials 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEIC icon
26
Universal Electronics
UEIC
$57.2M
– –
-116,018
Closed -$7.36M
XCRA
27
DELISTED
Xcerra Corporation
XCRA
– –
-248,700
Closed -$2.45M
MEET
28
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-1,360,800
Closed -$4.95M
STMP
29
DELISTED
Stamps.com, Inc.
STMP
– –
-9,050
Closed -$1.83M
1
2

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KCM
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Prospect Capital Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Prospect Capital Advisors held 29 positions worth $157M, down 15% from $186M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Prospect Capital Advisors withdrew a net $34.3M in Q4 2017, closing 5 positions and reducing 9 holdings. Its most notable exit was Universal Electronics, an estimated $7.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 27% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Prospect Capital Advisors opened a new position in Penguin Solutions Inc worth $10.4M.

  • Prospect Capital Advisors's largest Q4 2017 buy was Penguin Solutions Inc: 615,500 shares worth $10.4M.
  • Prospect Capital Advisors added most to PJT Partners in Q4 2017, an estimated $654K increase.
  • Prospect Capital Advisors's biggest Q4 2017 reduction was Regal Entertainment Group, cutting an estimated $11.3M.
  • Prospect Capital Advisors fully exited Universal Electronics in Q4 2017, selling an estimated $7.36M.
  • Prospect Capital Advisors's ten largest holdings make up 70% of its $157M portfolio in Q4 2017.
  • Prospect Capital Advisors opened 4 new positions and closed 5 in Q4 2017.
  • Prospect Capital Advisors's portfolio value fell 15% quarter-over-quarter to $157M.

Based on Prospect Capital Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.